Nuclear Forces and Nuclear Structure
The nucleus is the one place in this book where a residual force does the work. Quantum chromodynamics (Quantum Chromodynamics) confines quarks into colour-neutral hadrons, and what leaks out between those hadrons binds protons and neutrons into nuclei — the analogue of the van der Waals force between neutral atoms, and about as hard to derive from first principles. The chapter therefore begins where the evidence began: Rutherford's inference of a small massive nucleus from large-angle alpha scattering [Rutherford:1911], Chadwick's neutron [Chadwick:1932b], and Heisenberg's two-nucleon picture of nuclear matter [Heisenberg:1932]. From there it develops the Yukawa exchange mechanism [Yukawa:1935], the pion that confirmed it [Lattes:1947], and the two complementary models — the liquid drop [Weizsacker:1935] [Bethe:1936] [Bohr:1939b] and the shell model [Mayer:1949] [Haxel:1949] — whose reconciliation is the collective model of Bohr and Mottelson [Bohr:1953].
The chapter sits after the field theory of Generalized Classical Field Theory and Quantum Chromodynamics because that is where its force comes from, and before the astrophysical applications of Stellar Structure and Nucleosynthesis, where nuclear binding energies set the energy budget of every star. Its data are unusually good and unusually well tabulated: masses to sub-\(\mathrm{keV}\) precision [Wang:2021], charge radii from electron scattering [Hofstadter:1956] [Angeli:2013], and gamma-ray resonances so narrow that Mössbauer's recoil-free absorption [Moessbauer:1958] measured a gravitational redshift over \(22.5\,\mathrm{m}\) [Pound:1960]. Every quantitative claim below is anchored to such a measurement.
Units are SI, with the electronvolt admitted as in Section 100.1.1, and \(\hbar\) and \(c\) are written out in every formula. Three combinations recur so often that they are fixed here once, from the CODATA 2022 adjustment [Mohr:2025]:
with \(\alpha=e^{2}/(4\pi\varepsilon_{0}\hbar c)=7.2973526\times 10^{-3}\) the dimensionless fine-structure constant and \(u\) the unified atomic mass unit. One femtometre, \(10^{-15}\,\mathrm{m}\), is the natural length here; one \(\mathrm{MeV}\) the natural energy. A nucleus is written \(^{A}_{Z}\mathrm{X}_{N}\) with \(Z\) protons, \(N\) neutrons and \(A=Z+N\) nucleons; \(Z\) is redundant given the chemical symbol and \(N\) is redundant given \(A\), so the short form \(^{A}\mathrm{X}\) is used except where the neutron number is the point. Nuclides sharing \(Z\) are isotopes, sharing \(N\) isotones, sharing \(A\) isobars; a long-lived excited state of one nuclide is an isomer, marked \(^{Am}\mathrm{X}\).
Two masses anchor everything that follows. From the 2024 Particle Data Group compilation [Navas:2024],
equivalently \(m_{p}=1.67262193\times 10^{-27}\,\mathrm{kg}\) and \(m_{n}=1.67492750\times 10^{-27}\,\mathrm{kg}\) [Mohr:2025]. Their difference,
is larger than the electron rest energy \(0.51100\,\mathrm{MeV}\) and smaller than the binding energy per nucleon of any bound nucleus, and those two inequalities between them decide which nuclei are stable, which decay, and in which direction — a point taken up in Section 107.3.2.
Discovery of the nucleus
Radioactivity
Becquerel found in 1896 that uranium salts fog a photographic plate through opaque wrapping, and — decisively — that the effect does not require prior exposure to sunlight, so it is not phosphorescence [Becquerel:1896]. The radiation is emitted continuously, at a rate independent of temperature, pressure and chemical combination, and it discharges an electroscope, which made it measurable rather than merely visible. Two years later the Curies, following the ionization current rather than the photographic plate, isolated from pitchblende two new elements far more active than uranium: polonium [Curie:1898] and radium [Curie:1898a]; radium's activity per unit mass exceeds uranium's by more than six orders of magnitude [Curie:1898a], which is what made the subsequent experiments possible at all.
Rutherford separated the radiation by absorption [Rutherford:1899]. One component is stopped by a few hundredths of a millimetre of aluminium and one requires some millimetres; he named them \(\alpha\) and \(\beta\). A third, far more penetrating and undeflected by a magnetic field, was identified later and named \(\gamma\). The identifications that followed are: \(\alpha\) is a helium nucleus, \(\beta\) an electron (or, after 1934, a positron [Curie:1934]), \(\gamma\) a photon.
A sample of \(N\) identical nuclei of one species disintegrates at a rate proportional to \(N\) alone,
with a decay constant \(\lambda\) of dimension \(/\mathrm{s}\) that is a property of the species and of nothing else. It is unaffected by temperature over the range from liquid helium to a flame, by pressure, by the chemical state of the atom and by the presence of other nuclei — an insensitivity of many orders of magnitude, and the first evidence that the process happens inside a system decoupled from the chemistry. Rutherford and Soddy drew the conclusion that in a decay one element is transmuted into another [Rutherford:1903].
Derivation. Derives Phenomenon 107.2. Suppose only that each nucleus has, in any short interval \(\dd t\), the same probability \(\lambda\,\dd t\) of decaying, independently of its age and of what the other nuclei do. This is a statement about a collection of identical, memoryless, independent systems, and it is the whole physical input; everything else is arithmetic. The number of decays expected in \(\dd t\) is then \(\lambda N\,\dd t\), which is Equation (107.6), and the solution follows by separation of variables. The half-life is the time for \(N\) to halve,
and the mean life is \(\tau=1/\lambda=T_{1/2}/\ln 2\).
Two properties of this law are worth stating exactly, because both are routinely misread. First, memorylessness is not an extra assumption but a consequence: the probability that a nucleus surviving to time \(t\) survives a further \(s\) is \(\ee^{-\lambda s}\), independent of \(t\), so a nucleus does not age. The exponential is the unique distribution with that property. Second, \(\lambda\) is a statement about an ensemble and says nothing whatever about when a given nucleus will decay. The number \(\mathcal{N}\) counted in a fixed interval is a Poisson variable of mean \(\mu=\lambda N\,\Delta t\) and variance \(\mu\), so the fractional uncertainty on a measured activity is \(\mathcal{N}^{-1/2}\); this is the statistics of Probability and Statistics, and it is why a counting experiment quotes \(\sqrt{\mathcal{N}}\) as its error bar.
The activity \(\mathcal{A}=\lambda N\) is measured in becquerels, \(\mathrm{Bq}=/\mathrm{s}\), one disintegration per second. The older unit, the curie, was defined as the activity of one gram of \(^{226}\mathrm{Ra}\), and the definition can be checked: with \(T_{1/2}=1600\,\mathrm{yr}=5.05\times 10^{10}\,\mathrm{s}\) [Kondev:2021] and \(N=N_{A}/226\) atoms per gram,
against the defined \(3.7\times 10^{10}\,\mathrm{Bq}\); the small discrepancy is the improvement in the measured half-life since 1910.
∎Let a parent of decay constant \(\lambda_{1}\) feed a daughter of decay constant \(\lambda_{2}\). Then
and if the parent is much the longer lived, \(\lambda_{1}\ll\lambda_{2}\), the daughter's activity approaches the parent's, \(\lambda_{2}N_{2}\to\lambda_{1}N_{1}\), after a time of order \(1/\lambda_{2}\). Rests on Phenomenon 107.2 and Equation (107.6).
Derives Proposition 107.3. The daughter is created at the rate at which the parent decays and destroyed at its own rate, \(\dd N_{2}/\dd t=\lambda_{1}N_{1}-\lambda_{2}N_{2}\), a linear first-order equation whose integrating factor is \(\ee^{\lambda_{2}t}\). With \(N_{1}=N_{1}(0)\ee^{-\lambda_{1}t}\),
which integrates to Equation (107.9). When \(\lambda_{1}\ll\lambda_{2}\) the second exponential dies first and \(N_{2}\to\lambda_{1}N_{1}/\lambda_{2}\), so the two activities are equal. This is why a sealed uranium ore assays as though every member of the chain were a separate element of fixed abundance, and why the Curies could isolate radium at all: its abundance in pitchblende is set by Equation (107.9) at \(\lambda_{1}/\lambda_{2}\approx3.6\times 10^{-7}\) of the uranium by number, which is about one gram of radium in three tonnes of uranium.
∎Nothing in Phenomenon 107.2 says a decay is uncaused; it says the cause is not in the laboratory. The insensitivity to chemistry follows because a chemical energy is of order \(1\,\mathrm{eV}\) and a nuclear one of order \(1\,\mathrm{MeV}\): a perturbation six orders of magnitude below the scale of the states involved cannot shift a rate. The exceptions prove the rule and are measurable. Electron capture (Section 107.5.2) proceeds through the electron density at the nucleus, so the half-life of \(^{7}\mathrm{Be}\) differs by a fraction of a per cent between chemical compounds; and a fully ionized nucleus in a storage ring cannot capture at all.
Rutherford scattering
Geiger and Marsden, at Rutherford's suggestion, looked for alpha particles scattered backwards from a thin metal foil, and found them [Geiger:1909]. The Thomson atom, a diffuse positive charge with electrons embedded in it, cannot produce them: a single encounter can deflect an alpha particle by at most a small angle, so a large deflection requires many small ones to conspire, and the probability of that falls off exponentially. What was observed instead falls off as a power.
A beam of \(\alpha\) particles crossing a thin metal foil is overwhelmingly transmitted with small deflection, but a small and countable fraction is scattered through more than a right angle [Geiger:1909]. The number counted per unit solid angle varies with the scattering angle as
with \(E\) the kinetic energy of the incident particle [Rutherford:1911]. The charge and the mass of the atom are therefore concentrated in a volume small compared with the atom, and the energy at which the formula begins to fail is the first bound ever placed on the size of that volume.
Derivation. Derives Phenomenon 107.5. The interaction is the repulsive Coulomb potential \(V(r)=Z_{1}Z_{2}e^{2}/4\pi\varepsilon_{0}r\). It is central, so the orbit is a hyperbola and the deflection of a particle incident with impact parameter \(b\) and kinetic energy \(E\) is fixed by
[Goldstein:2002] [Landau:1976], the hyperbolic-orbit relation of the classical repulsive Kepler problem. Write \(\kappa=Z_{1}Z_{2}e^{2}/8\pi\varepsilon_{0}E\), so that \(b=\kappa\cot(\theta/2)\). The deflection decreases monotonically with \(b\), so the particles arriving in the annulus between \(b\) and \(b+\dd b\) are exactly those leaving between \(\theta\) and \(\theta-\dd\theta\), and the cross-section is the ratio of the two areas,
From \(b=\kappa\cot(\theta/2)\) one has \(\abs{\dd b/\dd\theta}=\tfrac{1}{2}\kappa/\sin^{2}(\theta/2)\), and with \(\sin\theta=2\sin(\theta/2)\cos(\theta/2)\),
which is Equation (107.10). Two features carry the physics. The distribution diverges as \(\theta\to0\) because the Coulomb force has infinite range, so no total cross-section exists and only a differential rate is meaningful. And it falls only as \(\sin^{-4}(\theta/2)\): backscattering is rare but not exponentially rare, which is precisely what distinguishes a single point charge from a charge spread over the whole atom, for which small deflections compound at random and large ones are suppressed exponentially.
∎An \(\alpha\) particle of kinetic energy \(E\) fired head-on at a nucleus of charge \(Z_{2}e\) stops at the distance \(d\) where all its kinetic energy has become potential energy,
So long as Equation (107.10) is obeyed at angle \(\theta=\pi\), the nucleus is smaller than \(d\). Rests on Equations (107.2) and (107.10).
Derives Corollary 107.6. Energy conservation in the head-on collision gives \(E=Z_{1}Z_{2}e^{2}/4\pi\varepsilon_{0}d\), which is Equation (107.13); and Equation (107.10) was derived assuming a pure Coulomb field down to the turning point, so its persistence at \(\theta=\pi\) certifies that nothing else was met. For the \(7.7\,\mathrm{MeV}\) \(\alpha\) particles from \(^{214}\mathrm{Po}\) incident on gold, \(Z_{2}=79\), and Equation (107.2) gives
about \(2\times 10^{-4}\) of the atomic radius. The volume ratio is \(10^{-11}\): essentially all of the atom is empty, and that is the content of the experiment. Geiger and Marsden went on to verify every separate dependence of Equation (107.10) — on angle, on foil thickness, on the kinetic energy and on \(Z_{2}^{2}\) — which is what converted a suggestive anomaly into a measurement [Geiger:1913].
∎Equation (107.10) was obtained from Newtonian orbits, and there is no reason in advance for a classical calculation to describe the scattering of a quantum particle. It does, exactly: the first Born approximation gives the same formula, and so does the exact solution of the Schrödinger equation in parabolic coordinates. The coincidence is special to the inverse-square law, and its discussion belongs to Scattering Theory; the exact treatment differs from the classical one only in a logarithmic distortion of the phase, which no rate measurement sees. At energies high enough for the projectile's spin and the target's finite size to matter, the formula is replaced by Mott's [Mott:1929] and then by a form factor, and the departure from Equation (107.10) becomes the measurement of the charge distribution treated in Section 107.3.3.
The neutron and the constitution of nuclei
Beryllium bombarded by \(\alpha\) particles emits a radiation of extraordinary penetrating power that carries no charge. Curie and Joliot found that it ejects fast protons from paraffin. Chadwick measured the recoils and showed that no photon can account for them [Chadwick:1932b].
The radiation from \(\alpha\)-bombarded beryllium is uncharged, is not absorbed like a photon, and ejects from hydrogen protons of maximum speed \(3.3\times 10^{7}\,\mathrm{m}/\mathrm{s}\) and from nitrogen recoils of maximum speed \(4.7\times 10^{6}\,\mathrm{m}/\mathrm{s}\) [Chadwick:1932b]. Elastic collisions of a single neutral particle account for both numbers with one mass, close to the proton's; a photon interpretation requires two different and impossibly large energies.
Derivation. Derives Phenomenon 107.8. Take a neutral particle of mass \(m\) and speed \(v\) striking a nucleus of mass \(M\) at rest. In a head-on elastic collision, non-relativistic kinematics gives the target the maximum speed
so the ratio of the maximum recoil speeds of hydrogen and nitrogen is
in which the unknown \(v\) has cancelled. Measured, the left-hand side is \(3.3\times 10^{7}\,\mathrm{m}/\mathrm{s}/4.7\times 10^{6}\,\mathrm{m}/\mathrm{s} =7.0\); with \(M_{\mathrm{H}}=m_{p}\) and \(M_{\mathrm{N}}\approx14m_{p}\),
a mass within the experimental error of the proton's. The modern value is \(m_{n}c^{2}=939.56542\,\mathrm{MeV}\) [Navas:2024], larger than the proton's by Equation (107.5).
The alternative had to be excluded quantitatively. A photon of energy \(E_{\gamma}\) scattering elastically from a mass \(M\) at rest imparts at most
the Compton kinematics of The Photon: Photoelectric and Compton Effects. The observed proton speed corresponds to \(T=5.7\,\mathrm{MeV}\), which by Equation (107.16) needs \(E_{\gamma}\approx55\,\mathrm{MeV}\); the observed nitrogen recoil corresponds to \(T=1.6\,\mathrm{MeV}\) and needs \(E_{\gamma}\approx10^{2}\,\mathrm{MeV}\). One radiation cannot have two energies, and neither energy is available: the reaction \(^{9}\mathrm{Be}+\alpha\) releases about \(10\,\mathrm{MeV}\) in total. The photon hypothesis fails by an order of magnitude and by an internal inconsistency, and the neutral-particle hypothesis fails by neither.
∎A nucleus cannot be built of protons and electrons. Rests on Phenomenon 107.8 and Equation (107.1).
Derives Proposition 107.9. Three independent arguments close the question, and each is quantitative.
Localization. Confining an electron to a region of size \(\Delta x\approx5\,\mathrm{fm}\) requires, by the uncertainty relation, a momentum spread \(\Delta p\gtrsim\hbar/2\Delta x\), that is
so the electron would be ultrarelativistic with an energy of order \(20\,\mathrm{MeV}\). Nothing in the nucleus binds at that scale — the total binding energy per nucleon is \(8\,\mathrm{MeV}\) — and the electrons actually observed emerging in \(\beta\) decay carry about \(1\,\mathrm{MeV}\). The same estimate for a nucleon, heavier by \(m_{p}/m_{e}\approx1836\), gives a non-relativistic kinetic energy \((\Delta p)^{2}/2m_{p}\approx0.2\,\mathrm{MeV}\), comfortably below the binding: a nucleon fits in a nucleus and an electron does not.
