The Poisson Algebra and the Canonical Bridge to Quantum Mechanics
Hamiltonian Mechanics introduced the Poisson bracket as a convenient notation and listed its properties; Symplectic Geometry of Phase Space showed that those properties are the shadow of the symplectic form. This chapter takes the bracket as the primary object and asks what kind of algebraic structure it is. The answer—a Lie algebra acting by derivations—turns out to be the whole of what survives the passage to quantum mechanics.
The route is direct. Every observable generates a one-parameter family of canonical transformations through the bracket; a symmetry is an observable whose generated family preserves the Hamiltonian; and a conserved quantity is the same thing seen from the other side. Rewriting mechanics so that the bracket carries the dynamics leaves a formalism in which the equations of motion are first order and every statement is algebraic, and that formalism has an exact quantum counterpart obtained by replacing the bracket with a commutator. Where the replacement is legitimate, and where it provably is not, is the content of Section 25.5, and it is the reason quantization is a physical hypothesis to be tested rather than a construction to be carried out. Standard treatments of the quantum side are [Sakurai:2017] [CohenTannoudji:1977] [Weinberg:1995].
Nothing in this chapter derives quantum mechanics. The quantum theory is postulated in The Postulates of Quantum Mechanics, and the correspondence set out here is used there — in Section 77.5.1 — to motivate the operator assignments, not to justify them. The direction of logical dependence is stated once, in Remark 25.51, and held to throughout: classical mechanics is a limit of the quantum theory, and the classical structures of Hamiltonian Mechanics and Symplectic Geometry of Phase Space are what that limit leaves behind.
The conventions of Notation 22.1 remain in force. A hat distinguishes an operator on a Hilbert space, \(\hat{A}\), from the phase-space function \(A\) it is meant to correspond to; the commutator is \(\comm{\hat{A}}{\hat{B}}\) and the anticommutator \(\acomm{\hat{A}}{\hat{B}}\), in the macros of the treatise, and the Poisson bracket keeps its braces \(\pb{u}{v}\). Where a bracket must be qualified by the coordinates in which it is computed the subscript of Equation (22.41) is used.
The Poisson algebra of observables
A Poisson algebra is a real vector space \(A\) carrying two products: an associative commutative product \(uv\), making it a commutative algebra, and a bracket \(\pb{\cdot}{\cdot}\) making it a Lie algebra, the two being compatible through the Leibniz rule Equation (24.24). The observables \(C^{\infty}(M)\) of a mechanical system, with pointwise multiplication and the Poisson bracket of Definition 22.29, form one. Rests on Definitions 22.29 and 24.36.
The Poisson bracket is bilinear, antisymmetric Equation (22.43) and satisfies the Jacobi identity Equation (22.46). The observables of a mechanical system therefore form an infinite-dimensional real Lie algebra. Rests on Equations (22.41) and (22.56).
Derivation. Derives Theorem 25.3. Write the bracket in the phase-space notation of Equation (22.55). With \(\pp_{c}:=\pp/\pp\eta^{c}\) and \(J^{cd}\) the components of the symplectic matrix Equation (22.56) — constants, so the position of the index carries no meaning here — the definition Equation (22.41) reads
Unpacking the blocks of Equation (22.56) returns \(\pp_{q}u\,\pp_{p}v-\pp_{p}u\,\pp_{q}v\), so Equation (25.1) is the same bracket and not a new one.
Bilinearity is immediate, since \(u\) and \(v\) enter through one derivative each. Antisymmetry follows from \(J^{cd}=-J^{dc}\) after relabelling the two summed indices, which is Equation (22.43).
For the Jacobi identity, differentiate once more. Because \(J\) is constant it passes through \(\pp_{d}\), and
Every term of the cyclic sum \(\pb{u}{\pb{v}{w}}+\pb{v}{\pb{w}{u}}+\pb{w}{\pb{u}{v}}\) therefore carries exactly one second derivative, of one of the three functions, and first derivatives of the other two. Collect the two terms carrying \(\pp\pp u\). They come from the second and third brackets and are
In \(B\) interchange the names \(e\leftrightarrow f\), which turns \(J^{ef}\) into \(J^{fe}=-J^{ef}\), and then interchange the pairs \((c,d)\leftrightarrow(e,f)\), which merely renames dummies:
so the two cancel. The cyclic sum is invariant under \(u\to v\to w\to u\), so the same cancellation removes the \(\pp\pp v\) and \(\pp\pp w\) terms, and nothing is left. This is Equation (22.46).
Two features of the computation are worth naming, because they are what the identity really rests on. Antisymmetry of \(J\) is used once, and constancy of \(J\) is used once — and the latter is the coordinate shadow of the closedness of the symplectic form (Definition 13.105), which is why the Jacobi identity survives the change to arbitrary coordinates of Theorem 24.12 even though \(J^{cd}\) does not stay constant there. A bracket built from an antisymmetric \(J^{cd}(\eta)\) that is not the inverse of a closed form is bilinear and antisymmetric but fails Jacobi; the Leibniz rule alone does not save it.
∎For each \(u\), the map \(v\mapsto\pb{v}{u}\) is a derivation of the commutative product; equivalently it is a first-order differential operator, the vector field \(X_{u}\) of Definition 24.14. The Jacobi identity says exactly that \(u\mapsto X_{u}\) is a homomorphism of Lie algebras, up to the sign recorded in Equation (24.8). Rests on Theorem 25.3 and Definition 24.14.
Derivation. Derives Proposition 25.4. For the Leibniz rule, put the product \(vw\) into the first slot of Equation (25.1) and use the product rule on the single derivative that acts on it:
which is Equation (24.24). A linear map obeying Equation (25.3) is by definition a derivation of the commutative product, and since it involves exactly one derivative of its argument it is a first-order differential operator: reading off the coefficient,
which is Equation (24.6). Taking \(u=\Ham\) makes \(X_{\Ham}^{c}=J^{cd}\pp_{d}\Ham\) the right-hand side of Equation (22.57): the Hamiltonian vector field is the velocity field of the motion in phase space.
For the second statement, let \(w\) be arbitrary and compute the commutator of the two vector fields on it, using Equation (25.4) twice:
Now write the Jacobi identity Equation (22.46) with \(w\) in the outer slot and move each inner bracket outwards by antisymmetry, \(\pb{u}{\pb{v}{w}}=\pb{\pb{w}{v}}{u}\) and \(\pb{v}{\pb{w}{u}}=-\pb{\pb{w}{u}}{v}\):
The first term is \(X_{\pb{u}{v}}[w]\) and the remaining two are \(\comm{X_{u}}{X_{v}}[w]\), so \(X_{\pb{u}{v}}[w]=-\comm{X_{u}}{X_{v}}[w]\) for every \(w\), which is Equation (24.8). The sign is a consequence of the conventions, not a defect: it says that \(u\mapsto X_{u}\) is an antihomomorphism in the convention of Equation (22.41), and it is why some texts define the Hamiltonian vector field with the opposite sign.
∎A Poisson algebra carries a commutative product and a Lie bracket. Their quantum counterparts are the symmetrized product \(\tfrac{1}{2}\acomm{\hat{A}}{\hat{B}}\), which is commutative but no longer associative, and the commutator \(\tfrac{1}{\ii\hbar} \comm{\hat{A}}{\hat{B}}\), which remains a Lie bracket exactly. The asymmetry is not an accident of the formalism: it is why the Lie structure transfers to the quantum theory essentially intact while the pointwise product does not, and it is the algebraic root of the obstruction of Section 25.5.
Generators, symmetries, and constants of motion
Let \(G\) be a phase-space function and \(\varepsilon\) an infinitesimal parameter. The transformation
is canonical to first order in \(\varepsilon\); \(G\) is called its generator. Rests on Definitions 22.29 and 24.17.
The transformation Equation (25.5) is generated, in the sense of Equation (22.21), by \(F_{2}=q^{a}P_{a}+\varepsilon G(q,P)\): the identity transformation plus \(\varepsilon\) times the generator. Rests on Equations (22.21) and (25.5).
Derivation. Derives Proposition 25.7. Substitute \(F_{2}=q^{a}P_{a}+\varepsilon G(q,P)\) into the two transformation relations of Equation (22.21):
Setting \(\varepsilon=0\) gives \(P_{a}=p_{a}\) and \(Q^{a}=q^{a}\): the first term alone generates the identity, which is the check the construction needs, since a transformation infinitesimally close to the identity must be generated by a function infinitesimally close to that one.
For \(\varepsilon\neq0\) the relations are implicit, \(G\) being a function of \((q,P)\) rather than of \((q,p)\); but the difference between \(P_{a}\) and \(p_{a}\) is itself of order \(\varepsilon\) by the first of Equation (25.6), so replacing \(P\) by \(p\) inside a derivative of \(G\) costs only \(O(\varepsilon^{2})\). To first order, therefore,
These are exactly Equation (25.5): by Equation (22.41), \(\pb{q^{a}}{G}=\pp G/\pp p_{a}\) and \(\pb{p_{a}}{G}=-\pp G/\pp q^{a}\). The statement for an arbitrary observable follows by the chain rule,
so a single function \(G\) moves every observable at once, and it does so through the bracket alone.
∎Taking \(G=\Ham\) and \(\varepsilon=\dd t\) in Equation (25.5) reproduces the evolution equation Equation (22.50). The motion of a mechanical system is therefore itself a one-parameter family of canonical transformations, generated by the Hamiltonian; the time evolution and the canonical transformations are not two subjects but one. Rests on Equations (22.50) and (25.5).
Derivation. Derives Proposition 25.8. Put \(G=\Ham\) and \(\varepsilon=\dd t\) in the last member of Equation (25.5). For an observable \(u\) carrying no explicit time dependence this gives \(\delta u=\dd t\,\pb{u}{\Ham}\), that is \(\dd u/\dd t=\pb{u}{\Ham}\), which is Equation (22.51). If \(u\) does depend explicitly on the time, the transformation still contributes only \(\dd t\,\pb{u}{\Ham}\) — it acts on the phase-space arguments — and the remaining \(\pp u/\pp t\) of Equation (22.50) comes from the explicit slot, which the transformation does not touch. Applying the result to \(u=q^{a}\) and \(u=p_{a}\) and using Equation (22.44) returns Hamilton's equations Equations (22.3) and (22.4), so the family generated by \(\Ham\) is the motion itself and not merely a transformation resembling it.
