Experiment: The Mechanical Equivalent of Heat

Contents
  1. Historical context: heat as substance or motion
  2. The claim under test
  3. Apparatus
  4. Procedure
  5. Observations
  6. Interpretation
  7. The Joule–Thomson companion experiments
  8. Modern repetitions and precision

Joule's paddle-wheel measurements established that heat is energy in transfer: a fixed quantity of mechanical work, however delivered, produces the same rise of temperature in the same body [Joule:1850]. The result killed the caloric theory, grounded the first law of Classical Thermodynamics, and fixed the conversion factor that every calorimetric measurement in this treatise silently uses. Its molecular reading—work stirred into the disordered motion of Kinetic Theory of Gases—came a decade later.

When its content is written, this chapter will use the structured experiment environment, with apparatus, procedure, observations with uncertainties in SI units, interpretation and primary references; the sections below reserve that structure and name the sources.

Derivation pending.

Experiment: The Mechanical Equivalent of Heat: all derivations of this chapter are pending.

Historical context: heat as substance or motion

Rumford's cannon-boring observations

[Reserved: the caloric theory and its genuine successes; Rumford's observation that boring cannon generates heat without limit, arguing that heat cannot be a conserved substance [Rumford:1798]; his rough estimate of an equivalent from horses and boring dust; why the argument, though correct, did not persuade for half a century.]

Phenomenon 56.1 (Friction generates heat without limit).

Rubbing generates heat in a body without limit and without altering the body. Rumford, boring cannon at the Munich arsenal with a deliberately blunted tool driven by horses, found the supply of heat inexhaustible so long as the work continued—enough, in one trial, to bring the surrounding water to the boil—and found further that the metal dust produced had the same heat capacity, weight for weight, as the metal it came from [Rumford:1798].

Derivation. The observation refutes the hypothesis it was aimed at. Suppose heat is a conserved substance resident in bodies, as the caloric theory held. Then the heat obtainable from a given body is bounded by the amount it contains, and heat is released only by lowering that content—by a change of state, or by a reduction in the capacity of the substance to hold caloric. Both consequences are contradicted at once: the yield was unbounded and, so far as could be told, proportional to the work expended rather than to any property of the metal consumed; and the dust, which on the caloric account had given up its heat by a reduced capacity, showed the same capacity as the solid. Hence what is released is not drawn from a fixed store, and the conserved quantity—if there is one—must be one that mechanical work can supply. Identifying it is the work of Section 56.2; the caloric theory survives only as the special case in which no work is done.

Mayer's inference

[Reserved: Mayer's 1842 claim of the equivalence of heat and work, with the first numerical equivalent, extracted from the difference of the two heat capacities of air [Mayer:1842]; the assumption the inference rests on (no internal work in the free expansion of a gas); the priority dispute with Joule, stated plainly.]

Phenomenon 56.2 (The two heat capacities of a gas differ by the gas constant).

Heating a gas at constant pressure takes more heat than heating the same gas through the same interval at constant volume, and for dilute gases the molar difference is the gas constant,

\begin{equation}\tag{56.1} C_{P}-C_{V}=nR\ep \end{equation}

The two capacities of air had been measured before any theory of heat existed, and Mayer saw that their difference is the work the expanding gas performs against the atmosphere; equating the one to the other gave him the first numerical value of the mechanical equivalent of heat, without any apparatus of his own [Mayer:1842].

Derivation. Take \(n\) moles. At constant volume the gas does no work, so all the heat supplied raises the internal energy: \(C_{V}=\dd U/\dd T\), using that \(U\) depends on the temperature alone—which is the content of Phenomenon 56.4 below, and the assumption Mayer's inference silently rests on. At constant pressure the same rise of temperature raises \(U\) by the same amount, since \(U\) depends on nothing else, but the gas additionally expands, by \(\Delta V=nR\Delta T/P\) from the equation of state \(PV=nRT\), and does work

\begin{equation}\tag{56.2} P\Delta V=nR\Delta T\ep \end{equation}

The heat supplied at constant pressure therefore exceeds that supplied at constant volume by exactly \(nR\Delta T\), which is Equation (56.1). The inference now runs backwards. The left side of Equation (56.1) is a difference of two calorimetric measurements, expressed in whatever unit of heat the laboratory uses; the right side is a mechanical work, expressed in mechanical units. The equality between them is therefore a conversion factor between the two units, obtained without ever converting work into heat in an apparatus. Its weakness is equally plain: it is only as good as the assumption that a gas expanding freely does no internal work, which nothing in the argument tests. Joule's paddle wheel tests it.

Joule's programme, 1843–1849

[Reserved: the magneto-electrical measurements that opened the series [Joule:1843]; the rarefaction and condensation experiments [Joule:1845a]; the first paddle-wheel announcement [Joule:1845b]; the convergence of Joule's values as the methods improved, closing on the definitive 1850 series [Joule:1850].]