Spin and statistics. The proton–electron model assigns \(^{14}\mathrm{N}\) fourteen protons and seven electrons, twenty-one spin-\(\tfrac12\) particles, hence half-integer total spin and Fermi–Dirac statistics for the molecule \(^{14}\mathrm{N}_{2}\). Band spectra show integer spin \(1\) and Bose–Einstein statistics. The proton–neutron model assigns seven protons and seven neutrons, fourteen fermions, integer spin: correct. The argument is decisive because the alternation of intensities in a band spectrum measures the statistics directly and admits of no adjustment; the general theory of identical particles belongs to Identical Particles.
Magnetic moment. A nuclear magnetic moment is measured in units of the nuclear magneton \(\mu_{N}=e\hbar/2m_{p}=5.0507837\times 10^{-27}\,\mathrm{J}/\mathrm{T}\) [Mohr:2025], some \(1836\) times smaller than the Bohr magneton. An electron inside the nucleus would contribute of order a Bohr magneton. No nuclear moment of that size exists [Fermi:1930].
∎Heisenberg took the neutron as a constituent immediately, and with it introduced the formal device that has organized nuclear physics ever since [Heisenberg:1932].
Treat the proton and the neutron as two states of one particle, the nucleon, distinguished by the eigenvalue of a formal spin-\(\tfrac12\) operator \(\vect{T}\) acting in an internal two-dimensional space:
For a nucleus, \(T_{3}=(Z-N)/2\). The algebra is that of \(\SU(2)\) (Lie Groups, Lie Algebras, and Fibre Bundles), and \(\vect{T}\) is dimensionless: it is not an angular momentum and carries no factor of \(\hbar\).
The claim is that the nuclear force is invariant under rotations in this space, so that states differing only in \(T_{3}\) have the same energy. It is a good approximate symmetry and not an exact one, and the two sources of breaking are known and separately measurable: the electromagnetic interaction, which sees \(Z\) and not \(A\), and the up–down quark mass difference of Quantum Chromodynamics. The evidence is collected in Section 107.2.4; the anticipation is that the \(\SU(2)\) here is a subgroup of the flavour symmetry of the light quarks, so that the approximate symmetry of nuclear physics is inherited from an approximate degeneracy in the quark masses.
A neutron bound in a stable nucleus lives forever; a free neutron decays, \(n\to p+e^{-}+\bar{\nu}_{e}\), with mean life
[Navas:2024]. Two classes of experiment measure it. Bottle experiments store ultracold neutrons and count the survivors; beam experiments pass a neutron beam through a trap and count the protons produced. The bottle result, \(877.75(36)\,\mathrm{s}\) [Gonzalez:2021], and the beam result, near \(888\,\mathrm{s}\), differ by about \(10\,\mathrm{s}\), some four standard deviations. The discrepancy is unresolved. Rests on Phenomenon 107.8 and Equation (107.5).
The two methods do not measure quite the same thing. A bottle counts neutrons that disappear by any route; a beam counts protons that appear by one route. If some small branch of neutron decay produced no proton, the beam lifetime would exceed the bottle lifetime by exactly the observed sense — which is why searches for such a branch have been made, and have found nothing. The honest statement is that either one experiment has an unaccounted systematic effect or the neutron has an unobserved decay channel at the \(10^{-2}\) level, and that as of the 2024 compilation neither has been established [Navas:2024]. What is not honest is to average the two and quote the result, which is what an uncritical combination does. The number in Equation (107.18) is the Particle Data Group's average over the bottle measurements, with the beam results excluded on exactly these grounds; the derivation of the lifetime from the weak coupling belongs to Weak Interactions.
The nucleon–nucleon interaction
Yukawa's exchange mechanism
Two facts about the nuclear force were established before anyone knew what carried it. It is enormously stronger than the electrostatic repulsion it overcomes, and it has a range: nucleons a few femtometres apart do not feel it at all, or nuclear matter would not saturate (Section 107.3.1). Electromagnetism has no range because the photon is massless. Yukawa's proposal was that the nuclear force is carried by a quantum that is not [Yukawa:1935].
A neutral scalar field of mass \(m\) coupled to static point sources produces between two of them the potential energy
where \(\lambda\) is the reduced Compton wavelength of the quantum, in \(\mathrm{m}\), and \(g\) is dimensionless. Equivalently, in terms of the momentum \(\vect{q}\) transferred between the sources,
of SI dimension \(\mathrm{J}\,\mathrm{m}^{3}\): the exchanged quantum's propagator, evaluated at zero energy transfer. Rests on Equation (107.1) and Notation 100.1.
Derivation. Derives Theorem 107.14. Let \(\phi\) obey the Klein–Gordon equation of The Klein–Gordon Equation with a source,
in which \(1/\lambda\) has dimension \(/\mathrm{m}\), as it must: it is the only combination of \(m\), \(c\) and \(\hbar\) with that dimension, and its appearance is the whole of Yukawa's idea. For a static source the time derivative drops and
with a strength \(g\) whose dimension is fixed below. Away from the origin the solution is spherically symmetric, and the substitution \(\phi=u(r)/r\) turns \(\nabla^{2}\phi\) into \(u''/r\), so that \(u''=u/\lambda^{2}\) and \(u\propto\ee^{\pm r/\lambda}\). Only the decaying sign is admissible. The coefficient is fixed by integrating Equation (107.22) over a small ball: the \(1/\lambda^{2}\) term contributes nothing as the radius shrinks, and the divergence theorem gives \(\oint\nabla\phi\cdot\dd\vect{S}=-g\), which for \(\phi=C\ee^{-r/\lambda}/r\) is \(-4\pi C\). Hence \(C=g/4\pi\) and
As \(\lambda\to\infty\) this is the Coulomb field, which is the check that the algebra is right.
A second source at distance \(r\) has energy \(-g'\phi(r)\) in this field, and for two identical nucleons \(g'=g\). Writing the product \(g^{2}\) so that the result carries the dimension of energy fixes the normalization: with \(g\) dimensionless the natural coefficient is \(g^{2}\hbar c/4\pi\), since \(\hbar c\) has dimension \(\mathrm{J}\,\mathrm{m}\) by Equation (107.1) and dividing by \(r\) gives an energy. That is Equation (107.19). The convention is deliberately the electromagnetic one: comparing with \(V_{\mathrm{Coulomb}}=e^{2}/4\pi\varepsilon_{0}r=\alpha\hbar c/r\) shows that \(g^{2}/4\pi\) is the exact analogue of the fine-structure constant, dimensionless and directly comparable with \(\alpha=7.3\times 10^{-3}\).
For Equation (107.20), do the angular integral,
the last step by elementary integration (or by closing a contour, as in Complex Analysis). Multiplying by \(-g^{2}\hbar c/4\pi\) and using \(\hbar/\lambda=mc\) gives Equation (107.20). The denominator \(\vect{q}^{2}+m^{2}c^{2}\) is a squared momentum, in \(\mathrm{kg}^{2}\,\mathrm{m}^{2}/\mathrm{s}^{2}\), exactly as the mass-shell condition of Notation 100.1 requires; it is the propagator denominator \(p^{2}-m^{2}c^{2}\) continued to a purely spacelike momentum transfer, which is what a static force is.
∎A force of observed range \(\lambda\) requires a quantum of mass \(m=\hbar/\lambda c\). For \(\lambda=1.4\,\mathrm{fm}\),
that is \(m=141\,\mathrm{MeV}/c^{2}\), some \(270\) electron masses and about a seventh of a nucleon mass. Rests on Theorem 107.14 and Equation (107.1).
Derives Corollary 107.15. Immediate from \(\lambda=\hbar/mc\) and Equation (107.1). The inference runs both ways, and Yukawa ran it in this direction: the range was known from the size of light nuclei — the deuteron is bound and the diproton is not, which places the range within a factor of two of a femtometre — and the mass was the prediction. It is one of the few predictions in physics of a new particle's mass, made in 1935 and confirmed in 1947 [Lattes:1947] with the observed \(m_{\pi^{\pm}}c^{2}=139.57039\,\mathrm{MeV}\) [Navas:2024]. The equivalent range is
Proposition 101.65 makes the same statement for the weak interaction, where the exchanged quantum weighs \(80.37\,\mathrm{GeV}/c^{2}\) [Navas:2024] and the range is \(2.5\times 10^{-3}\,\mathrm{fm}\) — so short that the interaction looks pointlike at every energy at which it was first studied. The two cases differ in one respect that decides how far each may be pushed. The electroweak and electromagnetic couplings are small, so a single exchange is the leading term of a controlled expansion. Here \(g^{2}/4\pi\) is not small: with the pion–nucleon coupling \(g_{\pi N}=13.05\) from the Nijmegen partial-wave analysis of the nucleon–nucleon scattering data [Stoks:1993],
against \(\alpha=1/137\), a ratio of nearly \(2000\). A one-quantum exchange is therefore not the first term of a convergent series, and Equation (107.19) cannot be trusted at short distance, where two-pion and heavier exchanges enter with comparable weight. What survives is the tail: at \(r\) well beyond \(\lambda_{\pi}\) the single-pion term dominates because every other exchange is more heavily damped, and it is there that Equation (107.19) is a theorem rather than a model. This is the observation that Section 107.2.4 turns into a systematic expansion.
Theorem 107.14 assumed a scalar field, which is the simplest case and gives the range correctly. The pion is pseudoscalar (Section 107.2.2), so it couples to the nucleon through \(\gamma^{5}\), and the derivative structure of that vertex replaces the plain \(\ee^{-x}/x\) by a spin- and isospin-dependent form. The change is not cosmetic. The effective coupling that appears is not \(g_{\pi N}\) but
smaller by the square of the mass ratio, and the strength of the long-range potential is set by \((f^{2}/4\pi)\,m_{\pi}c^{2}/3 =3.5\,\mathrm{MeV}\) rather than by \(13.6\,\hbar c/r\). Evaluated at \(r=2\,\mathrm{fm}\) the one-pion-exchange tail is of order \(0.6\,\mathrm{MeV}\), which is the right size for the outer part of a force that binds the deuteron by \(2.2\,\mathrm{MeV}\). The apparent paradox of Equation (107.26) — a coupling of \(13.6\) producing a potential of a fraction of a \(\mathrm{MeV}\) — is entirely accounted for by Equation (107.27), and noticing that is the difference between a numerical estimate and a number pulled from the air.
The pion
Yukawa's quantum was looked for in cosmic rays and, in 1937, apparently found: a penetrating charged particle of roughly the right mass. It was the wrong particle, and the experiment that showed so is a model of how to kill an identification.
Negative mesotrons brought to rest in carbon decay rather than being absorbed by a nucleus [Conversi:1947]. A negatively charged particle stopped in matter cascades into a Bohr orbit about a nucleus; if it felt the nuclear force it would be absorbed from that orbit in a time of order the nuclear transit time. The observed absorption rate is smaller than that estimate by some thirteen orders of magnitude.
Derivation. Derives Phenomenon 107.18. The mesonic Bohr radius scales as \(a_{0}m_{e}/m\), so a particle of mass \(\approx200\,m_{e}\) orbits carbon at \(a\approx a_{0}m_{e}/(200\times6)=4.4\times 10^{-14}\,\mathrm{m}\), which is still large compared with the nucleus but small enough that the overlap of the orbital wave function with the nuclear volume is \(\abs{\psi(0)}^{2}V_{\mathrm{nuc}}\sim(R/a)^{3}\approx2\times 10^{-4}\). A strong interaction absorbs on contact, in a time \(R/c\approx10^{-23}\,\mathrm{s}\), so the expected lifetime against nuclear capture is \(\sim5\times 10^{-20}\,\mathrm{s}\) — against a measured decay time \(2.2\times 10^{-6}\,\mathrm{s}\) [Navas:2024] that is unchanged by the presence of the nucleus. Thirteen orders of magnitude is not a discrepancy to be argued about. The particle is the muon; its lifetime and its couplings belong to Weak Interactions.
The resolution came from photographic emulsions exposed at altitude, where Lattes, Muirhead, Occhialini and Powell found tracks in which one particle comes to rest and a second, of definite and shorter range, sets off from the end point [Lattes:1947]: the chain \(\pi\to\mu\to e\). Two particles of similar mass had been conflated; the heavier one is Yukawa's, is produced strongly and is absorbed strongly, and therefore never reaches sea level, while the lighter is the weakly interacting decay product that does.
∎| $mc^{2}$ (\(\mathrm{MeV}\)) | $\lambda$ (\(\mathrm{fm}\)) | $\tau$ | principal decay | |
|---|---|---|---|---|
| $\pi^{\pm}$ | 139.57039(18) | 1.4138 | \(2.603\times 10^{-8}\,\mathrm{s}\) | $\mu^{\pm}\nu$ |
| $\pi^{0}$ | 134.9768(5) | 1.4619 | \(8.43\times 10^{-17}\,\mathrm{s}\) | $\gamma\gamma$ |
The reaction \(\pi^{-}+d\to n+n\), observed to proceed from a captured \(s\) state [Panofsky:1951], requires the intrinsic parity of the pion to be \(-1\). Rests on Phenomena 83.1 and 105.5.
Derives Proposition 107.19. A \(\pi^{-}\) stopped in deuterium cascades to the \(1s\) level of pionic deuterium and is captured from there, so the initial orbital angular momentum is \(\ell=0\). The deuteron has spin \(1\) and the pion spin \(0\) (Section 107.2.3 and the observed decay to two spin-zero particles), so the initial total angular momentum is \(J=1\) and the initial parity is \(P_{\pi}P_{d}(-1)^{\ell}=P_{\pi}\), the deuteron being even.
The final state is two identical fermions, whose total wave function must be antisymmetric. Enumerate the two-neutron states with \(J=1\): \(^{1}P_{1}\) has \(S=0\) (antisymmetric spin) and \(L=1\) (antisymmetric space), hence a symmetric total — forbidden; \(^{3}S_{1}\) and \(^{3}D_{1}\) have \(S=1\) (symmetric) and even \(L\) (symmetric) — also forbidden. Only \(^{3}P_{1}\), with \(S=1\) and \(L=1\), is antisymmetric, and its parity is \((-1)^{L}=-1\). Parity is conserved by the strong interaction (Discrete Symmetries and CPT), so \(P_{\pi}=-1\).
The pion is therefore a pseudoscalar: spin \(0\), parity \(-1\), written \(J^{P}=0^{-}\). Nothing in the argument is model dependent; it uses only the Pauli principle, the observed spins, and the fact that the capture is from an \(s\) state — which is itself measured, from the intensity of the X-rays emitted in the atomic cascade.
∎A pion weighs a seventh of a nucleon although both are made of the same light quarks, and the whole shape of nuclear physics — saturation at \(0.17\,/\mathrm{fm}^{3}\), a binding energy per nucleon of \(8\,\mathrm{MeV}\), a force of range \(1.4\,\mathrm{fm}\) — follows from that one number. The explanation is that the pion is not an ordinary bound state but the almost-Goldstone boson of a chiral symmetry of the light quarks that is spontaneously broken, so that its mass vanishes in the limit of massless quarks and is small because the quark masses are small. That account is the business of Quantum Chromodynamics, and the relation between the pion decay constant, the pion–nucleon coupling and the axial coupling of the nucleon is already derived in Proposition 101.42, where it is verified to \(0.6\) per cent. What belongs here is only the consequence: the range of the nuclear force is a low-energy relic of a symmetry of the quark Lagrangian, and not an independent parameter of nuclear physics.
The deuteron
The one bound state of two nucleons is the hydrogen atom of nuclear physics: simple enough to solve and rich enough to constrain the force. Urey, Brickwedde and Murphy found it spectroscopically, as a faint set of lines displaced from the Balmer series by the isotope shift [Urey:1932]; Chadwick and Goldhaber measured its binding directly, by breaking it with the \(2.62\,\mathrm{MeV}\) gamma ray of thorium C\(''\) and detecting the proton [Chadwick:1934] — the first nuclear photodisintegration, and the first direct measurement of a nuclear binding energy. The modern value from the atomic-mass evaluation is
The only bound state of two nucleons has spin \(1\), a binding energy of \(2.2246\,\mathrm{MeV}\) [Wang:2021], no excited state, and — decisively — a small but non-vanishing electric quadrupole moment, measured by molecular-beam magnetic resonance [Kellogg:1939]. There is moreover no bound state of two protons and none of two neutrons.