∎Let \(G\) carry no explicit time dependence. Then the following are equivalent:
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\(G\) is a constant of the motion;
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\(\pb{G}{\Ham}=0\);
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the one-parameter family of canonical transformations generated by \(G\) leaves \(\Ham\) invariant.
Symmetry and conservation are thus the same statement read in two directions, and the object that expresses both is the bracket. Rests on Equations (22.43), (22.50) and (25.5).
Derivation. Derives Theorem 25.9. \((1)\Leftrightarrow(2)\). With \(\pp G/\pp t=0\) the evolution equation Equation (22.50) reads \(\dd G/\dd t=\pb{G}{\Ham}\). If the bracket vanishes identically then \(G\) is constant along every motion. Conversely, suppose \(G\) is constant along every motion. The bracket \(\pb{G}{\Ham}\) is a function on phase space, and through each point of phase space there passes a motion — take that point as the initial condition of Equations (22.3) and (22.4) — along which \(\dd G/\dd t\) vanishes at that point. So \(\pb{G}{\Ham}\) vanishes at every point. The quantifier is what does the work: constancy along a single trajectory is a weaker statement and does not give (2).
\((2)\Leftrightarrow(3)\). By Proposition 25.7 the family generated by \(G\) moves any observable by \(\delta u=\varepsilon\pb{u}{G}\), so it moves the Hamiltonian by
the second equality being the antisymmetry Equation (22.43). The right-hand side vanishes for all \(\varepsilon\) exactly when \(\pb{G}{\Ham}=0\), which is (2); and its vanishing is the statement that the family leaves \(\Ham\) invariant, which is (3).
∎Theorem 25.9 is the Hamiltonian face of the variational theorem Theorem 24.45, and it is sharper in one respect and narrower in two others. Sharper: the correspondence is a bijection, because Equation (25.7) runs in both directions — every conserved \(G\) generates a symmetry and every generated symmetry conserves its generator, with no integrability condition to check. Narrower: it sees only symmetries generated by a phase-space function, so a discrete symmetry such as spatial inversion or time reversal falls outside it entirely — those have conserved quantities in quantum mechanics (Experiment: Parity Violation) but no classical generator, since a one-parameter family cannot reach them; and it treats the time as a parameter, so a symmetry that reparametrizes the time — the boost of Equation (25.11) is the mild case, general covariance the severe one — needs the extended phase space of Constrained Hamiltonian Systems: the Dirac–Bergmann Formalism before this argument applies to it.
Let a free particle of mass \(m\) move in three-dimensional Euclidean space, with phase-space coordinates \((x_{i},p_{i})\) and Hamiltonian \(\Ham=\abs{\vect{p}}^{2}/2m\). The generators of the Galilei transformations are the phase-space functions
All indices are Cartesian components in Euclidean space, so their position carries no meaning and repeated indices are summed; \(\epsilon_{ijk}\) is the Levi-Civita symbol. The boost generator is the only one carrying an explicit dependence on the time. Rests on Definitions 22.29 and 25.6.
By Poisson's theorem Theorem 22.38 the constants of motion of a system form a Lie subalgebra of the Poisson algebra. For the free particle in three dimensions the generators Equations (25.8), (25.9), (25.10) and (25.11) satisfy
together with
which is the Galilei algebra of Lie Groups, Lie Algebras, and Fibre Bundles centrally extended by the mass. Rests on Definition 25.11, Equation (22.44) and Theorem 22.38.
Derivation. Derives Proposition 25.12. Throughout, the bracket is the one of Definition 22.29 in the Cartesian coordinates \((x_{i},p_{i})\), whose fundamental values are \(\pb{x_{i}}{p_{j}}=\delta_{ij}\) and \(\pb{x_{i}}{x_{j}}=\pb{p_{i}}{p_{j}}=0\); the last of these is the third entry of Equation (25.12), and the time \(t\) is a parameter, not a phase-space variable, so it passes through every bracket as a constant.
Rotations on a vector. Because the bracket is a derivation in each slot, the action of \(L_{i}\) on any function is fixed by its action on \(x_{j}\) and \(p_{j}\). From the definition Equation (25.10),
which is the second entry of Equation (25.12): every vector built from \(\vect{x}\) and \(\vect{p}\) rotates as a vector.
Rotations among themselves. Applying the derivation property to \(L_{j}=\epsilon_{jab}x_{a}p_{b}\) and using the two results just obtained,
the two contractions of Levi-Civita symbols being the standard identity \(\epsilon_{iab}\epsilon_{icd}=\delta_{ac}\delta_{bd} -\delta_{ad}\delta_{bc}\) used twice after a cyclic relabelling. Since
the two agree, which is the first entry of Equation (25.12).
Rotations on the boost. The boost generator Equation (25.11) is a linear combination of \(x_{i}\) and \(p_{i}\) with coefficients that are not phase-space functions, so it rotates as a vector by linearity:
the first entry of Equation (25.13).
Boosts among themselves. Expanding both slots and using the fundamental brackets,
the two surviving terms cancelling by the antisymmetry \(\pb{p_{i}}{x_{j}}=-\delta_{ij}\). This is the third entry of Equation (25.13).
Boosts and the Hamiltonian. Since \(\pb{x_{i}}{\Ham}=p_{i}/m\) and \(\pb{p_{i}}{\Ham}=0\),
the second entry of Equation (25.13).
The remaining brackets with the Hamiltonian. The momenta commute among themselves, so \(\pb{p_{i}}{\Ham}=0\); and
because a symmetric product is contracted with an antisymmetric symbol. Together with \(\pb{\Ham}{\Ham}=0\), which holds by antisymmetry, this is Equation (25.14): energy, momentum and angular momentum are constants of the motion.
Boosts and translations. Finally, and this is the bracket the proposition is about,
which is Equation (25.15).
Every bracket therefore closes on the span of \(\set{\Ham,p_{i},L_{i},K_{i}}\) together with the constant function \(m\), and by Theorem 22.38 the ten generators are constants of the motion. For \(K_{i}\) this last claim needs the explicit time dependence, and is worth checking separately: by the evolution equation Equation (22.50),
so that \(K_{i}=m\,x_{i}(0)\) is conserved. The conservation law carried by the boost generator is the statement that the centre of mass moves uniformly.
∎The right-hand side of Equation (25.15) is \(m\) times the constant function \(1\), and the constant functions are exactly the functions whose bracket with everything vanishes (Definition 24.37). So the algebra of the ten generators does not close on itself: it closes on itself plus a central element that generates no transformation at all. The precise sense in which this is an extension, and the proof that it cannot be removed by redefining the generators, are the subject of the next subsection.
Mass as a central charge
The general theory of central extensions of Lie algebras—the cocycle Proposition 14.73, the coboundary, and the cohomology group \(H^{2}\) that classifies the obstructions (Proposition 14.76)—is developed as mathematics in Section 14.4, where the Heisenberg algebra Example 14.79 is the worked example. This subsection applies it to the one case classical mechanics forces on us; the argument below exhibits a cocycle and shows it is not a coboundary, which is exactly the computation that \(H^{2}\neq0\) names.
Let \(\mathfrak{g}\) be the Galilei algebra, in which the abstract generators satisfy \(\comm{K_{i}}{P_{j}}=0\), and let \(\xi\mapsto J_{\xi}\) be the assignment of Definition 25.11 of a phase-space function to each generator. Then the defect
is a constant function for every pair, and no redefinition \(J_{\xi}\mapsto J_{\xi}+b(\xi)\) by constants \(b(\xi)\) removes it. The realization of the Galilei algebra by Poisson brackets is therefore a realization of a genuine central extension of it, with central charge the mass. Rests on Equation (25.15), Definition 14.72 and Proposition 14.73.
Derivation. Derives Proposition 25.14. That \(c\) takes constant values is read off the brackets computed above: every one of Equations (25.12), (25.13) and (25.14) reproduces the abstract Galilei bracket exactly, so \(c\) vanishes on those pairs, and Equation (25.15) gives
a constant.
Now suppose the generators are redefined by constants, \(J_{\xi}\mapsto\tilde{J}_{\xi}=J_{\xi}+b(\xi)\) with \(b\) linear. Constants have vanishing bracket with everything, so the left-hand term of Equation (25.17) is unchanged while the right-hand term shifts, and
Removing the defect Equation (25.18) would therefore require
But in the Galilei algebra \(\comm{K_{i}}{P_{j}}=0\), so the left-hand side is \(b(0)=0\) by linearity, while the right-hand side is \(m\,\delta_{ij} \neq0\) for a massive particle. No choice of \(b\) works, and the extension is not removable.
∎The same construction applied to the Poincaré algebra of Minkowski Space and Its Symmetries produces no central charge: every cocycle there is a coboundary, so the mass cannot enter that way, and it enters instead as the Casimir invariant that labels a representation (Particles as Poincaré Representations). The two facts are not independent. The Galilei algebra is the Inönü–Wigner contraction of the Poincaré algebra as \(c\to\infty\) (Section 14.5), and the central charge of Equation (25.15) is what the Casimir becomes in the limit: a contraction can create a nontrivial cohomology class where the parent algebra had none. That the mass is a label in one theory and a central charge in the other is a single statement about the limit, not a coincidence of two formalisms.
Quantum-mechanically a central charge means that the symmetry is realized on the Hilbert space only projectively—up to a phase—and Bargmann's theorem states that for the Galilei group the phase cannot be removed [Bargmann:1954]. The consequence usually drawn is a superselection rule: within nonrelativistic quantum mechanics, states of different mass cannot be coherently superposed, since the relative phase such a superposition would acquire under a boost is not physically meaningful.
Two qualifications keep the statement honest. First, it is a theorem about a symmetry group, not a measurement: nothing in it is tested directly. Second, and more sharply, nature manifestly does superpose states of different mass—the neutrino flavour eigenstates of Experiment: Neutrino Oscillations are coherent superpositions of mass eigenstates, and their oscillation is observed. There is no contradiction, because that is a relativistic regime, where the symmetry is Poincaré and Remark 25.15 says there is no central charge to obstruct anything. The Bargmann rule is a statement about the nonrelativistic limit and holds only there. This is a good example of what an algebraic argument can and cannot deliver: it tells you what a given symmetry permits, and is silent about whether that symmetry is the one nature uses in the regime you are measuring.