The claim under test

[Reserved: the proposition that one fixed conversion factor connects work and heat, independent of the process, the substance and the rate—the quantitative content of the first law of Classical Thermodynamics, stated for all of physics by Helmholtz [Helmholtz:1847]; what a failure of process independence would have looked like; the kinetic reading of the same claim in Kinetic Theory of Gases.]

Phenomenon 56.3 (One conversion factor, whatever the mechanism).

In a thermally insulated calorimeter the rise of temperature is proportional to the mechanical work dissipated inside it, and the constant of proportionality is a property of the calorimeter alone. It does not depend on how the work is dissipated, nor on how fast. Joule obtained the same equivalent from a paddle wheel churning water, from the same wheel churning mercury, from cast-iron discs rubbing against each other under mercury [Joule:1850], and, in the earlier series, from an electric current driven by a falling weight [Joule:1843] and from the condensation and rarefaction of air [Joule:1845a]; the paddle-wheel method itself he first announced in 1845 [Joule:1845b]. Nothing in the first law compels this agreement: it is what the measurement found.

Derivation. The work delivered in a run of \(N\) descents of two weights of mass \(M\) through a height \(h\) is

\begin{equation}\tag{56.3} W=2NM\left(gh-\tfrac{1}{2}u^{2}\right)-W_{\mathrm{f}}\ec \end{equation}

\(u\) being the residual speed of the weights at arrest and \(W_{\mathrm{f}}\) the work absorbed by the pulleys and the suspension, both of which Joule measured separately and subtracted. No heat crosses the insulated boundary, so by the first law the internal energy of the calorimeter rises by exactly \(W\). The calorimeter ends in a state differing from its initial one only in temperature, so that rise is \(C\,\Delta T\) with \(C\) the total heat capacity of water, vessel and fittings, and

\begin{equation}\tag{56.4} \Delta T=\frac{W}{C}\ep \end{equation}

Everything on the right of Equation (56.4) is a property of the calorimeter and of the work supplied; the stirring mechanism has dropped out. This is the whole content of the observation, and it is the empirical statement that the adiabatic work between two states depends only on the states—the property that makes the internal energy a state function in Classical Thermodynamics. Had the equivalent depended on the mechanism, one could raise the calorimeter's temperature by the cheaper route and lower it again by the dearer, returning every part of the apparatus to its initial state while extracting net work; the measurement is thus also a bound on perpetual motion of the first kind.

Apparatus

[Reserved: the 1850 paddle-wheel calorimeter [Joule:1850]: a brass paddle wheel churning water—and, in parallel series, mercury—inside an insulated vessel fitted with stationary vanes that prevent bulk rotation; the drive by two lead weights of about \(13\,\mathrm{kg}\) each falling through about \(1.6\,\mathrm{m}\), the descent repeated twenty times per run; thermometers readable to about \(3\,\mathrm{mK}\); all dimensions quoted here in SI, converted on port from Joule's imperial originals.]

Procedure

[Reserved: determination of the work input from the weight, the fall height and the descent count, with corrections for the residual kinetic energy of the weights at arrest and for pulley friction; measurement of the temperature rise of the calorimeter; blank trials interleaved to fix the radiation correction; Joule's averaging over runs and series [Joule:1850].]

Observations

[Reserved: the data tables to be reproduced here in SI—mass of the weights, total fall, work input, water mass and the water equivalent of the vessel, corrected temperature rise, and the resulting equivalent per run—with the uncertainty budget presented per [JCGM:2008]; Joule's 1850 mean corresponds to a specific heat of water of about \(4157\,\mathrm{J}/\mathrm{kg}/\mathrm{K}\), within one per cent of the modern \(4187\,\mathrm{J}/\mathrm{kg}/\mathrm{K}\) [Joule:1850].]

Interpretation

[Reserved: heat is not a conserved substance; work and heat are two currencies of one conserved quantity, the internal energy of Classical Thermodynamics; process independence checked across the water, mercury and cast-iron friction series [Joule:1850]; the place of the result in the energy-conservation synthesis of Mayer [Mayer:1842] and Helmholtz [Helmholtz:1847].]

The Joule–Thomson companion experiments

[Reserved: free expansion into vacuum, from Gay-Lussac [GayLussac:1807] to Joule's twin-vessel experiment [Joule:1845a], showing no temperature change at the attainable precision; the porous-plug experiments of Joule and Thomson, 1852–1862, which resolved the small real-gas cooling the cruder method missed [Joule:1852]; the Joule–Thomson coefficient and its inversion, whose thermodynamics is developed in Classical Thermodynamics; gas liquefaction as the technological descendant.]