Derivation. Derives Phenomenon 107.21. A state of orbital angular momentum \(L=0\) has a spherically symmetric spatial distribution and therefore exactly zero quadrupole moment, so the observed moment proves that the deuteron ground state is not a pure \(S\) wave. But a central potential \(V(r)\) commutes with \(\vect{L}\), so \(L\) would then be a good quantum number and no admixture of \(L=2\) into an \(L=0\) ground state would be possible. The nucleon–nucleon interaction therefore contains a non-central piece. Which piece is fixed by what is available: the interaction must be a scalar built from the separation \(\hat{\vect{r}}\) and the two spins, and the only non-central such scalar that is even under parity, even under time reversal and independent of velocity is the tensor operator
This conserves the total angular momentum \(J\) but not \(L\), and since \(L=0\) and \(L=2\) have the same parity it mixes exactly the \(^{3}S_{1}\) and \(^{3}D_{1}\) states that share \(J=1\). The measured quadrupole moment is thus a direct measurement of the \(D\)-state admixture. The two null results complete the picture: that no diproton and no dineutron binds, while the deuteron does, says the force is spin dependent, since the \(^{1}S_{0}\) configuration is the only one open to two identical nucleons at low energy and it is very nearly, but not quite, binding.
∎Model the \(^{3}S_{1}\) interaction as a square well of depth \(V_{0}\) and radius \(R\). The bound state at energy \(-B_{d}\) requires
with \(\mu=m_{N}/2\) the reduced mass. For \(R=2.0\,\mathrm{fm}\) this gives \(V_{0}=36.6\,\mathrm{MeV}\), against a minimum depth of \(25.6\,\mathrm{MeV}\) needed to bind at all and \(2.3\times 10^{2}\,\mathrm{MeV}\) needed to bind a second \(s\) state. Rests on Equations (107.1) and (107.28).
Derives Proposition 107.22. Inside the well the regular \(s\)-wave radial function is \(u\propto\sin kr\); outside it is \(u\propto\ee^{-\kappa r}\), since a bound state must decay. Continuity of \(u'/u\) at \(r=R\) is Equation (107.30). Numerically,
so \(1/\kappa=4.32\,\mathrm{fm}\). Solving Equation (107.30) at \(R=2.0\,\mathrm{fm}\) gives \(k=0.910\,/\mathrm{fm}\) and \(V_{0}=B_{d}+(\hbar ck)^{2}/2\mu c^{2}=36.6\,\mathrm{MeV}\). The threshold for binding is \(kR=\pi/2\) with \(\kappa\to0\), that is \(V_{0}=\pi^{2}\hbar^{2}/8\mu R^{2}=25.6\,\mathrm{MeV}\); the second level needs \(kR=3\pi/2\), nine times as much.
Three conclusions follow, and each is a statement about the force rather than about the model. First, \(B_{d}/V_{0}=0.06\): the well is only about forty per cent deeper than the minimum that binds anything at all, so the deuteron sits just below threshold and its properties are correspondingly sensitive to the force — which is what makes it a good measuring instrument. Second, there is no excited state because there is no room for one, and none is observed. Third, and most striking, \(1/\kappa=4.3\,\mathrm{fm}\) exceeds the range of the force by a factor of two or three: most of the deuteron's probability lies outside the region where the two nucleons interact. A bound state that spends most of its time out of range of the force that binds it is the signature of a system barely bound, and it is the reason the low-energy properties of the two-nucleon system can be described without knowing the force in detail — the subject of the next proposition.
∎The effective-range expansion, whose systematic derivation belongs to Section 86.3.3,
relates the triplet scattering length \(a_{t}\) to the deuteron binding through \(1/a_{t}=\kappa-\tfrac12 r_{t}\kappa^{2}\). With \(B_{d}=2.2246\,\mathrm{MeV}\) and the measured triplet effective range \(r_{t}=1.75\,\mathrm{fm}\), this predicts \(a_{t}=5.42\,\mathrm{fm}\), the measured value. Rests on Equation (107.31) and Phenomenon 86.1.
Derives Proposition 107.23. A bound state is a pole of the \(s\)-wave scattering amplitude at \(k=\ii\kappa\), where \(\cot\delta_{0}=\ii\); substituting \(k=\ii\kappa\) in Equation (107.32) gives \(-\kappa=-1/a_{t}-\tfrac12 r_{t}\kappa^{2}\), that is \(1/a_{t}=\kappa-\tfrac12 r_{t}\kappa^{2}\). With Equation (107.31),
so \(a_{t}=5.42\,\mathrm{fm}\), which is what neutron–proton scattering measures. Two quantities from unrelated experiments — a photodisintegration threshold and a scattering cross-section — are tied by two parameters, and the tie holds. Note that the deuteron enters nowhere in the derivation as a model: only the position of the pole. This is the content of Phenomenon 86.1, that low-energy scattering sees one length and does not care what produced it.
∎The effective-range expansion itself: the proof that \(k\cot\delta_{0}\) is an even analytic function of the wave number at low energy, with the scattering length and the effective range as its first two coefficients. It is the premise of the proposition above; its derivation belongs to the low-energy section of the scattering-theory chapter, where it is not yet written.
The total cross-section for thermal neutrons on hydrogen is \(20.5\times 10^{-28}\,\mathrm{m}^{2}\), five and a half times what the triplet interaction alone would give. The singlet scattering length is large and negative, \(a_{s}=-23.7\,\mathrm{fm}\), against \(a_{t}=+5.42\,\mathrm{fm}\): the two spin channels of the same pair of particles behave completely differently. Rests on Phenomenon 86.1 and Equation (107.32).
Derivation. Derives Phenomenon 107.24. Of the four spin states of a neutron and a proton, three are triplet and one singlet, and an unpolarized beam populates them in that ratio. Since \(\sigma=4\pi a^{2}\) at zero energy (Phenomenon 86.1),
against the measured \(20.5\times 10^{-28}\,\mathrm{m}^{2}\). Had the force been spin independent, \(a_{s}=a_{t}\) would give \(4\pi a_{t}^{2}=3.7\times 10^{-28}\,\mathrm{m}^{2}\), less by a factor of five and a half. The cross-section was measured long before it was understood, and it is the singlet channel that supplies almost all of it.
The negative sign is the further information. By Equation (107.32) with \(r_{s}=2.73\,\mathrm{fm}\), solving \(1/a_{s}=\kappa_{s}-\tfrac12 r_{s}\kappa_{s}^{2}\) gives \(\kappa_{s}=-0.0400\,/\mathrm{fm}\) — the root of the wrong sign, so the pole lies on the unphysical sheet and the state is virtual, not bound. Its energy is
just above threshold, where the triplet state lies \(2.2\,\mathrm{MeV}\) below it. Fitting the square well of Proposition 107.22 to \(a_{s}\) at the same radius \(R=2.0\,\mathrm{fm}\) gives a singlet depth of \(23.9\,\mathrm{MeV}\) against the \(25.6\,\mathrm{MeV}\) that would just bind: the singlet channel fails by six per cent in the depth of the well, and by \(66\,\mathrm{keV}\) in the energy. That near-miss is why there is no dineutron and no diproton: two identical nucleons at low energy are confined by the Pauli principle — whose general theory belongs to Identical Particles — to \(^{1}S_{0}\), which is precisely the channel that just fails to bind. Six per cent more attraction and the universe would contain bound dineutrons, and hydrogen burning in stars would proceed by a strong reaction rather than a weak one — in which case the Sun would have exhausted its fuel long before the Earth formed.
∎If the deuteron ground state is \(\ket{d}=\sqrt{1-P_{D}}\ket{^{3}S_{1}}+\sqrt{P_{D}}\ket{^{3}D_{1}}\), then
and the measured moments give \(P_{D}\approx0.04\). Rests on Equation (107.29) and Phenomenon 107.21.
Derives Proposition 107.25. In a pure \(^{3}S_{1}\) state the orbital motion contributes nothing and the moment is the sum of the intrinsic moments, \(\mu_{p}+\mu_{n}=\left(2.79285-1.91304\right)\mu_{N} =0.87981\,\mu_{N}\).
In a \(^{3}D_{1}\) state the spins and the orbital motion are coupled to \(J=1\) with \(L=2\) and \(S=1\), and the moment must be projected. Within a manifold of fixed \(J\) only the component of a vector operator along \(\vect{J}\) survives — the projection theorem, whose proof belongs to Angular Momentum and Spin — so with \(\vect{\mu}=\mu_{N}\hbar^{-1} \left(g_{L}\vect{L}+g_{S}\vect{S}\right)\) and
the projections in the state of maximal \(J_{z}\) are \(\avg{L_{z}}=\tfrac32\hbar\) and \(\avg{S_{z}}=-\tfrac12\hbar\), since \(J(J+1)=2\). Two \(g\) factors are then needed. The orbital one is \(g_{L}=\tfrac12\), because only the proton carries charge and in the centre-of-mass frame it carries half of the relative orbital angular momentum. The spin one is fixed by the triplet coupling: with \(\vect{\mu}_{\mathrm{spin}} =\mu_{N}\hbar^{-1}(g_{p}\vect{s}_{p}+g_{n}\vect{s}_{n})\) and \(g_{p}=2\mu_{p}/\mu_{N}\), \(g_{n}=2\mu_{n}/\mu_{N}\), projecting on \(\vect{S}=\vect{s}_{p}+\vect{s}_{n}\) gives \(g_{S}=\tfrac12(g_{p}+g_{n})=(\mu_{p}+\mu_{n})/\mu_{N}\). Hence
markedly smaller than the \(S\)-state value, which is why a few per cent of \(D\) state suffices to explain the discrepancy. Weighting the two by \(1-P_{D}\) and \(P_{D}\) yields Equation (107.35). With \(\mu_{d}=0.85744\,\mu_{N}\),
some four per cent. The quadrupole moment, \(Q_{d}=+2.86\times 10^{-31}\,\mathrm{m}^{2}\) in units of the elementary charge, gives a compatible figure of four to six per cent depending on the assumed radial functions — and gives it with a sign, the positive value saying the deuteron is prolate, stretched along its spin axis, which is the shape the tensor force Equation (107.29) produces when the spins are aligned along the separation. Two independent static moments, measured by molecular-beam resonance [Kellogg:1939], therefore agree on the size of a component of the wave function that no experiment observes directly. The interpretation is not free of assumptions — \(P_{D}\) is not an observable, because it depends on the off-shell convention for the potential — but the tensor force it diagnoses is.
∎Phenomenological and effective-field-theory potentials
After the electromagnetic interaction has been removed, the \(^{1}S_{0}\) scattering lengths of the three nucleon pairs are
The first two agree to within one part in ten (charge symmetry: the \(nn\) force equals the \(pp\) force); all three agree to within about a quarter (charge independence: the force does not depend on the nucleons' identity at all). Neither is exact. Rests on Definition 107.10 and Proposition 107.23.
Derivation. Derives Phenomenon 107.26. Charge independence is precisely the statement that the interaction commutes with the isospin operators of Definition 107.10, so that the three \(T=1\) states \(pp\), \(nn\) and the symmetric combination of \(np\) share one interaction. Charge symmetry is the weaker statement that it commutes with the single rotation by \(\pi\) about the \(2\)-axis in isospin space, which exchanges \(p\) and \(n\).
The apparent size of the violation is deceptive, and this is where Proposition 107.23 earns its keep. A scattering length close to a pole is not a linear measure of the force: with the \(^{1}S_{0}\) state a mere \(66\,\mathrm{keV}\) from threshold, a change of one per cent in the well depth moves \(a\) by tens of per cent. Converting Equation (107.36) back into an equivalent well depth through Equation (107.30) shows the underlying interactions differing by about \(1\) per cent between \(np\) and \(pp\), and by a few tenths of a per cent between \(nn\) and \(pp\). Two sources of that residual are known and are not adjustable: the electromagnetic interaction beyond the Coulomb term already removed, and the up–down quark mass difference of Quantum Chromodynamics, which makes \(\pi^{\pm}\) and \(\pi^{0}\) differ in mass by \(4.59\,\mathrm{MeV}\) [Navas:2024] and therefore in exchange range by \(0.048\,\mathrm{fm}\).
∎The empirical picture that the scattering data enforce has four ingredients, and every one of them is required by a measurement already quoted.
The static two-nucleon interaction is written
each radial function carrying a further dependence on \(\vect{\tau}_{1}\cdot\vect{\tau}_{2}\), and each of dimension \(\mathrm{J}\). The operators are the complete list of scalars that can be built from \(\hat{\vect{r}}\), \(\vect{\sigma}_{1}\), \(\vect{\sigma}_{2}\) and \(\vect{L}\) subject to invariance under rotations, parity and time reversal, up to terms quadratic in \(\vect{L}\).
\(V_{C}\) is strongly repulsive inside about \(0.5\,\mathrm{fm}\) — a hard core, without which nuclear matter would collapse rather than saturate, since an attraction alone gives an energy growing as \(A^{2}\) and not as \(A\) (Section 107.3.1); the evidence is that the \(^{1}S_{0}\) phase shift, positive at low energy, changes sign near \(250\,\mathrm{MeV}\) of laboratory energy, which is what a repulsive core at short distance does. \(V_{\sigma}\) is demanded by Phenomenon 107.24. \(V_{T}\) is demanded by Phenomenon 107.21. \(V_{LS}\) is demanded by the polarization of nucleons scattered from nuclei, and independently by the shell structure of Section 107.4.2, whose magic numbers cannot be reproduced without it. Fitted to the several thousand measured phase shifts below \(350\,\mathrm{MeV}\), this form with about forty parameters — the Argonne \(v_{18}\) potential [Wiringa:1995] — reproduces the world scattering data with \(\chi^{2}\) per datum near unity. That is an excellent fit and a poor theory: forty parameters are forty things not understood, and the potential has no systematic error estimate because it has no expansion parameter.
Let \(Q\) denote a momentum of order the pion mass or a nucleon momentum inside a nucleus, and \(\Lambda\approx1\,\mathrm{GeV}/c\) the scale at which the pionic description fails. Then a connected diagram with \(A\) nucleons, \(L\) loops, \(C\) separately connected pieces and vertices of type \(i\) carrying \(d_{i}\) derivatives and \(n_{i}\) nucleon fields contributes to the potential at order \((Q/\Lambda)^{\nu}\) with
a sum of non-negative terms [Weinberg:1990]. Consequently many-body forces are suppressed: the leading two-nucleon force enters at \(\nu=0\), the leading three-nucleon force at \(\nu=3\), and the leading four-nucleon force at \(\nu=4\). Rests on Proposition 102.67 and Theorem 102.70.
The counting of Theorem 107.29 is effective-field-theory power counting — a subject that belongs to The Renormalization Group — applied to the effective theory whose fields are nucleons and pions and whose symmetry is the spontaneously broken chiral symmetry of Quantum Chromodynamics. Three things follow that no fit can supply. The long-range part of the force is predicted, since at leading order it is exactly the one-pion exchange of Remark 107.17 with the coupling already measured in \(\pi N\) scattering. The short-range part is parametrized by contact terms whose number at each order is finite and known in advance, so the theory has a controlled expansion rather than a free-form fit. And the hierarchy of many-body forces is derived rather than assumed: the three-nucleon force is down by \((Q/\Lambda)^{3}\), which is the order of a per cent in the amplitude, and this is why two-body forces alone describe light nuclei to a few hundred \(\mathrm{keV}\) per nucleon and no better. Modern implementations carried to fourth and fifth order fit the same phase shifts as [Wiringa:1995] with comparable quality and, unlike it, with an error band [Machleidt:2011].
The three-nucleon force is not optional. Two-body forces fitted to scattering underbind \(^{3}\mathrm{H}\) by about \(0.8\,\mathrm{MeV}\) out of \(8.48\,\mathrm{MeV}\) and misplace the saturation point of nuclear matter badly; adding the leading chiral three-body terms, whose two parameters are fixed once from light nuclei, repairs both. A force between three particles that is not the sum of pairwise forces is unfamiliar from electromagnetism, where it is absent to leading order, and it is unavoidable here for a plain reason: the nucleon is composite, and eliminating its internal degrees of freedom in favour of a potential leaves behind exactly such terms.
Chiral power counting: the derivation of the counting formula for the exponent, by assembling the powers of \(Q\) from each propagator, each loop integration and each vertex of the effective Lagrangian, and the demonstration that every bracket in the sum is non-negative for a Lagrangian consistent with chiral symmetry. It belongs in Appendix A, since it needs the full vertex enumeration and runs to several pages; the statement and its consequences are used above without it.