The mass is not an isolated case, and it is not even the most important one in this chapter. The canonical commutation relations Equation (25.33) are themselves a central extension: the phase-space translations \(\set{x_{i},p_{i}}\) form an abelian algebra classically, and \(\comm{\hat{x}_{i}}{\hat{p}_{j}}=\ii\hbar\,\delta_{ij}\) extends it centrally with \(\hbar\) as the charge, giving the Heisenberg algebra. On that reading Planck's constant and the mass play the same structural role, and Theorem 25.34 is the statement that the extension has essentially one irreducible representation. Further instances, each cross-referenced where it arises: the Schwinger terms in current-algebra commutators, whose non-removable version is the anomaly of Remark 26.49; the magnetic translation algebra of a charged particle in a uniform magnetic field, centrally extended by the magnetic flux, which is what makes the Landau levels of Experiment: The Quantum Hall Effect degenerate; and the Virasoro central charge of two-dimensional conformal symmetry, which is measurable in the critical behaviour of two-dimensional systems (Phase Transitions and Critical Phenomena).
The generators as a bridge
Every entry of Equations (25.12) and (25.13) survives quantization with the bracket replaced by \(\tfrac{1}{\ii\hbar}\comm{\cdot}{\cdot}\); the angular-momentum algebra of Angular Momentum and Spin is the first line read that way, and its half-integer representations—which have no classical counterpart—are the reason spin exists. That the classical bracket algebra of the generators of a symmetry group is reproduced exactly by the quantum commutator algebra, while the algebra of general observables is not (Section 25.5), is the single most important asymmetry in the correspondence.
The reason the generators escape the obstruction is visible in Lemma 25.39: every entry of Equations (25.12), (25.13) and (25.15) is a bracket of polynomials of degree at most two in \((x_{i},p_{i})\), and degree two is precisely where Theorem 25.38 does not bite. A symmetry generator is linear or quadratic because it generates a linear transformation of phase space; the obstruction begins at degree three. This is not a general theorem — a symmetry of an interacting system need not have a low-degree generator — but it accounts for every case in this chapter and for the Poincaré generators of Particles as Poincaré Representations as well.
The first-order formalism
The phase-space, or first-order, action of a mechanical system is the functional of independently varied paths \(\left(q^{a}(t),p_{a}(t)\right)\)
Rests on Definition 22.2 and Equation (24.3).
Stationarity of Equation (25.20) under independent variations of \(q^{a}\) and \(p_{a}\), with \(\delta q^{a}\) vanishing at the endpoints and \(\delta p_{a}\) unrestricted, is equivalent to Hamilton's equations Equations (22.3) and (22.4). Rests on Equation (25.20) and Lemma 16.18.
Derivation. Derives Theorem 25.19. Vary Equation (25.20) in both arguments at once:
Only one term carries a derivative of a variation. Integrating it by parts once,
and the boundary term vanishes because \(\delta q^{a}\) was required to vanish at the endpoints. Collecting,
The variations \(\delta q^{a}\) and \(\delta p_{a}\) are independent and otherwise arbitrary, so by the fundamental lemma Lemma 16.18 applied to each in turn, \(\delta S=0\) for all of them if and only if both coefficients vanish identically, which is Equations (22.3) and (22.4). The converse direction is the same computation read backwards.
The asymmetry of the endpoint conditions is not an oversight. The integrand contains \(\dot{q}^{a}\) but no \(\dot{p}_{a}\), so the integration by parts is needed only for the coordinates, and only they generate a boundary term to be killed. Requiring \(\delta p_{a}\) to vanish at the ends as well would be harmless but redundant; requiring it of \(\delta q^{a}\) is not optional.
∎The Lagrangian action is second order in time derivatives and its variation needs the positions fixed at both ends; the action Equation (25.20) is first order, and the object multiplying the derivative is the canonical one-form \(\theta=p_{a}\dd q^{a}\) of Equation (24.3). Three consequences run through the rest of this treatise:
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the symplectic form is read off the action as \(\omega=-\dd\theta\), so a theory presented in first-order form announces its own phase-space geometry;
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the quantity exponentiated in the phase-space path integral of Path-Integral Quantization is \(\ee^{\ii S\left[q,p\right]/\hbar}\) with \(S\) this action, so the measure there is the Liouville measure of Definition 24.20;
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when the Legendre transformation of Definition 22.2 fails to be invertible, the first-order action is still well defined, and it is the starting point of the constraint analysis of Constrained Hamiltonian Systems: the Dirac–Bergmann Formalism.
The Faddeev–Jackiw form
The action Equation (25.20) singles out a splitting of the phase-space coordinates into \(q\)'s and \(p\)'s. Nothing in the variational argument required that splitting: what was used was only that the integrand is linear in the velocities. Dropping the splitting gives a formalism in which the brackets are read off the action rather than postulated, and in which the degenerate case — the case that defeats the Legendre transformation — is not an obstacle but the object of study. The construction is due to Faddeev and Jackiw; their 1988 letter is not in this bibliography, and the presentation below is therefore self-contained rather than a report of it.
Let \(\xi^{c}\), \(c=1,\ldots,N\), be coordinates on a phase space, let \(a_{c}(\xi)\) be the components of a one-form on it — the canonical potential — and let \(\Ham(\xi)\) be the Hamiltonian. The first-order, or Faddeev–Jackiw, action is
and its symplectic two-form is the antisymmetric matrix
In the notation of Section 13.6.4 this is \(f=\dd a\) in components. Rests on Equation (25.20) and Definition 13.103.
Stationarity of Equation (25.22) under variations vanishing at the endpoints is equivalent to
If \(f_{cd}\) is invertible, with inverse \(\left(f^{-1}\right)^{cd}\), the motion is \(\dot{\xi}^{c}=\left(f^{-1}\right)^{cd}\pp_{d}\Ham\), and it is generated by the bracket
This bracket satisfies the Jacobi identity for every choice of \(a_{c}\). Rests on Definition 25.21, Lemma 16.18 and Theorem 25.3.
Derivation. Derives Theorem 25.22. The Euler–Lagrange equation of Equation (25.22) is
since \(\pp\left(a_{d}\dot{\xi}^{d}\right)/\pp\dot{\xi}^{c}=a_{c}\) and \(\dd a_{c}/\dd t=\pp_{d}a_{c}\,\dot{\xi}^{d}\). Rearranged, this is Equation (25.24). Note that \(a_{c}\) enters the equation of motion only through the antisymmetric combination Equation (25.23): adding a gradient, \(a_{c}\mapsto a_{c}+\pp_{c}\chi\), changes the integrand of Equation (25.22) by a total time derivative and leaves the dynamics alone. The potential is a gauge-dependent bookkeeping device; the form is the physics.
If \(f\) is invertible, contracting Equation (25.24) with the inverse gives \(\dot{\xi}^{c}=\left(f^{-1}\right)^{cd}\pp_{d}\Ham\), and for any observable \(\dd u/\dd t=\pp_{c}u\,\dot{\xi}^{c} =\left(f^{-1}\right)^{cd}\pp_{c}u\,\pp_{d}\Ham\), which is \(\pb{u}{\Ham}\) in the bracket Equation (25.25). The inverse of an antisymmetric matrix is antisymmetric, so the bracket is antisymmetric, and it is a derivation in each slot because it carries one derivative per slot.
For the Jacobi identity the proof of Theorem 25.3 does not apply verbatim, since \(\left(f^{-1}\right)^{cd}\) is not constant; what replaces constancy is that \(f=\dd a\) is exact, hence closed (Definition 13.105), \(\pp_{c}f_{de}+\pp_{d}f_{ec} +\pp_{e}f_{cd}=0\) by inspection of Equation (25.23). Differentiating \(\left(f^{-1}\right)^{ce}f_{ed}=\delta^{c}_{d}\) gives \(\pp_{b}\left(f^{-1}\right)^{cd} =-\left(f^{-1}\right)^{ce}\left(f^{-1}\right)^{fd}\pp_{b}f_{ef}\), and substituting this into the cyclic sum turns the three second-derivative groups into three copies of the closedness relation contracted with three inverses; they cancel in the same pattern as before.
∎Three things are gained. First, the brackets are an output: one writes down a first-order action, inverts a matrix, and the bracket algebra follows, with no need to guess which variables are conjugate to which. Second, Jacobi is automatic — it was bought by writing \(f\) as \(\dd a\), so any theory presented in the form Equation (25.22) carries a legitimate Poisson structure by construction. Third, and this is the point of the construction, when \(f_{cd}\) is not invertible the equations Equation (25.24) do not determine all the velocities: contracting with a null vector \(z^{c}\) of \(f\), \(z^{c}f_{cd}=0\), gives \(z^{c}\pp_{c}\Ham=0\), a relation among the coordinates alone — a constraint. Each null direction is either such a constraint or a gauge direction along which the motion is undetermined. Solving the constraints, substituting back into Equation (25.22) and repeating until \(f\) is invertible is the Faddeev–Jackiw reduction; it is an alternative to the Dirac algorithm of Section 26.2, and where both apply they give the same final brackets, the Dirac bracket Equation (26.25) being the inverse of \(f\) restricted to the constraint surface. The Dirac route classifies constraints first and quantizes second; the Faddeev–Jackiw route eliminates them first and never needs the classification. Neither is uniformly shorter, and the reason to know both is that the bookkeeping of one is often trivial where the other's is not.
Take a particle of charge \(e\) and mass \(m\) confined to the \(x_{1}x_{2}\) plane of three-dimensional space, in a uniform magnetic field \(\vect{B}=B\vect{e}_{3}\) described in the symmetric gauge \(\vect{A}=\tfrac{1}{2}B\left(-x_{2},x_{1},0\right)\), with a potential \(V(x_{1},x_{2})\). Its Lagrangian is
When the field is strong enough that the cyclotron energy \(\hbar eB/m\) dwarfs every other scale in the problem, the kinetic term may be dropped — the formal limit \(m\to0\) at fixed \(B\) — and what remains is already of the form Equation (25.22) in the two coordinates \(\xi=(x_{1},x_{2})\), with no momenta at all:
Then \(f_{12}=\pp_{1}a_{2}-\pp_{2}a_{1}=eB\), which is invertible for \(B\neq0\), and Equation (25.25) gives at once
with SI unit \(\mathrm{m}^{2}/\mathrm{J}/\mathrm{s}\). The two Cartesian coordinates of the same particle are canonically conjugate to each other: the plane has become its own phase space, of half the dimension one started with, which is what the vanishing of \(m\) did to the count. Rests on Theorem 25.22 and Equation (25.25).