Phenomenon 56.4 (No cooling in the free expansion of a dilute gas).

Let a gas at moderate pressure expand into an evacuated vessel, the whole assembly being thermally isolated from its surroundings. No change of temperature is found, within the precision of the measurement. Gay-Lussac observed this first [GayLussac:1807], and Joule repeated it with twin copper vessels joined by a stopcock and immersed in a common water bath [Joule:1845a]. The conclusion drawn—that the internal energy of a dilute gas depends on its temperature alone—is the assumption on which Mayer's inference Equation (56.1) silently rested. The effect the method was too crude to see is the subject of Phenomenon 56.5.

Derivation. The gas expands into vacuum, so it does no work on anything outside it, \(W=0\); the assembly is insulated, so \(Q=0\). By the first law \(\Delta U=0\): the free expansion is a change of volume at constant internal energy. The measurement reports \(\Delta T=0\) across it, that is

\begin{equation}\tag{56.5} \left(\pdv{T}{V}\right)_{U}=0\ep \end{equation}

Expanding the derivative at constant \(U\) by the chain rule,

\begin{equation}\tag{56.6} \left(\pdv{T}{V}\right)_{U} =-\frac{1}{C_{V}}\left(\pdv{U}{V}\right)_{T}\ec \end{equation}

since \((\pp U/\pp T)_{V}=C_{V}\). The heat capacity is finite and positive, so Equation (56.5) forces \((\pp U/\pp V)_{T}=0\) and hence \(U=U(T)\). Together with the equation of state \(PV=nRT\) this completes the description of the ideal gas and yields Equation (56.1). The honest statement of the result is a bound rather than an identity: the experiment shows only that \((\pp U/\pp V)_{T}\) is smaller than the thermometry could resolve, the water bath's own heat capacity swamping the effect.

Phenomenon 56.5 (The Joule–Thomson effect).

Force a real gas steadily through a porous plug, from a higher to a lower pressure, along a thermally insulated tube. Its temperature changes by a small but definite amount: most gases at room temperature emerge cooler, hydrogen and helium emerge warmer, and for each gas there is an inversion temperature above which cooling gives way to warming. Joule and Thomson established the effect in the series of 1852–1862 [Joule:1852]. It is the effect the free expansion of Phenomenon 56.4 was too crude to detect, and, unlike that null result, it is a direct measure of the forces between molecules; the industrial liquefaction of gases descends from it.

Derivation. Follow a fixed quantity of gas through the plug. Upstream, the piston pushing it in does work \(P_{1}V_{1}\) on it; downstream, the gas does work \(P_{2}V_{2}\) in making room for itself. The tube is insulated, so \(Q=0\), and the first law gives \(U_{2}-U_{1}=P_{1}V_{1}-P_{2}V_{2}\), that is

\begin{equation}\tag{56.7} H_{1}=H_{2}\ec\qquad H:=U+PV\ep \end{equation}

Throttling is a process at constant enthalpy—not a quasi-static one, but the end states are equilibrium states and that is all Equation (56.7) requires. The measured quantity is therefore

\begin{equation}\tag{56.8} \mu:=\left(\pdv{T}{P}\right)_{H} =-\frac{1}{C_{P}}\left(\pdv{H}{P}\right)_{T}\ec \end{equation}

by the same chain rule as before with \((\pp H/\pp T)_{P}=C_{P}\). From \(\dd H=T\,\dd S+V\,\dd P\) and the Maxwell relation \((\pp S/\pp P)_{T}=-(\pp V/\pp T)_{P}\) of Classical Thermodynamics,

\begin{equation}\tag{56.9} \mu=\frac{1}{C_{P}} \left[T\left(\pdv{V}{T}\right)_{P}-V\right]\ep \end{equation}

For an ideal gas \(V=nRT/P\) gives \(T(\pp V/\pp T)_{P}=V\) and \(\mu=0\): the effect vanishes identically, so whatever is measured is a departure from ideality and nothing else. The sign of Equation (56.9) changes where \(T(\pp V/\pp T)_{P}=V\), which is the inversion condition; for the van der Waals gas of Classical Thermodynamics the attraction \(a\) cools and the excluded volume \(b\) warms, and the inversion temperature is where the two balance—which is why hydrogen and helium, with small \(a\), must be precooled before throttling will liquefy them.

Modern repetitions and precision

[Reserved: electrical calorimetry replacing mechanical stirring—the continuous-flow measurement of the specific heat of water by Callendar and Barnes [Callendar:1902], and the National Bureau of Standards determinations of Osborne, Stimson and Ginnings [Osborne:1939]; the retirement of the calorie; since the 2019 SI the joule is the sole unit of heat and work, so the “equivalent” is exact by definition [BIPM:2019], its measurable content surviving as the specific heat of water, with current values in [Mohr:2025].]