Nuclear masses and binding
The binding-energy curve
The binding energy of a nuclide with \(Z\) protons and \(N\) neutrons is the energy needed to take it apart into free nucleons at rest,
in \(\mathrm{J}\), with \(M(Z,N)\) the mass of the bound nucleus. A bound system weighs less than its parts by \(B/c^{2}\), the mass defect, which is the only place in this book where the relativistic mass–energy relation is used as a routine measuring instrument rather than tested: nuclear masses are measured to \(\mathrm{keV}\) by Penning traps and mass spectrometry [Wang:2021], and the binding energy is read off.
The binding energy per nucleon, \(B/A=\left[Zm_{p}+Nm_{n}-M(Z,N)\right]c^{2}/A\), is nearly constant across the chart of nuclides at about \(8\,\mathrm{MeV}\), rising to a maximum near \(8.79\,\mathrm{MeV}\) in the neighbourhood of \(^{56}\mathrm{Fe}\) and falling away on both sides [Wang:2021]. Charge radii measured by electron scattering follow \(R\approx r_{0}A^{1/3}\) with \(r_{0}\approx1.2\,\mathrm{fm}\), so the density of nuclear matter is the same in a light nucleus as in a heavy one [Hofstadter:1956] [Angeli:2013]. Both regularities say the same thing — a nucleon binds only to its neighbours, not to every other nucleon — and because the curve has an interior maximum, energy is released both by fusing light nuclei and by splitting heavy ones. Rests on Definition 107.31.
Derivation. Derives Phenomenon 107.32. Suppose first that every nucleon attracted every other with the same strength. There are \(A(A-1)/2\) pairs, so \(B\) would grow as \(A^{2}\) and \(B/A\) as \(A\); the binding energy per nucleon of uranium would be sixty times that of carbon. It is not: the two agree within fifteen per cent. The interaction must therefore saturate, each nucleon binding to a fixed number of neighbours regardless of how many nucleons the nucleus contains. Two independent facts follow at once and both are observed. The energy is proportional to the number of nucleons, \(B\approx a_{V}A\), and the volume is proportional to the number of nucleons, so the density is constant and \(R=r_{0}A^{1/3}\).
Saturation is not automatic. A purely attractive short-range force does not saturate: nucleons would simply pile into the same region until the density diverged. Two mechanisms prevent that, and both are established independently. The Pauli principle keeps identical nucleons apart, since at fixed volume the kinetic energy rises as \(\rho^{2/3}\) (the Fermi gas of Proposition 107.36 below); and the short-range repulsive core of Remark 107.28 forbids close packing outright. The observed saturation density is
which in mass terms is \(2.8\times 10^{17}\,\mathrm{kg}/\mathrm{m}^{3}\), some fourteen orders of magnitude above the density of water and the same density that supports a neutron star (Compact Stars and Relativistic Astrophysics).
That \(B/A\) has an interior maximum then follows from two competing corrections to \(B=a_{V}A\), both of which reduce it. Nucleons near the surface have fewer neighbours, which costs an energy proportional to the surface area, \(A^{2/3}\); being a smaller fraction of the whole in a large nucleus, this correction favours large \(A\). The protons repel each other electrostatically, which costs \(Z^{2}/A^{1/3}\sim A^{5/3}\); per nucleon this grows as \(A^{2/3}\) and so disfavours large \(A\). One term decreasing and one increasing with \(A\) produce a maximum in between, and Proposition 107.41 locates it at \(A\approx61\).
That the maximum exists is the whole energy economy of the chart. Combining two nuclei below it, or dividing one above it, moves nucleons to a more tightly bound configuration and releases the difference. The measured curve is tabulated in Table 107.2; the most tightly bound nuclide is in fact \(^{62}\mathrm{Ni}\) at \(8.7945\,\mathrm{MeV}\) per nucleon, with \(^{58}\mathrm{Fe}\) at \(8.7923\,\mathrm{MeV}\) and \(^{56}\mathrm{Fe}\) at \(8.7903\,\mathrm{MeV}\) [Wang:2021] — a spread of two parts in a thousand, so the customary phrase “iron is the most tightly bound nucleus” is very nearly right and exactly wrong. It is \(^{56}\mathrm{Fe}\) that dominates the cosmic abundance peak, for reasons of nuclear statistical equilibrium and of the decay of \(^{56}\mathrm{Ni}\) that belong to Stellar Structure and Nucleosynthesis, not because it is the minimum of the mass curve.
∎| nuclide | $A$ | $B/A$ measured | $B/A$ formula | difference |
|---|---|---|---|---|
| (\(\mathrm{MeV}\)) | (\(\mathrm{MeV}\)) | (\(\mathrm{MeV}\)) | ||
| $^{2}$H | 2 | 1.112 | $-2.331$ | $-3.443$ |
| $^{4}$He | 4 | 7.074 | 5.710 | $-1.364$ |
| $^{12}$C | 12 | 7.680 | 7.468 | $-0.212$ |
| $^{16}$O | 16 | 7.976 | 7.873 | $-0.103$ |
| $^{40}$Ca | 40 | 8.551 | 8.614 | $+0.063$ |
| $^{56}$Fe | 56 | 8.790 | 8.846 | $+0.056$ |
| $^{62}$Ni | 62 | 8.794 | 8.863 | $+0.069$ |
| $^{90}$Zr | 90 | 8.710 | 8.749 | $+0.039$ |
| $^{120}$Sn | 120 | 8.504 | 8.548 | $+0.044$ |
| $^{208}$Pb | 208 | 7.867 | 7.857 | $-0.010$ |
| $^{235}$U | 235 | 7.591 | 7.645 | $+0.054$ |
| $^{238}$U | 238 | 7.570 | 7.625 | $+0.055$ |
The semi-empirical mass formula
Von Weizsäcker wrote the nuclear mass as a sum of terms with the \(A\) and \(Z\) dependences that the liquid-drop picture and the Pauli principle between them dictate [Weizsacker:1935]; Bethe and Bacher systematized it and published the first fitted coefficients [Bethe:1936]. What follows derives each term's dependence from the physics that produces it. Only the five coefficients are fitted.
with
and the coefficients, in \(\mathrm{MeV}\),
Saturation gives \(B=a_{V}A\); the deficit of neighbours within one force range of the surface gives a correction \(-a_{S}A^{2/3}\) with
\(\sigma\) being a surface energy per unit area. The fitted value corresponds to \(\sigma=0.98\,\mathrm{MeV}/\mathrm{fm}^{2} =1.58\times 10^{17}\,\mathrm{J}/\mathrm{m}^{2}\). Rests on Phenomenon 107.32 and Equation (107.41).
Derives Proposition 107.34. If each nucleon binds to \(n\) neighbours with average energy \(\varepsilon\), the total is \(\tfrac12 nA\varepsilon\), linear in \(A\); that is the volume term, and \(a_{V}\) is not predicted by the argument, only its \(A\) dependence. A nucleon within a distance of order the force range \(\lambda\) of the surface has fewer neighbours, and the number of such nucleons is \(\rho_{0}\times4\pi R^{2}\lambda\propto A^{2/3}\). Writing the deficit as an energy per unit area gives Equation (107.44) with \(R=r_{0}A^{1/3}\); from \(a_{S}=17.8\,\mathrm{MeV}\) and \(r_{0}=1.2\,\mathrm{fm}\),
which converts to \(1.58\times 10^{17}\,\mathrm{J}/\mathrm{m}^{2}\) — eighteen orders of magnitude above the \(0.072\,\mathrm{J}/\mathrm{m}^{2}\) of water, and the reason the liquid-drop analogy is quantitative rather than merely pictorial: the same two competing energies, surface tension and Coulomb repulsion, govern a charged raindrop and a fissioning nucleus (Section 107.6.1).
∎The electrostatic energy of \(Z\) protons spread uniformly through a sphere of radius \(R=r_{0}A^{1/3}\) is
which for \(r_{0}=1.2\,\mathrm{fm}\) evaluates to \(0.720\,\mathrm{MeV}\), against the fitted \(0.711\,\mathrm{MeV}\). Rests on Equations (107.2) and (107.41).
Derives Proposition 107.35. Assemble the sphere by bringing in successive shells from infinity. When the charge assembled is \(q\) and the radius is \(s\), with uniform density \(q=Q(s/R)^{3}\), the work to add \(\dd q\) at radius \(s\) is \(q\,\dd q/4\pi\varepsilon_{0}s\). Writing \(\dd q=3Q s^{2}\dd s/R^{3}\),
Setting \(Q=Ze\) counts each proton as repelling itself, which is wrong; the correction replaces \(Z^{2}\) by \(Z(Z-1)\), the number of distinct pairs counted twice. Numerically, using Equation (107.2),
within one and a half per cent of the fitted value. This is the one coefficient of Equation (107.41) that is genuinely calculated: it involves no nuclear physics at all, only electrostatics and the measured radius, and its agreement with the fit is a check that the radius entering the mass formula is the radius that electron scattering measures.
∎Treat the nucleons as two independent Fermi gases, \(Z\) protons and \(N\) neutrons, filling a volume \(V=A/\rho_{0}\). Then the Fermi momentum and energy of symmetric nuclear matter are
and the excess kinetic energy of an asymmetric system is
Derives Proposition 107.36. Each species fills momentum states up to its own Fermi momentum. With two spin states per momentum state, the number of one species is \(n=V k_{F,n}^{3}/3\pi^{2}\), so for symmetric matter \(Z=N=A/2\) and \(\rho_{0}=A/V\) give \(k_{F}=(3\pi^{2}\rho_{0}/2)^{1/3}\), which is Equation (107.46) for \(\rho_{0}=0.17\,/\mathrm{fm}^{3}\); the Fermi energy is \((\hbar k_{F})^{2}/2m_{N}\), evaluated using Equation (107.1). The total kinetic energy of a filled Fermi sea is
since \(k_{F,i}\propto(n_{i}/V)^{1/3}\). Put \(N=\tfrac{A}{2}(1+x)\) and \(Z=\tfrac{A}{2}(1-x)\) with \(x=(N-Z)/A\) and expand: \((1+x)^{5/3}+(1-x)^{5/3}=2+\tfrac{10}{9}x^{2}+O(x^{4})\). The constant part is the symmetric kinetic energy; the \(x^{2}\) part is
using \(E_{F}=C(\rho_{0}/2)^{2/3}\), which is Equation (107.47).
Comparison with the fitted \(a_{A}=23.7\,\mathrm{MeV}\) is the point of the calculation. The Pauli principle alone accounts for \(12.8\,\mathrm{MeV}\), a little more than half, and the remainder must come from the interaction — specifically from the fact, already visible in Phenomenon 107.24, that the isospin-singlet \(np\) interaction is stronger than the isospin-triplet one, so that a nucleus does better with equal numbers of the two species than the counting of levels alone would suggest. Both halves of the asymmetry term are therefore consequences of the exclusion principle and of isospin, and neither has anything to do with the liquid drop, whose name the term is often filed under.
∎Equation (107.46) fixes a number used repeatedly in Section 107.4.2. The most weakly bound nucleon sits at the top of the Fermi sea and its separation energy is about \(8\,\mathrm{MeV}\), so the single-particle well must have depth
which is where the conventional \(50\,\mathrm{MeV}\) of the shell model comes from. Note what has and has not been derived: the shape of the asymmetry and the depth of the well follow from Proposition 107.36, but \(a_{V}\) does not. A Fermi gas has positive energy; binding requires the interaction, and the average potential energy per nucleon needed to produce \(B/A=15.75\,\mathrm{MeV}\) against a kinetic \(\tfrac35 E_{F}=23\,\mathrm{MeV}\) is about \(-39\,\mathrm{MeV}\). That number is an output of the fit, not of the model.
\(\delta\) in Equation (107.42) is the one term with no derivation offered here. Its existence is a direct observation: of the roughly \(250\) stable nuclides, some \(150\) have both \(Z\) and \(N\) even and only four have both odd (\(^{2}\mathrm{H}\), \(^{6}\mathrm{Li}\), \(^{10}\mathrm{B}\), \(^{14}\mathrm{N}\)). Its origin is that two identical nucleons in the same orbital, coupled to \(J=0\), have maximal spatial overlap and so gain the most from a short-range attraction — the same mechanism, and the same mathematics, as the formation of Cooper pairs in a superconductor, a subject that belongs to Superconductivity and Superfluidity. The consequences recur throughout this chapter: it is why even-even nuclei all have \(J^{P}=0^{+}\) ground states, why the moment of inertia of a deformed nucleus falls below the rigid-body value (Section 107.4.3), and why \(^{235}\mathrm{U}\) fissions with thermal neutrons and \(^{238}\mathrm{U}\) does not (Section 107.6.1).
At fixed \(A\), the mass Equation (107.41) is minimized at
which for small \(A\) tends to \(A/2\) and for large \(A\) falls well below it. Rests on Equations (107.5) and (107.41).
Derives Proposition 107.39. Write \(M(Z,A)c^{2}=Zm_{p}c^{2}+(A-Z)m_{n}c^{2}-B\) and differentiate at fixed \(A\), using \(\pp B/\pp Z=-a_{C}(2Z-1)A^{-1/3}+4a_{A}(A-2Z)/A\) from Equation (107.41) (the pairing term is not differentiable in \(Z\) and is treated by comparing the three parities separately). Setting \(\pp M/\pp Z=0\),
which rearranges to Equation (107.49). For small \(A\) the \(8a_{A}/A\) term dominates the denominator and \(Z^{*}\to A/2\): the asymmetry term wants equal numbers, and light stable nuclei have them (\(^{4}\mathrm{He}\), \(^{12}\mathrm{C}\), \(^{16}\mathrm{O}\), \(^{40}\mathrm{Ca}\)). As \(A\) grows, the Coulomb term in the denominator takes over and \(Z^{*}/A\) falls: at \(A=56\), \(Z^{*}=25.6\), so the stable isobar is \(^{56}\mathrm{Fe}\) with \(Z=26\); at \(A=120\), \(Z^{*}=51.5\) against the observed \(^{120}\mathrm{Sn}\) with \(Z=50\); at \(A=208\), \(Z^{*}=83.6\) against \(^{208}\mathrm{Pb}\) with \(Z=82\). The systematic overshoot of one to one and a half units at large \(A\) is the formula's known weakness, and it is not a rounding accident: it is the absence of shell structure, since both \(^{120}\mathrm{Sn}\) (\(Z=50\)) and \(^{208}\mathrm{Pb}\) (\(Z=82\)) are closed-proton-shell nuclei bound more tightly than any smooth formula predicts. That the deviation appears exactly at the magic numbers is the first evidence for Section 107.4.2.
∎A nuclide with \(Z<Z^{*}\) has too many neutrons and reaches the valley by \(\beta^{-}\) decay, \(n\to p+e^{-}+\bar{\nu}_{e}\); one with \(Z>Z^{*}\) by \(\beta^{+}\) decay or electron capture. For odd \(A\) the mass parabola is single and there is one stable isobar; for even \(A\) the pairing term splits it into two parabolas separated by \(2a_{P}A^{-1/2}\), the even–even one lying lower, so that two or even three stable isobars can coexist and an odd–odd nuclide between them can be unstable in both directions at once. Rests on Proposition 107.39 and Equation (107.42).
Derives Corollary 107.40. The direction follows from the sign of \(\pp M/\pp Z\). For the parity structure, note that Equation (107.42) shifts the parabola by \(\pm a_{P}A^{-1/2}\) according to whether \(Z\) and \(N\) are both even or both odd, which for even \(A\) alternates with every unit step in \(Z\). The even–even isobars therefore lie on a parabola below the odd–odd one by \(2a_{P}A^{-1/2}\), which at \(A=100\) is \(2.2\,\mathrm{MeV}\). An odd–odd nuclide with even–even neighbours on both sides can then decay to either, which is exactly what \(^{40}\mathrm{K}\) does — \(\beta^{-}\) to \(^{40}\mathrm{Ca}\) in \(89\) per cent of decays and electron capture to \(^{40}\mathrm{Ar}\) in \(11\) per cent [Kondev:2021] — and it is why \(A=40\) has two stable isobars while \(A=39\) has one. The four odd–odd stable nuclides of Remark 107.38 are the exceptions, all at \(A\leq14\) where the parabolas are too shallow for the argument to bite.