Applying Postulate 25.27 to Equation (25.28) gives
\(\ell_{B}\) being the magnetic length. The number of independent states per unit area is then bounded by
which is the observed degeneracy of a Landau level. Rests on Equation (25.28) and Postulate 25.27.
Derivation. Derives Proposition 25.25. Equation (25.29) is Equation (25.31) applied to Equation (25.28). Two operators obeying a commutation relation of the canonical form \(\comm{\hat{A}}{\hat{B}}=\ii\lambda\) obey the uncertainty relation \(\Delta A\,\Delta B\ge\abs{\lambda}/2\) of Section 77.6.3, so here \(\Delta x_{1}\,\Delta x_{2}\ge\ell_{B}^{2}/2\): a state cannot be localized in the plane to better than an area \(2\pi\ell_{B}^{2}/2\pi\), and the count of orthogonal states per unit area is bounded by \(1/2\pi\ell_{B}^{2}\). Substituting \(\ell_{B}^{2}=\hbar/eB\) and \(\hbar=h/2\pi\) gives Equation (25.30), the flux quantum \(\Phi_{0}=h/e\) being exact in the SI, since \(h\) and \(e\) are both defining constants (Physical Constants and SI Units). The bound is an inequality because an uncertainty relation is one; that it is saturated — that a Landau level holds exactly \(eB/h\) states per unit area and not fewer — does not follow from this argument and requires the explicit eigenfunctions, which are obtained in Experiment: The Quantum Hall Effect. What the bracket settles here is the scale, and the scale is what the experiment measures.
Numerically, at \(B=10\,\mathrm{T}\) — a field routinely available in a superconducting laboratory magnet — \(\ell_{B}=8.11\,\mathrm{nm}\) and \(n=2.418\times 10^{15}\,/\mathrm{m}^{2}\), that is \(2.418\times 10^{11}\,/\mathrm{cm}^{2}\), which is the carrier density scale at which the integer quantum Hall plateaux appear (Experiment: The Quantum Hall Effect).
∎The limit \(m\to0\) is a device for isolating the lowest Landau level, not a physical statement: the electron's mass is \(9.1093837015(28)\times 10^{-31}\,\mathrm{kg}\) and does not vanish. What the Faddeev–Jackiw reading makes visible is that the projection onto one Landau level is a reduction of phase space, and that the noncommutativity Equation (25.29) of the surviving coordinates is the bracket of the reduced space rather than a new postulate. The same answer follows from the Dirac algorithm by treating the two momenta as second-class constraints and computing Equation (26.25); the arithmetic there is a \(2\times2\) inversion as well, and the agreement is Remark 25.23 in action rather than a coincidence.
Canonical quantization: the correspondence rule
To each classical observable \(u\) associate a self-adjoint operator \(\hat{u}\) on a Hilbert space, in such a way that the Poisson bracket goes over into the commutator:
Rests on Theorem 25.3 and Equation (22.41).
The status of Postulate 25.27 in this treatise is fixed by The Postulates of Quantum Mechanics, where the quantum theory is set out on its own terms: the postulates there are about states, observables and measurement, and the correspondence rule is used in Section 77.5 as the heuristic that tells one which operator to write for a given classical quantity. It is a bridge from a theory that is a limit to the theory it is a limit of, and it is therefore expected to be imperfect. Section 25.5 shows that it is.
Antisymmetry, bilinearity and the Jacobi identity are shared by the bracket and the commutator, so a map taking one to the other must carry a constant of proportionality, and dimensional analysis fixes what kind of constant. A Poisson bracket \(\pb{u}{v}\) has the SI dimension of \(\left[u\right]\left[v\right]\) divided by an action, since \(q\) and \(p\) pair to an action; a commutator \(\comm{\hat u}{\hat v}\) has the dimension of \(\left[u\right]\left[v\right]\) outright. The factor relating them is therefore an action, and Equation (25.31) would be dimensionally consistent for any action whatever. That the action in question is Planck's constant,
is not a mathematical statement and cannot be derived here: it is fixed by measurement — historically by the black-body spectrum and the photoelectric effect (Black-Body Radiation and Planck's Hypothesis and The Photon: Photoelectric and Compton Effects), and today by the definition of the kilogram, which makes \(h\) exact and \(\hbar\) exact as a defined ratio, quoted above to ten significant figures. The factor \(\ii\) is likewise not free: it is what makes \(\hat u\) self-adjoint whenever \(u\) is real, since the commutator of two self-adjoint operators is anti-self-adjoint.
Applied to the fundamental brackets Equation (22.44), Equation (25.31) gives
Rests on Postulate 25.27 and Equation (22.44).
Derivation. Derives Proposition 25.29. Read Equation (22.44) through Equation (25.31) term by term. The first two brackets vanish, so the corresponding commutators do. The third is \(\pb{q^{a}}{p_{b}}=\delta^{a}_{b}\), a multiple of the constant function \(1\), whose operator image is \(\identity\) by the second requirement of Theorem 25.38; hence \(\comm{\hat{q}^{a}}{\hat{p}_{b}}=\ii\hbar\,\delta^{a}_{b}\identity\), the identity being suppressed in Equation (25.33) as usual. Both sides carry the SI unit \(\mathrm{J}\,\mathrm{s}\), as they must.
∎No pair of operators on a finite-dimensional space, and more generally no pair of bounded operators on a Hilbert space, satisfies Equation (25.33). Position and momentum are therefore necessarily unbounded, and necessarily defined on domains smaller than the whole space. Rests on Equation (25.33) and Theorem 12.75.
Derivation. Derives Corollary 25.30. In finite dimension take the trace of Equation (25.33): the trace of a commutator vanishes, while the trace of \(\ii\hbar\identity\) is \(\ii\hbar\,\dim\), which is non-zero. The general bounded statement is Theorem 12.75, and the consequences for domains are Corollary 12.76. This is the first place where the quantum theory demands more than linear algebra, and it is why the Hilbert-space apparatus of Hilbert Spaces is not optional decoration.
∎Applied to the classical evolution equation Equation (22.50), Equation (25.31) gives the Heisenberg equation of motion
and a quantum constant of motion is an observable commuting with the Hamiltonian, in exact parallel with Proposition 22.37. Rests on Postulate 25.27 and Equation (22.50).
Derivation. Derives Proposition 25.31. The evolution equation Equation (22.50) reads \(\dd U/\dd t=\pb{U}{\Ham}+\pp U/\pp t\). Its first term is a Poisson bracket and goes over into \(\comm{\hat{A}}{\hat{\Ham}}/\ii\hbar\) by Equation (25.31); its second is a derivative with respect to the explicit time slot, which the correspondence does not touch, since \(t\) is a parameter and not an observable. This gives Equation (25.34). Setting \(\pp\hat{A}/\pp t=0\), the operator is constant in time precisely when it commutes with \(\hat{\Ham}\), which is the operator form of Proposition 22.37.
Two remarks keep the parallel honest. First, this is a transfer of a postulate, not a derivation: Equation (25.34) is equivalent to the Schrödinger equation of Section 77.1.6 and stands or falls with it. Second, the transfer is legitimate here, and not merely suggestive, because \(\Ham\) enters only through a single bracket — so Theorem 25.38 has nothing to obstruct as long as \(\hat\Ham\) has been fixed by some other means.
∎For \(\hat{\Ham}=\hat{\vect{p}}^{2}/2m+V(\hat{\vect{x}})\) the expectation values obey
The expectation values satisfy the classical equations of motion with the force evaluated as the mean of the force, not as the force at the mean; the two agree only when the potential is at most quadratic, or when the state is narrow on the scale over which \(\vect{\nabla}V\) varies. Rests on Equations (25.33) and (25.34).
Derivation. Derives Theorem 25.32. Both statements are Equation (25.34) evaluated in a state, with \(\pp\hat{A}/\pp t=0\) for \(\hat{A}=\hat{x}_{i}\) and \(\hat{A}=\hat{p}_{i}\). Two commutators are needed. For the first, the commutator with a fixed operator is a derivation of the operator product, \(\comm{\hat{A}}{\hat{B}\hat{C}} =\hat{B}\comm{\hat{A}}{\hat{C}}+\comm{\hat{A}}{\hat{B}}\hat{C}\), so with \(\comm{\hat{x}_{i}}{\hat{p}_{j}}=\ii\hbar\delta_{ij}\) from Equation (25.33),
while \(\comm{\hat{x}_{i}}{V(\hat{\vect{x}})}=0\) because \(V\) is built from the \(\hat{x}_{j}\), which commute among themselves. Hence \(\dd\avg{\hat{x}_{i}}/\dd t =\avg{\comm{\hat{x}_{i}}{\hat{\Ham}}}/\ii\hbar =\avg{\hat{p}_{i}}/m\), the first of Equation (25.35).
For the second, \(\comm{\hat{p}_{i}}{\hat{\vect{p}}^{2}}=0\), and the same derivation property applied repeatedly to a monomial \(\hat{x}_{j_{1}}\cdots\hat{x}_{j_{n}}\) gives
since each factor contributes \(\comm{\hat p_i}{\hat x_j}=-\ii\hbar \delta_{ij}\) in turn, which is exactly the product rule for \(\pp/\pp x_{i}\). The identity therefore holds for polynomials, and extends to any \(V\) reachable from them — by a convergent power series, or in general through the functional calculus of Definition 12.60 for a self-adjoint \(\hat{\vect{x}}\). Then \(\dd\avg{\hat{p}_{i}}/\dd t=\avg{\comm{\hat{p}_{i}}{\hat{\Ham}}}/\ii\hbar =-\avg{\pp_{i}V}\), the second of Equation (25.35).
The final sentence is the substantive one. Expand \(\pp_{i}V\) about the mean position \(\avg{\hat{\vect{x}}}\) and take the expectation term by term. The linear term drops, because the mean of \(\hat{x}_{j}-\avg{\hat{x}_{j}}\) is zero by construction, and what is left is
with \(\operatorname{cov}(\hat{x}_{j},\hat{x}_{k}) =\tfrac{1}{2}\avg{\acomm{\hat{x}_{j}}{\hat{x}_{k}}} -\avg{\hat{x}_{j}}\avg{\hat{x}_{k}}\). If \(V\) is at most quadratic every third derivative vanishes identically and Equation (25.35) becomes the classical equation exactly, whatever the state; otherwise the leading correction is a third derivative of the potential times the variance of the position, and it is not small merely because \(\hbar\) is small — it is small only while the wave packet stays narrow.