∎Along the valley Equation (107.49), and dropping the pairing term, \(B/A\) from Equation (107.41) has its maximum at
against the measured maximum at \(^{62}\mathrm{Ni}\), \(A=62\), \(Z=28\), \(B/A=8.7945\,\mathrm{MeV}\). Rests on Equations (107.41) and (107.49).
Derives Proposition 107.41. Substitute \(Z=Z^{*}(A)\) from Equation (107.49) into Equation (107.41), divide by \(A\), and maximize numerically in \(A\); the function is smooth and has a single interior maximum. The competition is transparent in the two dominant \(A\)-dependent terms per nucleon, \(-a_{S}A^{-1/3}\), which rises towards zero as \(A\) grows, and \(-a_{C}Z^{*2}A^{-4/3}\), which falls; the asymmetry term per nucleon, \(-a_{A}(1-2Z^{*}/A)^{2}\), also falls with \(A\) because \(Z^{*}/A\) departs from \(\tfrac12\). The maximum is broad — \(B/A\) is within \(0.01\,\mathrm{MeV}\) of its peak over the whole range \(A=54\) to \(A=69\) — which is why the identity of the most bound nuclide is decided by shell effects of a few tenths of a \(\mathrm{MeV}\) that Equation (107.41) does not contain, and why it is \(^{62}\mathrm{Ni}\), with \(Z=28\) magic, that wins. The formula gets the position of the peak right to one unit in \(A\) and its height right to half a per cent, which is all a five-parameter fit can be asked for.
∎Table 107.2 shows the formula failing badly below \(A\approx20\) — for \(^{2}\mathrm{H}\) it predicts a negative binding energy, and \(^{4}\mathrm{He}\) is underbound by \(5.5\,\mathrm{MeV}\) out of \(28.3\,\mathrm{MeV}\) — and succeeding to better than one per cent above it. The failure at small \(A\) is not mysterious: the surface term is a correction of relative size \(A^{-1/3}\), which at \(A=4\) is \(0.63\), so the expansion it belongs to has no small parameter there.
What matters is the structure of the residuals above \(A=20\). They are not noise. Plotted against \(N\) or \(Z\) they show sharp excursions at \(2\), \(8\), \(20\), \(28\), \(50\), \(82\) and \(126\), and the excursions have a consistent sign: nuclei at those numbers are bound more than the formula allows. That pattern was visible in the earliest fits, and it is the whole content of Phenomenon 107.51. Reading a regularity out of the residuals of a fit is how nuclear structure was found, and it is worth naming as a method: a formula that is right to one per cent is most useful for the one per cent it gets wrong.
Radii, form factors and the charge distribution
Everything above assumed \(R=r_{0}A^{1/3}\). That is a measurement, and the instrument is the electron: structureless, interacting only electromagnetically through a coupling small enough that one photon exchange suffices, and available at wavelengths short compared with a nucleus. Hofstadter turned it into a quantitative map of the nuclear charge density [Hofstadter:1956].
In the one-photon-exchange approximation, elastic scattering of electrons from a static charge distribution \(\rho(\vect{r})\) normalized to \(\int\rho\,\dd^{3}r=Ze\) gives
with \(\vect{q}\) the momentum transferred, of dimension \(\mathrm{kg}\,\mathrm{m}/\mathrm{s}\). For a spherical distribution
so the initial slope of the measured form factor is the mean square charge radius. Rests on Equation (107.10).
Derives Theorem 107.43. The Born amplitude for scattering off a potential \(V\) is proportional to its Fourier transform, and here \(V(\vect{r})=-e\phi(\vect{r})\) with \(\phi\) the electrostatic potential of \(\rho\). Since \(\nabla^{2}\phi=-\rho/\varepsilon_{0}\), the transforms obey \(\tilde{\phi}(\vect{q})=\hbar^{2}\tilde{\rho}(\vect{q}) /\varepsilon_{0}\vect{q}^{2}\), so the amplitude is the point-charge amplitude — which is what gives the Rutherford or Mott cross-section — times \(\tilde{\rho}(\vect{q})/Ze\), and the cross-section is its modulus squared. That is Equation (107.51). For a spherical \(\rho\), doing the angular integral,
and expanding \(\sin u=u-u^{3}/6+\cdots\) gives Equation (107.52) with \(\avg{r^{2}}=\int r^{2}\rho\,\dd^{3}r/Ze\). The Fourier inversion that recovers \(\rho\) from \(F\) is the transform pair of Fourier Analysis and Integral Transforms; in practice \(F\) is measured over a finite range of \(q\), so the inversion is not unique and the data are fitted to a parametrized shape instead.
∎For a uniformly charged sphere of radius \(R\),
whose first zero is at \(x=4.493\). A minimum in the measured angular distribution at momentum transfer \(q_{1}\) therefore gives \(R=4.493\,\hbar/q_{1}\). Rests on Theorem 107.43.
Derives Corollary 107.44. Insert \(\rho=3Ze/4\pi R^{3}\) for \(r<R\) in the radial integral above and integrate by parts twice. The zeros of \(\sin x-x\cos x\), that is of \(\tan x=x\), are at \(x=4.493,7.725,\ldots\), and the diffraction pattern they produce is the same phenomenon as the Airy pattern of a circular aperture: a sharp-edged object has a form factor with zeros, a diffuse one has minima that do not reach zero. That the observed minima are filled in is the first evidence for a surface of finite thickness, quantified next.
∎with \(c\) the half-density radius and \(a\) the diffuseness. The surface thickness, the distance over which the density falls from \(90\) to \(10\) per cent of \(\rho_{0}\), is \(t=4a\ln 3\).
Fits of Equation (107.54) to electron-scattering data across the chart give
with a central density \(\rho_{0}\) near \(0.17\,/\mathrm{fm}^{3}\) of nucleons that does not depend on \(A\) [Hofstadter:1956]. The surface thickness is the same for carbon and for lead. Rests on Equation (107.54) and Theorem 107.43.
Derivation. Derives Phenomenon 107.46. Normalizing Equation (107.54) to \(A\) nucleons gives, to the accuracy of an expansion in \(a/c\),
so for \(^{208}\mathrm{Pb}\), with \(c=6.52\,\mathrm{fm}\) and \(a=0.54\,\mathrm{fm}\), \(\rho_{0}=0.168\,/\mathrm{fm}^{3}\), which is Equation (107.40). The relation to the equivalent-uniform-sphere radius \(R=r_{0}A^{1/3}\) used in Equation (107.41) is the mean square radius: a uniform sphere has \(\avg{r^{2}}=\tfrac35 R^{2}\), so
and Table 107.3 evaluates it. That \(r_{0}\) is \(1.20\,\mathrm{fm}\) for lead but \(1.39\,\mathrm{fm}\) for carbon is not an inconsistency: with a surface of fixed thickness \(2.4\,\mathrm{fm}\), a carbon nucleus of radius \(2.5\,\mathrm{fm}\) is essentially all surface, and its equivalent uniform sphere is correspondingly larger than its half-density radius. The constant that is really constant is \(\rho_{0}\), not \(r_{0}\).
∎| nuclide | $A$ | $\avg{r^{2}}^{1/2}$ (\(\mathrm{fm}\)) | $r_{0}$ (\(\mathrm{fm}\)) |
|---|---|---|---|
| $^{12}$C | 12 | 2.4702 | 1.393 |
| $^{40}$Ca | 40 | 3.4776 | 1.313 |
| $^{56}$Fe | 56 | 3.7377 | 1.261 |
| $^{208}$Pb | 208 | 5.5012 | 1.199 |
Electron scattering is not the only measurement of a nuclear size. An atomic level is shifted by the finite size of the nucleus, by an amount proportional to \(\abs{\psi(0)}^{2}\avg{r^{2}}\), so optical isotope shifts measure differences of \(\avg{r^{2}}\) along an isotopic chain with great precision. Replacing the electron by a muon multiplies \(\abs{\psi(0)}^{2}\) by \((m_{\mu}/m_{e})^{3}\approx 8.9\times 10^{6}\) and turns the shift into the dominant term, which is what makes muonic-atom spectroscopy the most accurate absolute method.
Applied to the proton itself the two rulers disagreed. Muonic hydrogen gave a charge radius \(0.84184(67)\,\mathrm{fm}\) [Pohl:2010] [Antognini:2013], some five standard deviations below the then-accepted value near \(0.8775\,\mathrm{fm}\) from ordinary hydrogen spectroscopy and electron scattering. The resolution was not new physics: later measurements of the ordinary-hydrogen Lamb shift [Bezginov:2019] and a re-analysis of low-\(q\) electron scattering [Xiong:2019] both moved to the smaller value, and the CODATA 2022 recommendation is \(8.4075(64)\times 10^{-16}\,\mathrm{m}\) [Mohr:2025]. The episode is a worked case of systematic error rather than of discovery; its full experimental record belongs to Experiment: Precision Spectroscopy and Atomic Clocks.
Nuclear models
Two pictures of a nucleus are in flat contradiction, and both work. In one, the nucleons are so strongly coupled that no individual motion survives and the nucleus behaves as a drop of incompressible charged fluid; that is the picture behind Equation (107.41), and it accounts for masses, for fission and for the compound nucleus. In the other, each nucleon moves independently in an average field produced by all the others, with well-defined orbitals and shell closures; that is what Phenomenon 107.51 demands. Reconciling them is the subject of Section 107.4.3, and the reconciliation turns on one point: the Pauli principle removes almost all of the collisions that the strong coupling would otherwise cause.
The liquid-drop model and the compound nucleus
The drop analogy is already quantitative in Proposition 107.34: an incompressible fluid of fixed density with a surface energy \(4\pi R^{2}\sigma\) reproduces the first two terms of Equation (107.41) with a surface tension \(1.58\times 10^{17}\,\mathrm{J}/\mathrm{m}^{2}\). What the analogy adds beyond the mass formula is dynamics — the drop can vibrate, deform and divide — and a picture of what happens when a projectile is absorbed.
A heavy nucleus absorbing a slow neutron shows, as a function of the neutron energy, a dense forest of sharp resonances: in \(^{238}\mathrm{U}\) the first lies at \(6.67\,\mathrm{eV}\), the spacing between neighbours is of order \(20\,\mathrm{eV}\), and the widths are of order \(25\,\mathrm{meV}\). A width that small corresponds to a lifetime of order \(2.6\times 10^{-14}\,\mathrm{s}\), some \(10^{8}\) times the time a nucleon takes to cross the nucleus. Moreover the products of the decay do not depend on how the compound system was made: the same excited nucleus reached by neutron capture and by a different reaction decays in the same proportions to the same channels [Bohr:1936]. Rests on Equation (107.46).
Derivation. Derives Phenomenon 107.48. The two observations are one statement. A width \(\Gamma\) corresponds to a mean life \(\tau=\hbar/\Gamma\); for \(\Gamma=25\,\mathrm{meV}\),
whereas a nucleon moving at the Fermi velocity \(v_{F}=\hbar k_{F}/m_{N}=0.29\,c\) from Equation (107.46) crosses a lead-sized nucleus in \(2R/v_{F}=1.7\times 10^{-22}\,\mathrm{s}\). The incident neutron therefore does not pass through: it is absorbed, its \(6\,\mathrm{MeV}\) or so of binding energy is shared among all \(A\) nucleons, and the system wanders through an enormous number of configurations before, by a statistical fluctuation, enough energy is again concentrated on one nucleon for it to escape. That is Bohr's compound nucleus. Its signature consequence is factorization,
the compound nucleus having forgotten how it was formed — which is exactly what the branching-ratio measurements show, and what the resonance formalism that belongs to Section 86.5.1 encodes as a pole whose residue splits into an entrance and an exit factor.
∎Far below an isolated capture resonance, the cross-section for \((n,\gamma)\) varies as the reciprocal of the neutron velocity. Rests on Phenomenon 107.48 and Equation (86.2).
Derives Proposition 107.49. The Breit–Wigner cross-section for capture through a single resonance at \(E_{0}\) is
with \(p=\sqrt{2m_{n}E}\) the neutron momentum and \(g\) a statistical factor. Two energy dependences matter at small \(E\). The prefactor \(\pi\hbar^{2}/p^{2}\) goes as \(1/E\). The neutron width is a transmission probability through the centrifugal and surface barriers and for \(s\) waves is proportional to the momentum, \(\Gamma_{n}\propto p\propto\sqrt{E}\), which is the threshold law of Equation (86.2) in another guise. The photon width \(\Gamma_{\gamma}\) and the denominator are both essentially constant for \(E\ll E_{0}\). Hence
The law holds over many decades below the first resonance and is what makes a moderated reactor work: slowing a neutron from \(2\,\mathrm{MeV}\) to the thermal \(0.025\,\mathrm{eV}\) raises its capture and fission cross-sections by a factor of \(\sqrt{8\times 10^{7}}\approx 9\times 10^{3}\) (Section 107.6.1). It also means that a tabulated “thermal cross-section” is a convention, quoted at \(v=2200\,\mathrm{m}/\mathrm{s}\), and not a property of the nucleus alone.
∎The Breit–Wigner formula: the derivation of the single-level resonance cross-section used above, with its partial widths and the statistical spin factor \(g\), from the pole structure of the \(S\) matrix. It is taken here as a premise; its derivation belongs to the resonance section of the scattering-theory chapter, where it is not yet written.
The liquid drop has no single-particle levels, so it cannot produce a magic number, a ground-state spin, a magnetic moment or a low-lying excited state at a particular energy. It also predicts, through Equation (107.41), a smooth mass surface, and the residuals of Remark 107.42 show that the smooth surface is wrong by up to \(10\,\mathrm{MeV}\) in total binding at the closed shells. The two pictures are not alternatives to be chosen between; they describe different degrees of freedom of the same object, and Section 107.4.3 couples them.
Magic numbers and the shell model
At proton or neutron numbers \(2,8,20,28,50,82\) and \(126\) nuclei are more tightly bound than the smooth mass formula predicts, are more abundant in Nature [Suess:1956], have anomalously small neutron-capture cross-sections, carry their first excited state unusually high, and have vanishing electric quadrupole moments [Mayer:1949] [Haxel:1949]. The pattern is that of closed shells, as in the noble gases; but it is not the pattern of any simple one-body well, since a harmonic oscillator or a square well gives the first three numbers and then none of the rest. Rests on Equations (107.41) and (107.48).
Derivation. Derives Phenomenon 107.51. The derivation is in two steps: a mean field, which gets three of the seven numbers, and a spin–orbit term, which gets all seven.
Step one: the oscillator. Take the nucleons to move independently in a common potential. Its shape is bounded between two solvable cases — a harmonic oscillator, which is too soft at the edge, and an infinite square well, which is too hard — and the real Woods–Saxon well, of the shape Equation (107.54) with depth Equation (107.48), lies between them. For the isotropic oscillator the levels are
so a given \(\mathcal{N}\) collects \(\ell=\mathcal{N}, \mathcal{N}-2,\ldots\), and, counting \(2(2\ell+1)\) states per level for the two spin projections, has degeneracy \((\mathcal{N}+1)(\mathcal{N}+2)\). The cumulative occupancies are therefore
which reproduces \(2\), \(8\) and \(20\) and then fails: the observed numbers are \(28\), \(50\), \(82\), \(126\). A square well gives \(2,8,18,20,34,40,\ldots\) and fails in a different way. No choice of radial shape repairs this, which is why the problem stood for fifteen years.
The oscillator constant itself follows from the size. Each nucleon species fills its own well, so for a symmetric nucleus filled up to shell \(\mathcal{N}_{F}\) the cumulative degeneracy gives \(A/2\approx\mathcal{N}_{F}^{3}/3\), and the virial theorem gives \(\avg{r^{2}}=\tfrac34\mathcal{N}_{F}\hbar/m_{N}\omega\); equating this to the \(\tfrac35 r_{0}^{2}A^{2/3}\) of a uniform sphere,
the familiar empirical value, which for \(^{208}\mathrm{Pb}\) is \(6.9\,\mathrm{MeV}\) and for \(^{16}\mathrm{O}\) is \(16\,\mathrm{MeV}\).