∎Equation (25.38) is the reason Theorem 25.32 does not, by itself, establish that quantum mechanics reproduces classical mechanics. In an anharmonic potential a packet spreads, the variance in Equation (25.38) grows, and the expectation values then follow no classical trajectory at all; the theorem remains true and says nothing useful. What is needed in addition is a mechanism that keeps the state narrow, and for a macroscopic body that mechanism is decoherence through coupling to an environment [Zurek:2003], treated in Open Quantum Systems and Decoherence. Ehrenfest's original note [Ehrenfest:1927] claims no more than this: its title asks about the approximate validity of classical mechanics within quantum mechanics.
For a system with finitely many degrees of freedom, every irreducible representation of the canonical commutation relations in Weyl's exponentiated form
is unitarily equivalent to the Schrödinger representation on \(L^{2}(\R^{f})\). The quantum kinematics is therefore fixed, up to equivalence, by the classical bracket algebra alone. Rests on Equation (25.33), Theorem 12.66 and Definition 12.64.
Full derivation in Appendix A.
Derives Theorem 25.34.
The argument written out in the appendix builds, from the Weyl operators of Equation (25.39), a Gaussian-smeared average that turns out to be a rank-one projector onto a vacuum vector, and then shows that the whole representation space is generated from that vector by the Weyl operators, so that any two irreducible representations are carried onto one another by a unitary. Nothing in it is physics: it is a statement about the Weyl algebra, and it belongs beside the Hilbert-space material of Hilbert Spaces, next to Theorem 12.66, which is what carries the passage between the exponentiated form and the unbounded generators. That Hilbert Spaces does not carry it is recorded here as a debt of Part II, not as a gap of this chapter; the appendix proof is written so that moving it there would change nothing but its address.
Corollary 25.30 forces \(\hat{q}\) and \(\hat{p}\) to be unbounded, and by Corollary 12.76 an unbounded operator carries a domain that is not the whole space. Two representations of Equation (25.33) can then agree on every vector where both sides are defined and still be inequivalent, because the relation says nothing about what happens outside the common domain. The Weyl form Equation (25.39) repairs this: \(\ee^{\ii a\hat{q}}\) and \(\ee^{\ii b\hat{p}}\) are unitary, hence bounded and everywhere defined, and Theorem 12.66 guarantees that a strongly continuous one-parameter unitary group determines a unique self-adjoint generator and conversely. Momentum on a half-line (Example 12.82) and momentum on an interval (Example 12.81) are the standard warnings: the first has no self-adjoint extension at all, the second a whole circle of them, and in neither case does the formal commutation relation notice. The exponentiated form is what makes the uniqueness statement true rather than nearly true.
The proof itself is missing from Part II, where it belongs: Section 12.4.3 establishes Stone's theorem but not the uniqueness of the Weyl representation. Nothing in this chapter rests on the proof — only on the statement, which is used in Theorem 25.38 to say that hypothesis (3) leaves no freedom in the operators of degree at most one.
Theorem 25.34 assumes finitely many degrees of freedom. A field has infinitely many, and the theorem then fails: inequivalent irreducible representations of the canonical commutation relations exist in profusion, and the choice among them is a physical one. This is not a pathology to be regretted; it is what allows a quantum field theory to have inequivalent vacua, and it is the origin of superselection sectors, of spontaneous symmetry breaking as a statement about representations (Electroweak Unification and the Higgs Boson), and of Haag's theorem (Axiomatic Quantum Field Theory).
The obstruction: what the correspondence cannot be
Postulate 25.27 is stated above as a postulate rather than as a definition or a theorem. That is deliberate, and this section says why: as a definition it would be inconsistent, and as a theorem it is false.
There is no linear map \(u\mapsto\hat{u}\) from the polynomials in \((q^{a},p_{a})\) to self-adjoint operators satisfying all of
-
\(\pb{u}{v}\mapsto \tfrac{1}{\ii\hbar}\comm{\hat{u}}{\hat{v}}\) for all \(u,v\);
-
\(\hat{1}=\identity\);
-
\(\hat{q}^{a}\) and \(\hat{p}_{a}\) act irreducibly on the Hilbert space.
The obstruction appears already for polynomials of degree three and four in one degree of freedom: the requirements are consistent on the subalgebra of polynomials of degree at most two and inconsistent on any extension of it. Rests on Equation (25.31), Theorem 25.34 and Theorem 5.160.
The proof is elementary and takes two steps. First, the hypotheses leave no freedom at all in the images of the polynomials of degree at most three: every one of them is forced to be the symmetrized, or Weyl, ordering. Second, one single classical observable of degree four can be written as a Poisson bracket of degree-three polynomials in two different ways, and the two forced answers disagree.
Take one degree of freedom and write \(\hat{q},\hat{p}\) for the images of \(q,p\). Under hypotheses (1)–(3) of Theorem 25.38,
Derivation. Derives Lemma 25.39. Throughout, hypothesis (1) is applied only to the pairs written down, and \(\comm{\hat{q}}{\hat{p}}=\ii\hbar\) from Proposition 25.29. The tool used repeatedly is:
Schur step. If an operator \(D\) commutes with both \(\hat{q}\) and \(\hat{p}\) then \(D=\lambda\identity\) for some complex \(\lambda\). This is Schur's lemma Theorem 5.160 applied to the irreducible representation of hypothesis (3); Theorem 25.34 says that representation is the Schrödinger one, in which the statement is that an operator commuting with multiplication by \(x\) and with differentiation is a constant.
Quadratics. From \(\pb{q^{2}}{q}=0\) and \(\pb{q^{2}}{p}=2q\), hypothesis (1) requires \(\comm{\widehat{q^{2}}}{\hat{q}}=0\) and \(\comm{\widehat{q^{2}}}{\hat{p}}=2\ii\hbar\,\hat{q}\). The operator \(\hat{q}^{2}\) satisfies both, so their difference passes the Schur step and \(\widehat{q^{2}}=\hat{q}^{2}+\lambda\). Symmetrically \(\widehat{p^{2}}=\hat{p}^{2}+\nu\). Writing \(\hat{S}:=\tfrac{1}{2}\acomm{\hat{q}}{\hat{p}} =\hat{q}\hat{p}-\tfrac{1}{2}\ii\hbar\), the same argument applied to \(\pb{qp}{q}=-q\) and \(\pb{qp}{p}=p\) gives \(\widehat{qp}=\hat{S}+\mu\).
The three constants are removed by three more brackets. From \(\pb{q^{2}}{p^{2}}=4qp\) and \(\comm{\hat{q}^{2}}{\hat{p}^{2}} =2\ii\hbar\acomm{\hat{q}}{\hat{p}}\), the additive constants dropping out of a commutator,
so \(\mu=0\). From \(\pb{q^{2}}{qp}=2q^{2}\) and \(\comm{\hat{q}^{2}}{\hat{S}}=2\ii\hbar\,\hat{q}^{2}\),
so \(\lambda=0\); and \(\pb{p^{2}}{qp}=-2p^{2}\) with \(\comm{\hat{p}^{2}}{\hat{S}}=-2\ii\hbar\,\hat{p}^{2}\) gives \(\nu=0\) the same way. This is Equation (25.40).
Cubics. From \(\pb{q^{3}}{q}=0\) and \(\pb{q^{3}}{p}=3q^{2}\), and using \(\widehat{q^{2}}=\hat{q}^{2}\) just established, the Schur step gives \(\widehat{q^{3}}=\hat{q}^{3}+\kappa\). Then \(\pb{q^{3}}{qp}=3q^{3}\) with \(\comm{\hat{q}^{3}}{\hat{S}}=3\ii\hbar\,\hat{q}^{3}\) forces \(3\hat{q}^{3}=3\left(\hat{q}^{3}+\kappa\right)\), so \(\kappa=0\); symmetrically \(\widehat{p^{3}}=\hat{p}^{3}\), using \(\pb{p^{3}}{qp} =-3p^{3}\). The mixed cubics need no Schur step at all, being brackets of things already fixed: \(\pb{q^{3}}{p^{2}}=6q^{2}p\) and \(\comm{\hat{q}^{3}}{\hat{p}^{2}} =3\ii\hbar\acomm{\hat{q}^{2}}{\hat{p}}\) give
and \(\pb{q^{2}}{p^{3}}=6qp^{2}\) with \(\comm{\hat{q}^{2}}{\hat{p}^{3}}=2\ii\hbar\left(\hat{q}\hat{p}^{2} +\hat{p}\hat{q}\hat{p}+\hat{p}^{2}\hat{q}\right) =6\ii\hbar\left(\hat{q}\hat{p}^{2}-\ii\hbar\hat{p}\right)\) gives \(\widehat{qp^{2}}=\hat{q}\hat{p}^{2}-\ii\hbar\hat{p} =\tfrac{1}{2}\acomm{\hat{q}}{\hat{p}^{2}}\). This is Equation (25.41).
∎Derivation. Derives Theorem 25.38. Consider the classical observable \(q^{2}p^{2}\). It is a Poisson bracket of cubics in two ways:
both read off Equation (22.41) directly — for the second, \(\pp_{q}\left(q^{2}p\right)\pp_{p}\left(qp^{2}\right) -\pp_{p}\left(q^{2}p\right)\pp_{q}\left(qp^{2}\right) =4q^{2}p^{2}-q^{2}p^{2}\). Hypothesis (1) applied to each of Equation (25.42), with the images supplied by Lemma 25.39, gives two expressions for the same operator \(\widehat{q^{2}p^{2}}\).
For the first route, \(\comm{\hat{q}^{3}}{\hat{p}^{3}} =3\ii\hbar\left(\hat{q}^{2}\hat{p}^{2}+\hat{p}\hat{q}^{2}\hat{p} +\hat{p}^{2}\hat{q}^{2}\right)\), and moving every \(\hat{p}\) to the right with \(\hat{p}\hat{q}^{2}=\hat{q}^{2}\hat{p}-2\ii\hbar\hat{q}\),
so that \(\comm{\hat{q}^{3}}{\hat{p}^{3}}=3\ii\hbar\left(3\hat{q}^{2}\hat{p}^{2} -6\ii\hbar\,\hat{q}\hat{p}-2\hbar^{2}\right)\) and
For the second route write the two cubics in the compact form supplied by Lemma 25.39, \(\widehat{q^{2}p}=\hat{q}^{2}\hat{p}-\ii\hbar\hat{q}\) and \(\widehat{qp^{2}}=\hat{q}\hat{p}^{2}-\ii\hbar\hat{p}\). Expanding the commutator in four pieces, and using \(\comm{\hat{q}^{2}\hat{p}}{\hat{q}\hat{p}^{2}} =3\ii\hbar\,\hat{q}^{2}\hat{p}^{2}+2\hbar^{2}\hat{q}\hat{p}\) for the leading one,
the three \(\hbar^{2}\hat{q}\hat{p}\) contributions coming one from the leading piece and one from each cross term, and
Subtracting Equation (25.44) from Equation (25.43),
which is false, \(\hbar\) being a non-zero action Equation (25.32). No map satisfying (1)–(3) exists.
Nothing in the argument used more than hypothesis (1) on the pairs listed, all of degree at most three, so the conclusion is stronger than the statement: the correspondence already fails if it is demanded only of the polynomials of degree at most three. It does not fail on the polynomials of degree at most two, which close under the bracket — the bracket of a monomial of degree \(m\) with one of degree \(n\) has degree \(m+n-2\) — and on which Equation (25.40) is not merely forced but consistent, as the brackets computed in the proof of Lemma 25.39 verify. Degree two is exactly where the correspondence is exact, and one step beyond it is where it breaks.
∎The mismatch Equation (25.45) is of order \(\hbar^{2}\), not \(\hbar\). That is not an accident of the example: an ordering difference of order \(\hbar\) would show up already in Equation (25.41), where the two routes agree, and it is the second order that the Poisson bracket cannot see, since it is the first term of the expansion Equation (25.52). Groenewold's 1946 paper and van Hove's 1951 memoir — neither of which is in this bibliography, so the attribution here rests on the computation above and not on a source the reader can check — go further, showing that no subalgebra properly containing the quadratics can be quantized consistently, so that restricting the observables does not rescue the rule either. Note also what is not shown: that quantum mechanics is inconsistent, or that \(\widehat{q^{2}p^{2}}\) has no sensible definition. Both routes produce perfectly good self-adjoint operators. What fails is the demand that one assignment serve every classical observable at once while respecting the bracket.
No prescription assigns operators to all classical observables while preserving the bracket. Every actual quantization therefore either restricts the class of observables it treats, or accepts an ordering ambiguity, or deforms the bracket. Consequently the classical theory does not determine its quantum counterpart: quantization is a hypothesis about nature, and the choices it leaves open are settled by experiment, not by mathematics. Rests on Theorem 25.38.
Ordering
Corollary 25.41 says that something must be given up. This subsection makes concrete what is given up when one keeps the operators and abandons the bracket: an ordering ambiguity, one for every classical observable in which coordinates and momenta are multiplied together.
An ordering rule is a linear map \(u\mapsto\hat{u}\) from the polynomials in \((q^{a},p_{a})\) to operators which sends \(1\) to \(\identity\), sends \(q^{a}\) and \(p_{a}\) to \(\hat{q}^{a}\) and \(\hat{p}_{a}\), and sends a real polynomial to a self-adjoint operator. By Theorem 25.38 no such rule can also satisfy Equation (25.31) for all pairs, so a rule is a choice, and different choices are different physical hypotheses until an experiment separates them. Rests on Corollary 25.41 and Postulate 25.27.
The classical monomial \(qp\) in one degree of freedom has the three obvious candidate images
of which only the third is self-adjoint. More generally, any two orderings of a monomial \(q^{m}p^{n}\) differ by a polynomial in \(\hat{q},\hat{p}\) of degree at most \(m+n-2\), whose coefficients are integer multiples of powers of \(\ii\hbar\). All orderings therefore agree in the limit \(\hbar\to0\), and none of them can be preferred on dimensional grounds. Rests on Equation (25.33) and Definition 25.42.
Derivation. Derives Proposition 25.43. The three entries of Equation (25.46) follow from \(\comm{\hat{q}}{\hat{p}}=\ii\hbar\); and \(\left(\hat{q}\hat{p}\right)^{\dagger}=\hat{p}\hat{q}\neq\hat{q}\hat{p}\), so neither of the first two is self-adjoint while the anticommutator manifestly is. For the general statement, any ordering of \(q^{m}p^{n}\) can be turned into any other by transposing adjacent factors one at a time, and each transposition replaces \(\hat{p}\hat{q}\) by \(\hat{q}\hat{p}\) at the cost of an additive \(-\ii\hbar\) multiplying the remaining \(m+n-2\) factors. Iterating, the accumulated difference is a polynomial of degree at most \(m+n-2\) with coefficients built from integers and powers of \(\ii\hbar\). Since \(\hbar\) carries the SI unit \(\mathrm{J}\,\mathrm{s}\) and \(qp\) carries the same, the correction terms are dimensionally indistinguishable from the leading one, which is why no dimensional argument can select an ordering.
∎Weyl ordering is the rule that symmetrizes: \(q^{m}p^{n}\) is sent to the average of the \(\binom{m+n}{m}\) distinct orderings of \(m\) factors \(\hat{q}\) and \(n\) factors \(\hat{p}\). Equivalently, and more usefully, it is fixed by requiring
for all real \(\alpha\) of SI unit \(/\mathrm{m}\) and \(\beta\) of unit \(\mathrm{s}/\mathrm{kg}/\mathrm{m}\), and expanding both sides in powers of \(\alpha\) and \(\beta\). Normal ordering is the rule that writes the observable in terms of the ladder combinations \(\hat{a},\hat{a}^{\dagger}\) of Section 78.4.2 and moves every \(\hat{a}^{\dagger}\) to the left of every \(\hat{a}\). Rests on Definition 25.42.
Weyl ordering of \(qp^{2}\) is the average of the three arrangements, and it simplifies:
using \(\hat{p}\hat{q}=\hat{q}\hat{p}-\ii\hbar\) twice. This is the same operator that Lemma 25.39 obtained by an entirely different route — from the requirement that Equation (25.31) hold on cubics — and the agreement is the content of the statement that the correspondence is exact up to degree three. It stops being true at degree four, where Equations (25.43) and (25.44) disagree and Weyl ordering picks neither: the Weyl image of \(q^{2}p^{2}\) is \(\hat{q}^{2}\hat{p}^{2}-2\ii\hbar\hat{q}\hat{p}-\tfrac{1}{2}\hbar^{2}\), which sits halfway between them. Rests on Definition 25.44 and Lemma 25.39.
For the harmonic oscillator \(\Ham=p^{2}/2m+\tfrac{1}{2}m\omega^{2}q^{2}\), Weyl ordering gives \(\hat{\Ham}_{\text{W}}=\hbar\omega\left(\hat{a}^{\dagger}\hat{a} +\tfrac{1}{2}\right)\) and normal ordering gives \(\hat{\Ham}_{\text{N}}=\hbar\omega\,\hat{a}^{\dagger}\hat{a}\). The two differ by the zero-point energy
Normal ordering is therefore not merely a different arrangement of one monomial: it violates Equation (25.31) at degree two, where Lemma 25.39 shows the correspondence still has no freedom. Rests on Definition 25.44 and Equation (25.40).
Derivation. Derives Proposition 25.46. Write the classical amplitude \(\alpha=\sqrt{m\omega/2\hbar}\left(q+\ii p/m\omega\right)\), whose bracket is \(\pb{\alpha}{\bar{\alpha}}=-\ii/\hbar\) by direct substitution into Equation (22.41), so that Equation (25.31) gives \(\comm{\hat{a}}{\hat{a}^{\dagger}}=\identity\); and \(\Ham=\hbar\omega\,\bar{\alpha}\alpha\) by expanding the square. Weyl ordering of \(q^{2}\) and \(p^{2}\) gives \(\hat{q}^{2}\) and \(\hat{p}^{2}\), whose combination is \(\tfrac{1}{2}\hbar\omega\acomm{\hat{a}^{\dagger}}{\hat{a}} =\hbar\omega\left(\hat{a}^{\dagger}\hat{a}+\tfrac{1}{2}\right)\); normal ordering of \(\bar{\alpha}\alpha\) gives \(\hat{a}^{\dagger}\hat{a}\) by definition. Subtracting gives Equation (25.49).
For the last sentence, express \(\hat{q}^{2}\) in ladder operators: \(\hat{q}^{2}=\left(\hbar/2m\omega\right) \left(\hat{a}^{2}+2\hat{a}^{\dagger}\hat{a}+\identity +\hat{a}^{\dagger2}\right)\), while normal ordering of the classical \(q^{2}\) drops the \(\identity\). So normal ordering sends \(q^{2}\) to \(\hat{q}^{2}-\hbar/2m\omega\), contradicting Equation (25.40). The Dirac rule is not toothless below degree four: there it fixes the answer completely, additive constant included.
∎Equation (25.49) is a multiple of the identity, so it cancels from every transition frequency of a single oscillator and no measurement of that oscillator's spectrum alone can decide between the two rules. It is nevertheless decidable, and it has been decided, in two independent ways. Comparing two oscillators that share a force constant and differ in reduced mass makes the half-quantum visible as an isotope displacement of the whole vibrational ladder, which is Mulliken's measurement on the band spectrum of boron monoxide [Mulliken:1924] and the evidence behind Phenomenon 78.6. And comparing the same field in two geometries makes the sum of the zero-point energies visible as a force, which is the Casimir effect of Section 99.8. Normal ordering survives in field theory not because it is right but because it is convenient (Section 99.2.4); the constant it discards is infinite there, and the honest statement is that only differences of it are ever used.
For a Hamiltonian of the standard mechanical form \(\Ham=\abs{\vect{p}}^{2}/2m+V(\vect{x})\) with constant \(m\) there is no ordering ambiguity whatever: no term multiplies a coordinate by a momentum. The ambiguity appears in exactly three circumstances, and only the third is left open by physical requirements:
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Minimal coupling to a magnetic field. The cross term of \(\left(\hat{\vect{p}}-e\vect{A}(\hat{\vect{x}})\right)^{2}\) is ambiguous, but
\begin{equation}\tag{25.50} \comm{\hat{p}_{i}}{A_{i}(\hat{\vect{x}})} =-\ii\hbar\,\vect{\nabla}\cdot\vect{A}\ec \end{equation}so in the Coulomb gauge every ordering agrees, and in any other gauge the orderings differ by a term that a gauge transformation removes. The ambiguity is not physical.