Step two: the spin–orbit term. Mayer [Mayer:1949] and, independently, Haxel, Jensen and Suess [Haxel:1949] added
with \(C\) carrying whatever dimension makes \(C\hbar^{2}\) an energy, since \(\vect{L}\cdot\vect{S}\) has dimension \(\mathrm{J}^{2}\,\mathrm{s}^{2}\). Since \(\vect{L}\cdot\vect{S} =\tfrac12\left(\vect{J}^{2}-\vect{L}^{2}-\vect{S}^{2}\right)\),
so the two members of a spin–orbit doublet are separated by
with the level of higher \(j\) pushed down. Two features are essential and both are contrary to the atomic case: the sign, so that \(j=\ell+\tfrac12\) is the more bound, and the magnitude, which is comparable with \(\hbar\omega\) rather than a fine-structure correction — a factor of order \((v/c)^{-2}\sim10^{4}\) larger, because this spin–orbit force is a property of the strong interaction (Remark 107.28) and not a relativistic correction to an electromagnetic one.
Since Equation (107.64) grows with \(\ell\), the highest-\(\ell\) level of each oscillator shell is depressed the most. For \(\ell\geq3\) the depression exceeds the shell gap \(\hbar\omega\) and that level drops out of its shell into the gap below. Theorem 107.52 does the arithmetic.
∎Let the level of highest total angular momentum in oscillator shell \(\mathcal{N}\), namely \(j=\mathcal{N}+\tfrac12\) with \(\ell=\mathcal{N}\), be depressed below the shell gap. Then the closed-shell occupancies are
for \(\mathcal{N}\geq3\), and the unmodified oscillator closures \(2,8,20\) for \(\mathcal{N}\leq2\). These are
with \(184\) predicted next. Rests on Equations (107.60) and (107.64).
Derives Theorem 107.52. The first term of Equation (107.65) is the cumulative oscillator degeneracy through shell \(\mathcal{N}-1\),
verified by induction. The intruder from shell \(\mathcal{N}\) carries \(2j+1=2\mathcal{N}+2\) states, which is the second term. A gap opens above the intruder because the rest of shell \(\mathcal{N}\) remains \(\hbar\omega\) higher. Evaluating: \(\mathcal{N}=3\) gives \(20+8=28\) (the intruder is \(1f_{7/2}\)); \(\mathcal{N}=4\) gives \(40+10=50\) (\(1g_{9/2}\)); \(\mathcal{N}=5\) gives \(70+12=82\) (\(1h_{11/2}\)); \(\mathcal{N}=6\) gives \(112+14=126\) (\(1i_{13/2}\)); \(\mathcal{N}=7\) gives \(168+16=184\) (\(1j_{15/2}\)). For \(\mathcal{N}\leq2\) the formula would give \(6\) and \(14\); those are not observed, and correctly so, because Equation (107.64) for \(\ell\leq2\) is smaller than \(\hbar\omega\) and the intruder does not leave its shell. The threshold at \(\ell=3\) is thus not fitted but forced: it is the condition \(\tfrac12 C(2\ell+1)\hbar^{2}>\hbar\omega\) with the single constant \(C\) chosen once. Every observed magic number is then reproduced, and no unobserved one is produced. That is the whole argument, and it is why the two 1949 papers ended a fifteen-year impasse in three pages each.
∎| levels | states added | cumulative |
|---|---|---|
| $1s_{1/2}$ | 2 | 2 |
| $1p_{3/2}$, $1p_{1/2}$ | 6 | 8 |
| $1d_{5/2}$, $2s_{1/2}$, $1d_{3/2}$ | 12 | 20 |
| $1f_{7/2}$ | 8 | 28 |
| $2p_{3/2}$, $1f_{5/2}$, $2p_{1/2}$, $1g_{9/2}$ | 22 | 50 |
| $1g_{7/2}$, $2d_{5/2}$, $2d_{3/2}$, $3s_{1/2}$, $1h_{11/2}$ | 32 | 82 |
| $1h_{9/2}$, $2f_{7/2}$, $2f_{5/2}$, $3p_{3/2}$, $3p_{1/2}$, $1i_{13/2}$ | 44 | 126 |
A nucleon inside a nucleus has a mean free path against collision with its neighbours that is short compared with the nuclear radius if computed from the free nucleon–nucleon cross-section, and long compared with it once the Pauli principle is imposed. Rests on Equations (107.40) and (107.46).
Derives Proposition 107.53. The free cross-section at a laboratory energy of a few tens of \(\mathrm{MeV}\) is about \(2\times 10^{-29}\,\mathrm{m}^{2}\), so at the density Equation (107.40) the naive mean free path is
a quarter of the internucleon spacing. On that estimate no orbital could survive for even one revolution and the shell model would be absurd — which is exactly the objection raised against it in 1949.
The estimate omits the exclusion principle. A collision must take both partners to unoccupied states, and below the Fermi surface there are none. Let a nucleon of energy \(E\) above \(E_{F}\) collide with one of the filled sea; energy conservation confines the two final energies to a shell of thickness \(E\) above \(E_{F}\), and momentum conservation confines the initial partner similarly, so the fraction of collisions that is kinematically allowed is of order
the same phase-space counting that makes a Fermi liquid's quasiparticles long-lived, a subject that belongs to Electrons in Solids: Band Theory. For a nucleon near the top of the filled sea, \(E-E_{F}\) is a few \(\mathrm{MeV}\) against \(E_{F}=38\,\mathrm{MeV}\), so the factor is of order \(10^{-2}\) and the mean free path becomes tens of femtometres — larger than the nucleus. The paradox dissolves completely: the nucleons that matter for the ground state are exactly those for which collisions are forbidden, and a strongly interacting system can nevertheless be an almost ideal gas of independent particles. Note that the argument fails for a highly excited nucleus, where \(E-E_{F}\) is large; and there the compound-nucleus picture of Phenomenon 107.48, which assumes the opposite extreme, takes over. The two models describe the same nucleus at different excitation energies.
∎An even–even nucleus has \(J^{P}=0^{+}\); a nucleus with one nucleon outside closed shells, or one hole in them, has the \(j\) and the parity \((-1)^{\ell}\) of that level. Rests on Theorem 107.52 and Equation (107.42).
Derives Corollary 107.54. Pairing (Remark 107.38) couples identical nucleons in the same level to \(J=0\) with even parity, so a filled or paired configuration contributes nothing, and every one of the several hundred known even–even ground states is \(0^{+}\) — a prediction with no exceptions. For an odd-\(A\) nucleus the unpaired nucleon carries the spin. Reading Table 107.4: \(^{17}\mathrm{O}\) has one neutron in \(1d_{5/2}\), predicting \(\tfrac52^{+}\), observed \(\tfrac52^{+}\); \(^{15}\mathrm{N}\) has a proton hole in \(1p_{1/2}\), predicting \(\tfrac12^{-}\), observed \(\tfrac12^{-}\); \(^{41}\mathrm{Ca}\) has a neutron in \(1f_{7/2}\), predicting \(\tfrac72^{-}\), observed \(\tfrac72^{-}\); \(^{207}\mathrm{Pb}\) has a neutron hole in \(3p_{1/2}\), predicting \(\tfrac12^{-}\), observed \(\tfrac12^{-}\); \(^{209}\mathrm{Bi}\) has a proton in \(1h_{9/2}\), predicting \(\tfrac92^{-}\), observed \(\tfrac92^{-}\). The rule works best next to closed shells and degrades in mid-shell, where several nucleons are unpaired and the coupling is a genuine many-body problem.
∎For a single nucleon of orbital angular momentum \(\ell\) and total \(j\), with \(g_{\ell}=1\) for a proton and \(0\) for a neutron and \(g_{s}=+5.586\) for a proton and \(-3.826\) for a neutron, the magnetic moment is
Measured moments of odd-\(A\) nuclei fall between the two curves rather than on them. Rests on Proposition 107.25 and Corollary 107.54.
Derives Proposition 107.55. Write \(\vect{\mu}=\mu_{N}\hbar^{-1} \left(g_{\ell}\vect{L}+g_{s}\vect{S}\right)\) and take the expectation in the state of maximal \(j_{z}\). Since \(\vect{L}\) and \(\vect{S}\) are not separately conserved, project each on \(\vect{J}\) by the same projection theorem used in Proposition 107.25, that within a manifold of fixed \(j\) only the component of a vector operator along \(\vect{J}\) contributes: \(\avg{\vect{L}}=\avg{\vect{L}\cdot\vect{J}}\vect{J}/j(j+1)\hbar^{2}\) and likewise for \(\vect{S}\), with \(\avg{\vect{L}\cdot\vect{J}} =\tfrac12\left[j(j+1)+\ell(\ell+1)-s(s+1)\right]\hbar^{2}\). Substituting \(\ell=j\mp\tfrac12\) and simplifying gives Equation (107.68).
The two branches bracket the data, and the bracketing is itself the result. For a neutron with \(j=\ell+\tfrac12\) the prediction is \(\tfrac12 g_{s}=-1.913\) regardless of \(\ell\); \(^{17}\mathrm{O}\) measures \(-1.894\), within one per cent. But \(^{209}\mathrm{Bi}\), a \(1h_{9/2}\) proton with \(j=\ell-\tfrac12\), is predicted \(+2.62\) and measures \(+4.11\), which lies between that value and the \(+6.79\) of the other branch. Schmidt's compilation [Schmidt:1937] showed this pattern for every measured moment before the shell model existed. The interpretation is that the odd nucleon is not alone: its orbital is mixed with configurations in which the core is excited, and in addition the nucleons' intrinsic moments are modified inside nuclear matter by the exchange currents that the pion of Section 107.2.2 carries. The single-particle model is therefore right about the spins (Corollary 107.54) and only qualitatively right about the moments, and the difference between the two is a quantitative measure of how far the independent-particle approximation is from exact.
∎The collective model
Away from closed shells, even–even nuclei show a sequence of excited states with spins \(0^{+},2^{+},4^{+},6^{+},\ldots\) whose energies are proportional to \(J(J+1)\). In \(^{238}\mathrm{U}\) the \(2^{+}\) lies at \(44.9\,\mathrm{keV}\) and the \(4^{+}\) at \(148.4\,\mathrm{keV}\), a ratio of \(3.30\) against the rigid-rotor value \(10/3=3.33\). Their electric quadrupole moments are one to two orders of magnitude larger than any single nucleon could produce, so many nucleons are moving together.
Derivation. Derives Phenomenon 107.56. A rigid axially symmetric body has Hamiltonian \(\Ham=\vect{J}^{2}/2\mathcal{I}\) about the axes perpendicular to its symmetry axis, so
in \(\mathrm{J}\), with \(\mathcal{I}\) in \(\mathrm{kg}\,\mathrm{m}^{2}\). Only even \(J\) occurs, because a reflection through the plane perpendicular to the symmetry axis is a symmetry of the shape and the rotational wave function must be even under it, which kills the odd members. The ratio \(E_{4}/E_{2}=20/6=3.33\) is then a parameter-free prediction, against the \(2.0\) that a harmonic surface vibration would give — so the single measured ratio distinguishes the two collective modes.
The moment of inertia is a measurement. From \(E_{2}=44.9\,\mathrm{keV}\),
whereas a rigid sphere of mass \(238\,u\) and radius \(r_{0}A^{1/3}=7.4\,\mathrm{fm}\) has \(\tfrac25 MR^{2}=8.7\times 10^{-54}\,\mathrm{kg}\,\mathrm{m}^{2}\). The observed moment is about half the rigid-body value — and, at the other extreme, several times the value for irrotational flow of a deformed drop, in which only the surface deformation and not the matter travels round.
∎That \(\mathcal{I}\) falls between rigid and irrotational is the central quantitative fact of the collective model, and its explanation is pairing. A paired system has a gap: to change the motion of a single nucleon costs at least \(2\Delta\), of order \(1\,\mathrm{MeV}\) by Equation (107.42), so slow rotation cannot excite individual nucleons and part of the nuclear fluid simply does not rotate. This is the nuclear counterpart of the non-classical rotational inertia of a superfluid, and the same mathematics applies: the reduction factor is governed by the ratio of the rotational frequency to the pairing gap. Two independent consequences confirm it. The moment of inertia increases with angular momentum along a band and jumps sharply at a critical rotation — the pairing is being broken; and the odd-\(A\) neighbours of an even–even rotor have systematically larger moments, because the odd nucleon is already unpaired.
Why should a nucleus be deformed at all, when a drop with surface tension is spherical? Rainwater's answer [Rainwater:1950] is that the single-particle levels of Table 107.4 respond to deformation: a partly filled high-\(j\) level splits, and the nucleons occupy the lowered members, so the energy gained is linear in the deformation while the surface energy lost is quadratic. A linear gain always beats a quadratic cost for small enough deformation, so a nucleus with a partly filled shell is always deformed, and one with a closed shell — where there is nothing to lower — is not. That is exactly the observed pattern: quadrupole moments vanish at the magic numbers and are largest in mid-shell.
Bohr and Mottelson built this into a model in which the shape variables and the single-particle motion are dynamical partners [Bohr:1953] [Bohr:1969]: the nucleons move in a deformed well whose deformation is itself a degree of freedom, and the two are coupled. The quantitative test is the electric quadrupole transition strength \(B(E2)\) between the members of a band, which measures the square of the collective matrix element and comes out one to two orders of magnitude above the single-particle estimate of Equation (107.84) — the standard statement being that the transition is “a hundred Weisskopf units”, which is a direct count of how many nucleons are moving coherently.
Where the models fail
The interaction cross-sections of light neutron-rich nuclei measured with radioactive beams give matter radii that follow \(r_{0}A^{1/3}\) for stable species and depart from it abruptly at the neutron drip line: \(^{11}\mathrm{Li}\) has a matter radius near \(3.1\,\mathrm{fm}\) where the systematics predict \(2.7\,\mathrm{fm}\), comparable with that of \(^{40}\mathrm{Ca}\) although it has a quarter as many nucleons [Tanihata:1985]. Rests on Proposition 107.22 and Phenomenon 107.32.
Derivation. Derives Phenomenon 107.59. The mechanism is the one already used for the deuteron in Proposition 107.22. A weakly bound \(s\) or \(p\) neutron has an exterior wave function \(\ee^{-\kappa r}\) with \(\kappa=\sqrt{2\mu S_{n}}/\hbar\), so its spatial extent is \(1/\kappa\); for \(^{11}\mathrm{Li}\) the two-neutron separation energy is only \(S_{2n}=0.37\,\mathrm{MeV}\), and with the reduced mass of a neutron pair against a \(^{9}\mathrm{Li}\) core,
several times the radius of the core. The last neutrons therefore spend most of their time outside the nuclear surface, in a region where there is no nuclear matter at all, and the concept of a saturated drop with a well-defined surface no longer applies. That the phenomenon is confined to the drip line follows from the same formula: at a normal separation energy of \(8\,\mathrm{MeV}\), \(1/\kappa=1.6\,\mathrm{fm}\) and nothing unusual happens. The halo is not a new force; it is the same threshold physics that makes the deuteron large, applied to a system that is barely bound because it is at the edge of stability.
∎Theorem 107.52 was derived for a well filled near the valley of Equation (107.49). Far from it the ordering of Table 107.4 changes, because the parts of the nucleon–nucleon interaction that depend on isospin — in particular the tensor term Equation (107.29) — shift proton and neutron levels differently when \(N/Z\) departs from its usual value. The consequences are measured. \(N=20\) and \(N=28\), magic near stability, are not magic in the neutron-rich magnesium and silicon isotopes; and a new closure appears at \(N=34\), established from the energy of the first \(2^{+}\) state of \(^{54}\mathrm{Ca}\) [Steppenbeck:2013]. A magic number is therefore not a property of the nuclear force but of a particular filling of a particular mean field, and the extrapolation of Equation (107.66) to the superheavy region (Section 107.6.3) has to be made with that in mind.
The programme of Theorem 107.29 — solve the many-body Schrödinger equation with a two- and three-nucleon interaction derived from chiral effective field theory, with no further parameters — is complete for \(A\lesssim16\) and, with various controlled truncations, reaches the medium-mass region and the doubly magic \(^{100}\mathrm{Sn}\) and \(^{132}\mathrm{Sn}\). Binding energies come out to a few tenths of a \(\mathrm{MeV}\) per nucleon and spectra to a few hundred \(\mathrm{keV}\). What remains out of reach is the deformed mid-shell heavy nuclei — precisely the ones that Section 107.4.3 describes with two collective coordinates — because the number of configurations grows combinatorially and the collective correlations are exactly the ones that converge most slowly. The honest statement, as of the present writing, is that the light nuclei are computed, the heavy spherical ones are approached, and the heavy deformed ones are modelled.
Radioactive decay
Alpha decay
The half-lives of \(\alpha\) emitters run from less than a microsecond to more than \(10^{17}\) seconds, while the energies of the emitted \(\alpha\) particles vary only between about \(4\,\mathrm{MeV}\) and \(9\,\mathrm{MeV}\). Within a decay chain the logarithm of the decay constant is an almost exactly linear function of the reciprocal square root of that energy [Geiger:1911] — in the modern statement; Geiger and Nuttall's own relation was between \(\log\lambda\) and the logarithm of the \(\alpha\) particle's range in air, which is equivalent because the range grows as a power of the speed. A factor of two in energy therefore buys more than twenty orders of magnitude in lifetime — an extreme sensitivity of a rate to an energy, and one that no classical picture of escape over a barrier can produce. Rests on Phenomenon 107.2.
The classical impossibility is worth stating precisely before the resolution. The \(\alpha\) particle emerges with \(4\,\mathrm{MeV}\); the Coulomb barrier it must have crossed, evaluated at the nuclear surface \(R=9.3\,\mathrm{fm}\) of Equation (107.71), is
nearly seven times higher. A classical particle inside the nucleus with \(4\,\mathrm{MeV}\) can never be outside it, and one outside with \(4\,\mathrm{MeV}\) can never get in — which is also why an \(\alpha\)-particle beam of that energy shows pure Rutherford scattering. Gamow [Gamow:1928], and independently Gurney and Condon [Gurney:1928] [Gurney:1929], resolved it by tunnelling: the first application of quantum mechanics to the nucleus, made within two years of the Schrödinger equation.
Let a nucleus of mass number \(A\) emit an \(\alpha\) particle to a daughter of charge \(Z_{d}e\) and mass number \(A_{d}=A-4\), with total energy release \(Q\). Write \(\mu\) for the reduced mass of the \(\alpha\)–daughter pair,
Then the decay constant is \(\lambda=fT\) with \(T\) the barrier transmission of Theorem 9.76 and \(f\) an assault frequency, and the Gamow exponent is
Rests on Theorem 9.76 and Equation (9.93).
Derivation. Derives Theorem 107.63. The mathematics is done, in SI, in Section 9.6.6: Theorem 9.76 gives the transmission through a barrier between turning points as \(T\approx\ee^{-2\gamma}\) with \(\gamma=\hbar^{-1}\int\sqrt{2m(V-E)}\,\dd x\), and Example 9.81 evaluates that integral for exactly this potential, obtaining Equation (9.93), which is Equation (107.72). Nothing needs to be rebuilt here; what needs to be supplied is the nuclear input, and there are three pieces of it.
The two-body reduction. The problem is not a particle in a fixed potential but two bodies, so the mass in the exponent is the reduced mass \(\mu=m_{\alpha}M_{d}/(m_{\alpha}+M_{d})\) and the energy is the total release \(Q\), not the \(\alpha\) particle's laboratory kinetic energy \(E_{\alpha}=QM_{d}/(M_{d}+m_{\alpha})\). These are consistent: \(\sqrt{2\mu Q}=\sqrt{2m_{\alpha}E_{\alpha}}\), so the momentum in the exponent is the measured one either way, while the outer turning point \(b=2Z_{d}e^{2}/4\pi\varepsilon_{0}Q\) must be computed from \(Q\). For \(^{238}\mathrm{U}\) the difference between using \(Q\) and using \(E_{\alpha}\) is two per cent in \(b\) and a factor of three in the half-life — which is the measure of how sensitive this calculation is.
The inner radius. Unlike the outer turning point, \(R\) is not determined by the energy: it is where the Coulomb potential is cut off by the nuclear surface, and the natural estimate is the sum of the two radii, Equation (107.71). At \(r=R\) the potential is Equation (107.70), far above \(Q\), so the momentum does not vanish there and no connection formula is applied at the inner edge; the single delicate matching is the one at \(b\), which is what Theorem 9.76 performs.
The prefactor. The \(\alpha\) particle must exist inside the nucleus and must present itself at the barrier. Writing \(\lambda=fT\) with \(f=v/2R\), \(v=\sqrt{2Q/\mu}\) the relative speed, treats the \(\alpha\) as rattling to and fro across the nuclear diameter. This is crude in two ways that pull in opposite directions: the speed inside the well is larger than \(v\), because the well is \(40\,\mathrm{MeV}\) deep, which raises \(f\); and there is a preformation probability, the chance that four nucleons are found grouped as an \(\alpha\) particle at the surface at all, which is of order \(10^{-2}\) and lowers \(\lambda\). Neither is supplied by the method — Remark 9.77 says as much for the mathematics, and it is doubly true here — and the calculation below simply omits both. What can be defended is the exponent.
∎| parent | $Q$ (\(\mathrm{MeV}\)) | $2\gamma$ | $T$ | $T_{1/2}$ calc. (\(\mathrm{s}\)) | $T_{1/2}$ obs. (\(\mathrm{s}\)) | ratio |
|---|---|---|---|---|---|---|
| $^{238}$U | 4.270 | 88.0 | \(6.1\times 10^{-39}\) | \(1.5\times 10^{17}\) | \(1.4\times 10^{17}\) | 1.0 |
| $^{232}$Th | 4.082 | 89.1 | \(2.0\times 10^{-39}\) | \(4.6\times 10^{17}\) | \(4.4\times 10^{17}\) | 1.0 |
| $^{226}$Ra | 4.871 | 72.8 | \(2.5\times 10^{-32}\) | \(3.3\times 10^{10}\) | \(5.0\times 10^{10}\) | 0.66 |
| $^{222}$Rn | 5.590 | 60.8 | \(3.8\times 10^{-27}\) | \(2.0\times 10^{5}\) | \(3.3\times 10^{5}\) | 0.61 |
| $^{218}$Po | 6.115 | 53.0 | \(9.4\times 10^{-24}\) | \(7.8\times 10^{1}\) | \(1.9\times 10^{2}\) | 0.42 |
| $^{214}$Po | 7.833 | 39.0 | \(1.2\times 10^{-17}\) | \(5.5\times 10^{-5}\) | \(1.6\times 10^{-4}\) | 0.34 |
| $^{212}$Po | 8.954 | 32.3 | \(9.5\times 10^{-15}\) | \(6.3\times 10^{-8}\) | \(2.9\times 10^{-7}\) | 0.21 |
For \(\xi\ll1\) the exponent Equation (107.72) reduces to
so that
which is the empirical relation of [Geiger:1911], in the modern energy variable rather than their original logarithm of the range (Phenomenon 107.62). Rests on Equation (107.72) and Phenomenon 107.62.
Derives Corollary 107.64. Setting \(\xi\to0\) in Equation (107.72) replaces the bracket by \(\arccos 0=\pi/2\), and \(\sqrt{2\mu Q}\,b=2Z_{d}e^{2}\sqrt{2\mu/Q}/4\pi\varepsilon_{0}\) gives Equation (107.73). Taking the logarithm of \(\lambda=f\ee^{-2\gamma}\) and absorbing the slowly varying \(f\) into \(a\) gives Equation (107.74) with
using Equations (107.1) and (107.2) and \(\mu c^{2}=3657\,\mathrm{MeV}\) for the heavy emitters.
The finite radius \(R\) cuts the barrier off at \(\xi\approx0.15\) to \(0.35\) and roughly halves the exponent — for \(^{238}\mathrm{U}\), \(2\pi\eta=171\) against the exact \(2\gamma=88\) — but it barely touches the slope, and the reason is worth having. Expanding the bracket of Equation (107.72) for small \(\xi\) gives \(2\gamma\approx2\pi\eta\left[1-(4/\pi)\sqrt{\xi}+\cdots\right]\), and since \(2\pi\eta\propto Q^{-1/2}\) while \(\sqrt{\xi}\propto Q^{1/2}\), the correction term is nearly independent of \(Q\): it shifts the intercept \(a(Z_{d})\), not the coefficient of \(Q^{-1/2}\). The exact exponents of Table 107.5 confirm both statements. Take the three polonium isotopes, for which \(Z_{d}=82\) is fixed: plotting \(2\gamma\) against \(Q^{-1/2}\) gives successive slopes \(298\) and \(290\) — linear to three per cent, and within ten per cent of the point-nucleus \(b\ln10=322\) — while the differences \(2\pi\eta-2\gamma\) are \(77\), \(76\) and \(75\): the predicted constant. In terms of the observable, \(\log_{10}(\lambda\,\mathrm{s})\) against \(Q^{-1/2}\) has predicted slope \(-298/\ln10=-129\), and the measured half-lives give \(-129\) and \(-119\). That is the Geiger–Nuttall relation derived, with the right slope, from a barrier and a wave function.
∎Table 107.5 spans \(1.5\times 10^{24}\) in half-life and holds within a factor of five, which is a striking result for a calculation with no fitted parameter. It should not be over-read. The exponent is so large that everything depends on it and almost nothing on the prefactor: changing \(r_{0}\) from \(1.20\,\mathrm{fm}\) to \(1.30\,\mathrm{fm}\) shortens the computed half-life of \(^{238}\mathrm{U}\) by a factor of \(22\), and to \(1.10\,\mathrm{fm}\) lengthens it by a factor of \(26\). What the table establishes is that a single value of \(r_{0}\), the one independently measured by electron scattering, reproduces the whole range; it does not establish the prefactor, and the agreement of \(f\) with the truth to order unity is partly a cancellation between the two errors identified in Theorem 107.63. The preformation factor is the model's honest weak point, and it is where the \(\alpha\)-decay rate stops being a barrier problem and becomes a nuclear-structure problem: it is smallest for odd-\(A\) emitters, whose unpaired nucleon must be broken out of its orbital, which is why they are systematically slower than Table 107.5 would predict by a further factor of \(10\) to \(1000\) — the phenomenon called hindrance.
Among the light fragments a heavy nucleus might emit, only the \(\alpha\) particle generally has \(Q>0\). Rests on Phenomenon 107.32 and Definition 107.31.
Derives Proposition 107.66. The energy release for emitting a fragment \(X\) is \(Q=B(X)+B(\mathrm{daughter})-B(\mathrm{parent})\), and the term that decides it is \(B(X)\). From Table 107.2, \(B(^{4}\mathrm{He})=28.30\,\mathrm{MeV}\), against \(B(^{2}\mathrm{H})=2.22\,\mathrm{MeV}\), \(B(^{3}\mathrm{H})=8.48\,\mathrm{MeV}\) and, for a single nucleon, zero. The rest of the expression — the loss of binding by the parent — is of order \(A\) times the local slope of the binding curve and is much the same in each case, roughly \(25\,\mathrm{MeV}\) for the removal of four nucleons from a heavy nucleus. Only the \(\alpha\) particle brings enough binding of its own to pay for it, because it is doubly magic and exceptionally tightly bound for its size. That proton emission and \(^{12}\mathrm{C}\) emission do occur, the first beyond the proton drip line and the second as a rare branch called cluster decay with branching ratios near \(10^{-11}\), is the exception that measures the rule.
∎Beta decay
The dynamics of \(\beta\) decay — Fermi's four-fermion interaction [Fermi:1934], the spectrum shape, the Kurie plot, parity violation and the \(V-A\) structure — is derived in Weak Interactions, and the detection of the antineutrino that closed the argument is [Cowan:1956]. What belongs here is what the nucleus contributes: which decays are energetically open, which are fast and which are slow, and what the systematics measure.
Let \(M_{\mathrm{at}}(Z,A)\) denote atomic masses, which is what mass spectrometry reports. Then
with \(B_{e}\) the binding energy of the captured atomic electron. Electron capture is therefore open in a window of \(2m_{e}c^{2}=1.022\,\mathrm{MeV}\) in which \(\beta^{+}\) emission is forbidden. Rests on Equation (107.5).
Derives Proposition 107.67. Work with nuclear masses first and convert. For \(\beta^{-}\), \(M_{\mathrm{nuc}}(Z)\to M_{\mathrm{nuc}}(Z+1)+m_{e}\), so \(Q=\left[M_{\mathrm{nuc}}(Z)-M_{\mathrm{nuc}}(Z+1) -m_{e}\right]c^{2}\); substituting \(M_{\mathrm{nuc}}=M_{\mathrm{at}}-Zm_{e}\) (neglecting electron binding) the \(Z\) electrons on the left and the \(Z+1\) on the right differ by exactly the emitted electron, and it cancels, giving Equation (107.75). For \(\beta^{+}\) the same substitution leaves two electron masses uncancelled — the positron created, and the atomic electron the daughter no longer needs — and gives Equation (107.76). For electron capture the electron is taken from the atom rather than created, so no such term appears and only its binding energy is lost, giving Equation (107.77).
The window follows. Between \(Q_{\mathrm{EC}}=0\) and \(Q_{\mathrm{EC}}=1.022\,\mathrm{MeV}\) a nuclide can capture but not emit a positron, which is why \(^{7}\mathrm{Be}\) (\(Q_{\mathrm{EC}}=0.862\,\mathrm{MeV}\)) decays only by capture. The free neutron sits at the other extreme with
which is the endpoint of the neutron \(\beta\) spectrum and the number that Equation (107.5) made available.
∎Equation (107.78) is positive, so a free neutron decays; yet a neutron in \(^{4}\mathrm{He}\) does not, and the reason is entirely nuclear. Converting a neutron into a proton in a stable nucleus moves it up the parabola of Proposition 107.39, and the cost — the asymmetry term plus the Coulomb term, several \(\mathrm{MeV}\) — exceeds \(0.78\,\mathrm{MeV}\). Conversely, in a neutron-rich nucleus the gain exceeds it and the decay proceeds. The neutron's fate is decided by the mass formula, not by the weak interaction, which only fixes how fast.
The \(ft\) value of Definition 101.16 divides out the phase-space factor \(f(Z,E_{0})\), leaving a number proportional to the inverse square of the nuclear matrix element. Transitions are classified by the orbital angular momentum \(L\) carried off by the lepton pair: \(L=0\) is allowed, \(L=1\) first forbidden, and so on.
Each unit of forbiddenness suppresses the rate by a factor of order
for \(p_{e}c=1\,\mathrm{MeV}\) and \(R=5\,\mathrm{fm}\), and so adds between three and four to \(\log_{10}(ft/\mathrm{s})\). Rests on Definition 107.69 and Equation (107.1).
Derives Proposition 107.70. The lepton wave functions are plane waves over the nuclear volume, and the Rayleigh plane-wave expansion \(\ee^{\ii\vect{p}\cdot\vect{r}/\hbar} =\sum_{L}\ii^{L}(2L+1)j_{L}(pr/\hbar)P_{L}(\cos\theta)\) has \(j_{L}(x)\sim x^{L}/(2L+1)!!\) for small \(x\). With \(x=p_{e}R/\hbar\) evaluated at \(p_{e}c=1\,\mathrm{MeV}\) and \(R=5\,\mathrm{fm}\),
so the amplitude for \(L=1\) is smaller than for \(L=0\) by \(x\) and the rate by \(x^{2}=6.4\times 10^{-4}\), which is Equation (107.79): three and a fifth in the logarithm. The parity of the nuclear state must also change with each unit of \(L\), since the lepton pair carries parity \((-1)^{L}\), which is what makes the classification observable rather than merely formal — a transition between states of the same parity and \(\Delta J=2\) must be second forbidden and cannot be anything else.
Measured \(\log_{10}(ft/\mathrm{s})\) values confirm the ladder: about \(3.5\) for superallowed, \(5\) to \(6\) for allowed, \(6\) to \(9\) for first forbidden, and up to \(22\) for the highest observed. The extremes are instructive. \(^{6}\mathrm{He}\) decays in \(0.81\,\mathrm{s}\) with \(\log_{10}ft=2.9\); \(^{40}\mathrm{K}\), a third-forbidden unique transition from \(4^{-}\) to \(0^{+}\), lives \(1.25\times 10^{9}\,\mathrm{yr}\) [Kondev:2021] with \(\log_{10}ft\approx18\). That is fifteen orders of magnitude in \(ft\) from three units of forbiddenness, against the ten that Equation (107.79) predicts; the shortfall is the extra cost of a unique transition, in which the lepton pair must carry not only \(L=3\) but the maximum spin coupling as well, and it is why the classification distinguishes unique from non-unique cases at all.
∎The Rayleigh plane-wave expansion: the expansion of a plane wave in Legendre polynomials and spherical Bessel functions, with the small-argument behaviour \(j_{L}(x)\sim x^{L}/(2L+1)!!\) used above. Both are premises of the forbiddenness ladder; the expansion belongs to the chapter on Fourier and integral transforms, where it is not yet derived.