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Position-dependent mass. For \(\Ham=\abs{\vect{p}}^{2}/2m(\vect{x})\) the orderings \(\hat{p}_{i}m^{-1}\hat{p}_{i}\), \(\tfrac{1}{2}\acomm{m^{-1}}{\hat{p}_{i}\hat{p}_{i}}\) and their one-parameter interpolations are all self-adjoint and inequivalent, differing by terms in \(\hbar^{2}\vect{\nabla}^{2}m^{-1}\). Requiring that probability be conserved across a step in \(m\) selects \(\hat{p}_{i}m^{-1}\hat{p}_{i}\); nothing weaker does.
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Curved configuration space. Quantizing on a configuration manifold, the images of the classical kinetic energy differ by a multiple \(\xi\hbar^{2}R\) of the scalar curvature (Definition 13.153). No mathematical requirement fixes \(\xi\).
Rests on Proposition 25.43 and Equation (25.33).
Derivation. Derives Proposition 25.48. The first sentence is immediate: \(\abs{\hat{\vect{p}}}^{2}\) involves only momenta, which commute among themselves by Equation (25.33), and \(V(\hat{\vect{x}})\) only coordinates, which do likewise.
(1) Equation (25.50) is Equation (25.37) with \(V\) replaced by \(A_{i}\) and the index summed. The two candidate cross terms \(\hat{\vect{p}}\cdot\vect{A}\) and \(\vect{A}\cdot\hat{\vect{p}}\) therefore differ by \(-\ii\hbar\,\vect{\nabla}\cdot\vect{A}\), which vanishes identically in the Coulomb gauge \(\vect{\nabla}\cdot\vect{A}=0\), and in a general gauge is the divergence of a field that a gauge transformation may set to zero without changing \(\vect{B}\).
(2) Each candidate is self-adjoint because it is built as a symmetric product of self-adjoint factors; they differ because \(m^{-1}(\hat{\vect x})\) does not commute with \(\hat{\vect{p}}\), and the difference is computed by applying Equation (25.37) twice, each application producing one factor \(\ii\hbar\) and one derivative of \(m^{-1}\). The selection rule quoted is the statement that \(\hat{p}_{i}m^{-1}\hat{p}_{i}\) is the only member of the family whose associated probability current is continuous where \(m\) jumps; the others lose or create probability at the step, which is not a matter of taste.
(3) is quoted, not derived: the curvature term is what distinguishes the Laplace–Beltrami operator from the other second-order self-adjoint operators with the same symbol, and the coefficient is a free parameter of the quantization. The point of listing it is that it is the case in which nothing in the mathematics decides, and the honest procedure is the one stated next.
∎In every case where the choice has physical consequences, it is settled by requiring agreement with something already measured — a spectrum, a scattering cross-section, a transport coefficient — and not by any property of the classical theory. That is Corollary 25.41 delivering exactly what it promised: the classical theory underdetermines the quantum one, so the residue must be measured. It is also the reason the ambiguity is far less troublesome in practice than in principle. The Hamiltonians of atomic, molecular and nuclear physics are overwhelmingly of the form \(\abs{\vect{p}}^{2}/2m+V\), for which Proposition 25.48 says there is nothing to choose; the ambiguity becomes a live experimental question mainly in effective theories, where a coordinate-dependent mass or a curved configuration space has been produced by eliminating degrees of freedom, and where the eliminated degrees of freedom are what really fix the answer.
Deformation quantization and the Moyal bracket
For phase-space functions of one Cartesian pair \((x,p)\), the star product is the formal series
which is associative and noncommutative and which reproduces operator multiplication on Weyl symbols: if \(u\) and \(v\) are the symbols of \(\hat{u}\) and \(\hat{v}\) in the sense of Definition 25.44, then \(u\star v\) is the symbol of \(\hat{u}\hat{v}\). The Moyal bracket is
the \(n=0\) terms of Equation (25.51) cancelling in the difference, the \(n=1\) terms giving \(\ii\hbar\pb{u}{v}\), and every even \(n\) cancelling because the \(n\)th term is symmetric under \(u\leftrightarrow v\) for \(n\) even and antisymmetric for \(n\) odd. The correction to the Poisson bracket is therefore of order \(\hbar^{2}\), never \(\hbar\). Rests on Definition 25.44 and Equation (22.41).
Equation (25.52) exhibits the quantum bracket as a deformation of the Poisson bracket in the parameter \(\hbar\), with the classical bracket as the leading term. Read that way the relation between the theories is inverted from the usual telling: the classical Poisson bracket is the \(\hbar\to0\) limit of an exact quantum structure, rather than the quantum commutator being a modification of a classical one. This is the honest logical order—quantum mechanics is not derived from classical mechanics, and classical mechanics is a limit of it—and it is the order this treatise adopts.
Phase-space quantum mechanics
Definition 25.50 deformed the bracket. Deforming the state in the same spirit gives a formulation of quantum mechanics carried out entirely on phase space, with no operators and no Hilbert space in sight: observables are functions of \((\vect{x},\vect{p})\), the state is a function of \((\vect{x},\vect{p})\), and the only thing that distinguishes the theory from classical statistical mechanics is that products are taken with \(\star\) instead of pointwise. It is an exact rewriting, not an approximation, and its value here is that it shows precisely which classical intuition survives.
Let \(\hat{\rho}\) be the density operator of a system of one particle in three-dimensional space, with position-representation kernel \(\rho(\vect{x},\vect{x}')=\bra{\vect{x}}\hat{\rho}\ket{\vect{x}'}\). Its Wigner function is
It is the Weyl symbol of \(\hat{\rho}\) divided by \((2\pi\hbar)^{3}\), and carries the SI unit \(/\mathrm{J}^{3}/\mathrm{s}^{3}\), the reciprocal of an action cubed, so that \(W\,\dd^{3}x\,\dd^{3}p\) is dimensionless. Rests on Definitions 17.29 and 25.44.
For any density operator, \(W\) is real-valued and normalized, \(\int W\,\dd^{3}x\,\dd^{3}p=1\), and
the two marginals being exactly the measured position and momentum distributions, \(\tilde{\rho}\) denoting the kernel in the momentum representation. For any two states,
and for a pure state \(\hat{\rho}=\ketbra{\psi}{\psi}\),
Rests on Equation (25.53), Theorem 17.32 and Proposition 12.4.
Derivation. Derives Theorem 25.53. Reality. Conjugating Equation (25.53) and substituting \(\vect{y}\to-\vect{y}\) turns the kernel into \(\rho(\vect{x}-\vect{y}/2,\vect{x}+\vect{y}/2)^{\ast}\), which is \(\rho(\vect{x}+\vect{y}/2,\vect{x}-\vect{y}/2)\) because \(\hat{\rho}\) is self-adjoint, and restores the exponential; so \(W^{\ast}=W\).
Position marginal. Integrating Equation (25.53) over \(\vect{p}\) and using \(\int\ee^{-\ii\vect{p}\cdot\vect{y}/\hbar}\dd^{3}p =(2\pi\hbar)^{3}\delta^{3}(\vect{y})\), which is the Fourier inversion formula of Section 17.2.1 read as an identity between tempered distributions (Definition 17.38), the delta collapses the \(\vect{y}\) integral at \(\vect{y}=0\) and leaves \(\rho(\vect{x},\vect{x})\). This is Equation (25.54), and integrating it once more over \(\vect{x}\) gives \(\tr\hat{\rho}=1\), the normalization.
Momentum marginal. Integrate over \(\vect{x}\) and change variables to \(\vect{u}=\vect{x}+\vect{y}/2\), \(\vect{v}=\vect{x}-\vect{y}/2\), whose Jacobian has modulus \(1\) in each Cartesian pair. Then \(\vect{y}=\vect{u}-\vect{v}\) and
the double integral being exactly the momentum-representation kernel at coincident arguments, in the convention that carries one factor \((2\pi\hbar)^{-1/2}\) per coordinate. For a pure state this is \(\abs{\tilde{\psi}(\vect{p})}^{2}\).
Overlap. Take the product of two Wigner functions with integration variables \(\vect{y}\) and \(\vect{y}'\) and integrate over \(\vect{p}\) first; the same delta identity forces \(\vect{y}'=-\vect{y}\) and removes one factor \((2\pi\hbar)^{-3}\), leaving
Integrating over \(\vect{x}\) and changing to \((\vect{u},\vect{v})\) as before turns this into \((2\pi\hbar)^{-3}\int\!\!\int\rho_{1}(\vect{u},\vect{v}) \rho_{2}(\vect{v},\vect{u})\,\dd^{3}u\,\dd^{3}v\), which is \((2\pi\hbar)^{-3}\tr(\hat{\rho}_{1}\hat{\rho}_{2})\). This is Equation (25.56).
Bound. For a pure state the integrand of Equation (25.53) is \(\psi(\vect{x}+\vect{y}/2)\psi^{\ast}(\vect{x}-\vect{y}/2)\); bounding the modulus of the integral by the integral of the modulus and applying Cauchy–Schwarz (Proposition 12.4),
each integral contributing \(8=2^{3}\) from the substitution \(\vect{u}=\vect{x}\pm\vect{y}/2\) and the normalization of \(\psi\). That is Equation (25.57).
∎Let \(\psi\) be any normalized wavefunction that is odd, \(\psi(-\vect{x})=-\psi(\vect{x})\). Then its Wigner function attains at the phase-space origin the most negative value the bound Equation (25.57) permits:
No function on phase space that takes negative values is a probability density, so \(W\) is a quasi-probability, and the failure is not a defect of the construction: Equations (25.54) and (25.55) show that its marginals are genuine, measured distributions. Rests on Equations (25.53) and (25.57).
Derivation. Derives Corollary 25.54. Put \(\vect{x}=\vect{0}\) and \(\vect{p}=\vect{0}\) in Equation (25.53) with \(\rho=\psi\psi^{\ast}\). The exponential is \(1\) and the integrand is \(\psi(\vect{y}/2)\psi^{\ast}(-\vect{y}/2) =-\abs{\psi(\vect{y}/2)}^{2}\) by oddness, so
the factor \(8\) coming from \(\dd^{3}y=8\,\dd^{3}u\) under \(\vect{u}=\vect{y}/2\). Odd normalized wavefunctions exist in abundance — the first excited state of the harmonic oscillator (Section 78.4) is one — so the value Equation (25.58) is attained by real states and not only permitted.
∎A pure state has a Wigner function that is non-negative everywhere if and only if its wavefunction is Gaussian, that is of the form \(\psi(\vect{x})=\exp\left(-\vect{x}\transpose A\vect{x}+\vect{b}\cdot\vect{x}+c\right)\) with \(A\) a complex symmetric matrix of positive-definite real part. Negativity of \(W\) is therefore an exact witness of departure from the Gaussian family, for pure states. Rests on Equation (25.53) and Corollary 25.54.
Full derivation in Appendix A.
Derives Theorem 25.55.
The easy direction of Theorem 25.55 is a Gaussian integral: the Wigner transform of a Gaussian is a Gaussian, hence positive. The converse is the substantial half, and the appendix proof reduces it to one imported theorem — the Hadamard factorization of an entire function of order at most two, applied to the analytic continuation of \(\psi\). Complex Analysis carries Liouville's theorem and the Cauchy estimates but no theory of the order and genus of an entire function, so that input is quoted there with its place named; the debt is Part II's and is recorded as such.
Two limits of the statement matter for how it is used. It is a theorem about pure states: there are mixed states whose Wigner function is non-negative everywhere and which are not mixtures of Gaussians, so “non-negative Wigner function” and “classical” are not synonyms in general, and Corollary 25.54 is a witness only within the pure family. And the 1974 paper in which Hudson proved it has no entry in this bibliography: the attribution above is reported without a source the reader of this book can check, and the appendix supplies the proof precisely so that nothing rests on the attribution.
The Wigner function of a state evolving under \(\hat{\Ham}=\hat{p}^{2}/2m+V(\hat{x})\), in one Cartesian pair, obeys
whose first two terms are the classical Liouville equation Equation (24.15). If \(V\) is a polynomial of degree at most two, every correction vanishes identically and the Wigner function obeys the classical equation exactly, for every state. Rests on Equation (25.51), Equation (25.53) and Theorem 24.21.
Derivation. Derives Theorem 25.57. The von Neumann equation \(\ii\hbar\,\pp_{t}\hat{\rho}=\comm{\hat{\Ham}}{\hat{\rho}}\) becomes, on Weyl symbols, \(\pp_{t}W=\pb{\Ham}{W}_{\text{M}}\) by Definition 25.50. Evaluate the two pieces of \(\Ham\) separately in Equation (25.51).
For the kinetic term \(u=p^{2}/2m\), every \(x\) derivative of \(u\) vanishes, so only \(k=n\) survives in \(u\star W\) and only \(k=0\) in \(W\star u\):
Even \(n\) cancel; odd \(n\) beyond \(1\) vanish because \(\pp_{p}^{3}u=0\); and \(n=1\) leaves \(-\ii\hbar\left(p/m\right)\pp_{x}W\), giving the first term of Equation (25.59) after dividing by \(\ii\hbar\). The kinetic term is exact — it contributes no \(\hbar\) correction at all.
For the potential \(u=V(x)\), every \(p\) derivative vanishes, so the surviving index is the other one and the sign is reversed:
The term \(n=1\) is \(\left(\pp_{x}V\right)\left(\pp_{p}W\right)\), the classical force term. The term \(n=3\) is \(\frac{2}{\ii\hbar}\cdot\frac{1}{6} \left(\frac{\ii\hbar}{2}\right)^{3}\pp_{x}^{3}V\,\pp_{p}^{3}W =-\frac{\hbar^{2}}{24}\pp_{x}^{3}V\,\pp_{p}^{3}W\), and the next is \(O(\hbar^{4})\). This is Equation (25.59). If \(V\) has degree at most two then \(\pp_{x}^{3}V=0\) and every surviving term of the series beyond \(n=1\) vanishes with it.
∎That quadratic potentials are the exactly classical case has now appeared three times in this chapter, and it is one fact each time. Theorem 25.32 said the expectation values follow the classical equations when \(V\) is at most quadratic; Lemma 25.39 said the correspondence Equation (25.31) is exact on polynomials of degree at most two; Theorem 25.57 says the phase-space density obeys the classical Liouville equation for such a potential. Degree two is where the Poisson algebra and the commutator algebra are isomorphic, and every statement of classicality traces back to that. It is also why the harmonic oscillator, the workhorse of every quantum textbook, is constitutionally unable to display any of the phenomena of this section.
Measuring a Wigner function
The formalism above would be a rewriting and nothing more if \(W\) were not accessible. It is, and the route is the Radon transform of Section 17.6.3.
Let a mode of frequency \(\omega\) be described in the dimensionless quadratures
and let \(\operatorname{pr}_{\theta}\) be the measured distribution of the rotated quadrature \(X_{\theta}=X\cos\theta+P\sin\theta\). Then
the Radon transform Equation (17.119) of \(W\) over the plane spanned by the two quadratures. The Wigner function is recovered from the family \(\set{\operatorname{pr}_{\theta}}\), \(0\le\theta<\pi\), by filtered back-projection Equation (17.122). Rests on Theorem 25.57, Definition 17.103 and Theorem 17.106.
Derivation. Derives Proposition 25.59. By Equation (25.54), the distribution of the quadrature \(X\) is the integral of \(W\) over the conjugate variable \(P\) — that is, the integral of \(W\) along the line \(X=\text{const}\) in the \((X,P)\) plane.
It remains to show that the same holds for every rotated quadrature. The Hamiltonian Equation (25.60) is quadratic, so by Theorem 25.57 the Wigner function evolves under it exactly by the classical Liouville flow; and the classical flow of \(\Ham=\tfrac{1}{2}\hbar\omega(X^{2}+P^{2})\) in these coordinates is the rigid rotation \(\left(X,P\right)\mapsto \left(X\cos\omega t+P\sin\omega t,\,-X\sin\omega t+P\cos\omega t\right)\), as substitution into Equations (22.3) and (22.4) confirms. So the Wigner function of the state at time \(t=\theta/\omega\) is \(W\) rotated by \(\theta\), its \(X\) marginal is the integral of \(W\) along the line \(X\cos\theta+P\sin\theta=\text{const}\), and that line integral is Equation (17.119) in two dimensions — which is Equation (25.61). In an optical realization the phase \(\theta\) is set not by waiting but by the phase of a local oscillator, which is the same rotation performed at the detector rather than in the state.
Inverting is then Theorem 17.106 verbatim, with the projections \(P_{\theta}\) of Equation (17.122) identified with \(\operatorname{pr}_{\theta}\), and Corollary 17.107 says how many phases must be sampled to resolve structure of a given fineness. Nothing in the inversion is special to quantum mechanics: it is the arithmetic of a medical tomograph, applied to a quasi-probability instead of an attenuation coefficient.
∎Wigner functions with negative regions have been reconstructed by exactly this procedure. A single-photon state of a light mode is the first excited state of the oscillator Equation (25.60) and so is odd, which by Corollary 25.54 predicts \(W(0,0)=-1/\pi\hbar\) in one degree of freedom: the deepest negative value the theory permits. Lvovsky and co-workers reconstructed it by balanced homodyne tomography and found the dip at the origin [Lvovsky:2001]; the measured depth is smaller in magnitude than the ideal value, because detection efficiency below unity mixes vacuum into the state and a mixture of a Fock state with vacuum has a shallower dip. Deléglise and co-workers reconstructed the Wigner functions of photon number states and of superpositions of coherent states in a microwave cavity, and watched the negative regions disappear as the field decohered [Deleglise:2008] — which is Remark 25.33 seen directly, the environment turning a quasi-probability into a probability. The apparatus, the calibration and the error budget of these measurements belong with Quantum Optics and the Photon; what belongs here is that the object defined by Equation (25.53) is not a formal device.
The formulation answers, in the sharpest available way, the question this chapter began with. Quantum mechanics can be written on the very same phase space as classical mechanics, with the very same observables, and the entire difference is that the pointwise product is replaced by Equation (25.51). The classical limit is then not a change of arena but the vanishing of the \(\hbar\)-corrections in one product. What is lost in the passage is exactly what Remark 25.5 predicted at the start: the commutative product does not survive, and everything non-classical — the negativity of Corollary 25.54, the \(\hbar^{2}\) term of Equation (25.59), the obstruction of Theorem 25.38 — is a consequence of that one replacement.
What carries over to field theory
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[The bracket.] For a field theory the phase-space coordinates are a field \(\varphi(\vect{x})\) and its conjugate momentum density \(\pi(\vect{x})\) at each point of space, and the bracket acquires a functional derivative and a delta function, \(\pb{\varphi(\vect{x})}{\pi(\vect{y})}= \delta^{3}(\vect{x}-\vect{y})\). The construction and its equal-time commutator counterpart are the subject of Generalized Classical Field Theory and Canonical Quantization of Fields.
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[The first-order action.] Equation (25.20) becomes \(\int\dd t\int\dd^{3}x\left(\pi\dot{\varphi}-\mathcal{H}\right)\), and it is this form, not the Lagrangian one, that the phase-space path integral of Path-Integral Quantization discretizes. The Faddeev–Jackiw reading Equation (25.22) carries over with \(\xi^{c}\) replaced by the field components at each point of space, and the matrix inversion of Equation (25.25) by the inversion of an operator; where that operator is degenerate the theory is a gauge theory, which is the field-theoretic face of Remark 25.23.
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[The phase-space formulation.] Equation (25.53) generalizes to a functional Wigner distribution, and the truncation of Equation (25.59) at its classical term is what a Boltzmann-equation treatment of a quantum field assumes; the \(\hbar^{2}\) term is the leading quantum correction to it.
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[The obstruction, again.] Theorem 25.38 has a field counterpart, and the ordering ambiguity there is one of the sources of the divergences that renormalization organizes (Quantum Electrodynamics and Renormalization).
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[The failure of Stone–von Neumann.] Inequivalent representations are the normal situation, per Remark 25.37.
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[Constraints.] Gauge theories have degenerate Lagrangians, their naive brackets do not exist, and the whole apparatus above must be rebuilt on the constraint surface. That is the next chapter.