The Fermi operator of Proposition 101.15 is the isospin raising operator, whose matrix element between members of an isospin multiplet is fixed by the \(\SU(2)\) algebra of Definition 107.10 and not by the nuclear wave function at all. The \(0^{+}\to0^{+}\) decays within an isospin triplet therefore carry no nuclear-structure uncertainty, and the constancy of their \(\mathcal{F}t\) across some fourteen cases spanning a factor of \(10^{4}\) in phase space (Phenomenon 101.18 and Equation (101.19)) is simultaneously the proof that the vector coupling is not renormalized by the strong interaction and the most precise determination of \(\abs{V_{ud}}\). This is the one place where nuclear physics supplies a number to the Standard Model rather than the reverse, and it works precisely because the nuclear physics cancels.
A dozen even–even nuclides for which single \(\beta\) decay is energetically forbidden decay by emitting two electrons and two antineutrinos at once, with half-lives between \(10^{18}\) and \(10^{24}\) years — the slowest processes ever measured. The neutrinoless mode, in which the two electrons carry the whole energy release and no neutrinos are emitted, has not been observed; limits on its half-life exceed \(10^{26}\) years. Rests on Corollary 107.40.
Derivation. Derives Phenomenon 107.72. That the mode exists at all is a consequence of Corollary 107.40. For even \(A\) the pairing term splits the mass parabola in two, and an even–even nuclide can find itself lower than both of its odd–odd neighbours while being higher than the even–even nuclide two steps away. Single \(\beta\) decay is then closed and double \(\beta\) decay is open. The classic case is \(^{76}\mathrm{Ge}\), which cannot reach \(^{76}\mathrm{As}\) but can reach \(^{76}\mathrm{Se}\); the same arithmetic selects \(^{82}\mathrm{Se}\), \(^{100}\mathrm{Mo}\), \(^{130}\mathrm{Te}\) and \(^{136}\mathrm{Xe}\).
The rate is second order in the weak interaction, so it carries \(G_{F}^{4}\) instead of \(G_{F}^{2}\), and the four-body final state gives a phase-space factor scaling as \(Q^{11}\) rather than \(Q^{5}\). Those two together are the twenty orders of magnitude between an allowed \(\beta\) decay and a double one. The neutrinoless mode is a different matter: it requires the neutrino emitted at one vertex to be absorbed at the other, which is possible only if the neutrino is its own antiparticle and has mass, so its observation would establish lepton-number violation and the Majorana nature of the neutrino. It has not been observed, and this book records searches by what they have excluded. The status belongs to Flavour Physics and Neutrinos; what belongs here is that the experimental signature is entirely nuclear — a peak at the \(Q\) value of the two-electron spectrum, sitting on the continuum of the two-neutrino mode — and that the conversion of a half-life limit into a mass limit requires a nuclear matrix element which different many-body methods disagree about by a factor of two or three.
∎Gamma decay and the Mössbauer effect
A gamma transition between nuclear states of spins and parities \(J_{i}^{\pi_{i}}\) and \(J_{f}^{\pi_{f}}\) proceeds by multipoles \(L\) with
and the parity change fixes the type: \(\pi_{i}\pi_{f}=(-1)^{L}\) for an electric multipole \(EL\) and \((-1)^{L+1}\) for a magnetic one \(ML\). A transition \(0\to0\) cannot emit a photon at all. Rests on Phenomenon 79.5.
Derives Proposition 107.73. The photon carries away angular momentum \(L\hbar\) and the total is conserved, which with the triangle rule for adding \(\vect{J}_{i}=\vect{J}_{f}+\vect{L}\) (Angular Momentum and Spin) gives the range in Equation (107.80). The lower bound \(L\geq1\) is the statement that a free photon has no monopole mode: its field is transverse, so the \(L=0\) component of the multipole expansion of a radiation field vanishes identically. The parity of an \(EL\) photon is \((-1)^{L}\) and of an \(ML\) photon \((-1)^{L+1}\), because the electric and magnetic multipole operators differ by one factor of the (axial) magnetic field; conservation of parity in the electromagnetic interaction then fixes which type may occur. For \(J_{i}=J_{f}=0\) the range in Equation (107.80) is empty and single-photon emission is strictly forbidden. Such transitions nevertheless occur, by internal conversion or, if the energy exceeds \(2m_{e}c^{2}\), by internal pair creation — and the fact that these proceed while photon emission does not is direct evidence that they are not merely a photon reabsorbed.
∎For an electric multipole of order \(L\),
with \(B(EL)\) the reduced transition probability of dimension \(\mathrm{C}^{2}\,\mathrm{m}^{2L}\). Estimating \(B(EL)\) for a single proton moving in a uniform sphere of radius \(R=r_{0}A^{1/3}\),
gives, with \(r_{0}=1.2\,\mathrm{fm}\) and \(E_{\gamma}\) in \(\mathrm{MeV}\),
Derivation. Derives Theorem 107.74. Equation (107.81) is the multipole expansion of the radiation field applied to Fermi's golden rule; its structure is what matters here and it is fixed by dimensional analysis together with the small parameter of the problem. The photon field at the nucleus varies as \(\ee^{\ii\vect{k}\cdot\vect{r}}\) with \(k=E_{\gamma}/\hbar c\), and \(kR\ll1\) — for \(E_{\gamma}=1\,\mathrm{MeV}\) and \(R=6\,\mathrm{fm}\), \(kR=0.030\) — so each successive term of the expansion of Proposition 107.70 costs one power of \(kR\) in the amplitude. Two powers of \(kR\) per unit of \(L\) in the rate, and one factor of \(E_{\gamma}\) from the density of photon states, give the \((E_{\gamma}/\hbar c)^{2L+1}\); the numerical coefficient comes from the normalization of the vector spherical harmonics and is quoted.
Substituting Equation (107.82) and using \(e^{2}/4\pi\varepsilon_{0}\hbar=\alpha c\) collapses the prefactor to a pure number times \(\alpha c\):
For \(L=1\) the two numerical factors are \(16\pi/9\) and \((1/4\pi)(3/4)^{2}\), whose product is exactly \(\tfrac14\), so
and inserting \(\alpha=7.2974\times 10^{-3}\), \(c=3.0\times 10^{23}\,\mathrm{fm}/\mathrm{s}\), \(R^{2}=1.44A^{2/3}\,\mathrm{fm}^{2}\) and \(\hbar c=197.33\,\mathrm{MeV}\,\mathrm{fm}\) gives Equation (107.83). The same substitution at \(L=2,3,4\) gives the rest. These are the Weisskopf units, and they are estimates of an order of magnitude, not predictions: a measured rate is quoted as a multiple of them, and the multiple is the physics.
Magnetic multipoles are suppressed relative to electric ones of the same order by roughly
about \(2\times 10^{-3}\) for a medium-mass nucleus, since the magnetic moment of a nucleon carries the extra factor \(\hbar/m_{p}c\) that a charge does not.
∎The multipole normalization: the coefficient \(8\pi(L+1)/L{[}(2L+1)!!{]}^{2}\) of the electric multipole rate is quoted, not derived. Its derivation — the multipole expansion of the quantized radiation field, the normalization of the vector spherical harmonics and Fermi's golden rule — belongs in Appendix A; the power counting in \(kR\) and the dimensional structure are derived in the text.
A transition requiring a high multipole is slow by many orders of magnitude, and a nuclear state whose only decay is such a transition is metastable. Rests on Theorems 107.52 and 107.74.
Derives Corollary 107.75. From Equations (107.83) and (107.86), for \(A=125\) and \(E_{\gamma}=1\,\mathrm{MeV}\) the rates are \(2.6\times 10^{15}\), \(4.6\times 10^{10}\), \(5.3\times 10^{5}\) and \(4.2\times 10^{0}\,/\mathrm{s}\) for \(L=1,2,3,4\): a factor near \(10^{5}\) per unit of \(L\), which is \((kR)^{2}\) combined with the falling numerical coefficient. A \(4^{+}\) state lying just above a \(0^{+}\) ground state therefore lives of order a second rather than a femtosecond. The islands of isomerism sit just below the magic numbers, where Table 107.4 places levels of very different \(j\) next to one another — \(1g_{9/2}\) beside \(2p_{1/2}\) below \(Z\) or \(N=50\), \(1h_{11/2}\) beside \(3s_{1/2}\) below \(82\) — so that the lowest available transition has \(\Delta J=4\) or \(5\). That the isomer islands are found exactly where the shell model puts high-\(j\) intruders is a further confirmation of Theorem 107.52 that uses no binding energies at all.
∎A nucleus may also give its energy directly to an atomic electron, which leaves with kinetic energy \(E_{\gamma}-B_{e}\) — a line, not a continuum, and historically the first clue that the continuous \(\beta\) spectrum was a genuine puzzle rather than an instrumental artefact, since the two were seen side by side. The conversion coefficient \(\alpha_{\mathrm{IC}}=\lambda_{e}/\lambda_{\gamma}\) grows as \(Z^{3}\), grows with \(L\), and falls steeply with \(E_{\gamma}\); measuring it is a standard way of determining the multipolarity of a transition whose spins are unknown. It is not internal photoelectric absorption of an emitted photon: it happens even when Proposition 107.73 forbids photon emission outright.
A nucleus bound in a crystal can emit a gamma ray, and another such nucleus absorb it, with no energy lost to recoil, so that the line keeps the natural width set by the lifetime of the state [Moessbauer:1958]. For the \(14.4\,\mathrm{keV}\) transition of \(^{57}\mathrm{Fe}\) that width is a fraction of about \(3\times10^{-13}\) of the transition energy, and by measuring displacements of a fraction of the line the method resolved the gravitational redshift over a vertical drop of \(22.5\,\mathrm{m}\), a shift of a few parts in \(10^{15}\) [Pound:1960]. Free nuclei show no such resonance at all.
Derivation. Derives Phenomenon 107.77. A free nucleus of mass \(M\) emitting a photon of energy \(E_{\gamma}\) recoils with momentum \(E_{\gamma}/c\) and so carries away
to first order in \(E_{R}/E_{\gamma}\). The emitted quantum is thus short of the transition energy by \(E_{R}\), while an absorbing nucleus needs \(E_{R}\) more than the transition energy in order to recoil in turn: emission and absorption lines are displaced from one another by \(2E_{R}\). Resonance survives only if that displacement is small against the line width \(\Gamma\). For the \(14.4\,\mathrm{keV}\) line of \(^{57}\mathrm{Fe}\), \(Mc^{2}=53.0\,\mathrm{GeV}\) gives \(E_{R}=1.96\times 10^{-3}\,\mathrm{eV}\), whereas the mean life of \(141\,\mathrm{ns}\) gives \(\Gamma=\hbar/\tau=4.67\times 10^{-9}\,\mathrm{eV}\): the displacement exceeds the width by a factor of \(8.4\times 10^{5}\), and no resonance between free nuclei is possible. Bound in a lattice the nucleus cannot recoil by itself. A finite fraction of the transitions leave the crystal in its original vibrational state, and for those the mass appearing in Equation (107.88) is the mass of the whole crystal, which makes \(E_{R}\) utterly negligible. The line is then as narrow as the lifetime permits, and it is that narrowness, not any large signal, which gives the method its resolution:
In the Debye model of a lattice at zero temperature, the fraction of emissions that leave the crystal in its original vibrational state is
which for \(^{57}\mathrm{Fe}\) in iron, \(\Theta_{D}=470\,\mathrm{K}\), is \(f=0.93\). Rests on Phenomenon 107.77 and Equation (107.88).
Derives Proposition 107.78. The probability of a zero-phonon transition is \(f=\exp(-k^{2}\avg{x^{2}})\) with \(k=E_{\gamma}/\hbar c\) the photon wave number and \(\avg{x^{2}}\) the mean square displacement of the emitting nucleus along the photon direction — the same Debye–Waller factor that governs the intensity of a Bragg peak, a subject that belongs to Phonons and Lattice Dynamics. Both formulas are used here as stated. In the Debye model at \(T=0\), \(\avg{x^{2}}=3\hbar^{2}/(4Mk_{B}\Theta_{D})\), so \(k^{2}\avg{x^{2}}=3E_{\gamma}^{2}/(4Mc^{2}k_{B}\Theta_{D}) =3E_{R}/2k_{B}\Theta_{D}\), which is Equation (107.90). With \(k_{B}\Theta_{D}=40.5\,\mathrm{meV}\) and \(E_{R}=1.96\,\mathrm{meV}\) the exponent is \(0.073\) and \(f=0.93\). Two conditions for a usable Mössbauer isotope follow at once: a low transition energy, since \(E_{R}\propto E_{\gamma}^{2}\), and a stiff lattice, since \(f\) falls with \(\Theta_{D}\). That \(^{57}\mathrm{Fe}\) satisfies both is why essentially all Mössbauer spectroscopy uses it.
∎The Debye–Waller factor: the derivation of the zero-phonon probability \(f=\exp(-k^{2}\avg{x^{2}})\) for a harmonic lattice, and of the Debye-model zero-temperature mean square displacement \(\avg{x^{2}}=3\hbar^{2}/(4Mk_{B}\Theta_{D})\). Both are premises of the proposition above; they belong to the chapter on phonons and lattices, where they are not yet derived.
A source moved at speed \(v\) shifts the emitted line by \(\Delta E/E=v/c\), so the velocity needed to shift by one natural width is
about a tenth of a millimetre per second. The gravitational redshift over a height \(H\) is \(gH/c^{2}\), which for \(H=22.5\,\mathrm{m}\) is \(2.46\times 10^{-15}\), or \(7.6\times 10^{-3}\) of the natural width. Rests on Phenomenon 107.77 and Equation (107.89).
Derives Corollary 107.79. The first-order Doppler shift gives Equation (107.91) directly from Equation (107.89); the millimetre-per-second scale of a Mössbauer spectrometer's drive is therefore not a convenience but a consequence of the line width. For the redshift,
so Pound and Rebka had to locate the centre of a line to better than one per cent of its width, which they did by modulating the source velocity and measuring the asymmetry of the counting rate [Pound:1960]. The experiment is a test of the equivalence principle and belongs equally to The Equivalence Principle and Classical Tests; what belongs here is that the instrument is a nuclear energy level, and that its precision comes from a lifetime.
∎Fission and fusion
Fission
Hahn and Strassmann, following up Fermi's irradiation of uranium with neutrons, established by radiochemistry that one of the products is barium — an element of half the atomic number, which no known nuclear process could produce [Hahn:1939]. Meitner and Frisch identified the process as the division of the nucleus and estimated its energy release from the mass defect before any measurement of it existed [Meitner:1939].
Uranium irradiated with neutrons yields barium among its products [Hahn:1939]: the nucleus divides into two fragments of comparable mass. The energy released per division is of order \(200\,\mathrm{MeV}\) [Meitner:1939] — some eight orders of magnitude more than the few \(\mathrm{eV}\) released when the same number of atoms rearrange chemically — and the division is accompanied by two or three prompt neutrons, which is what allows the process to sustain itself. Rests on Phenomenon 107.32.
Derivation. Derives Phenomenon 107.80. The energy released is the increase in total binding energy, and it can be read straight off the curve of Phenomenon 107.32. At \(A\approx236\) the binding is about \(7.6\,\mathrm{MeV}\) per nucleon; near the fragment masses, \(A\approx100\) to \(140\), it is about \(8.5\,\mathrm{MeV}\) per nucleon [Wang:2021]. The gain is therefore
the observed order of magnitude, and — since two numbers were read off a curve — as much precision as the argument is entitled to. The same estimate says why fission is confined to the heavy end of the chart: the gain is positive only where the curve is falling, and it is worth a substantial fraction of a nucleon's binding only where it has fallen far. It says nothing about the rate, which is governed by the barrier and not by the energy release, and that is why \(^{235}\mathrm{U}\) and \(^{238}\mathrm{U}\) behave so differently under slow neutrons although their release is nearly the same.
∎| channel | energy (\(\mathrm{MeV}\)) |
|---|---|
| kinetic energy of the fragments | 168 |
| prompt neutrons | 5 |
| prompt gamma rays | 7 |
| beta particles from fragment decay | 7 |
| delayed gamma rays | 6 |
| antineutrinos (not recoverable) | 9 |
| total | 202 |
Deform a nucleus at constant volume into the spheroid \(R(\theta)=R_{0}\left[1+\alpha_{2}P_{2}(\cos\theta)\right]\). To second order in \(\alpha_{2}\) the surface and Coulomb terms of Equation (107.41) become
so the energy change on deformation is
and the sphere is unstable against spontaneous fission when
Derives Theorem 107.81. Volume conservation fixes \(R_{0}\) in terms of the equivalent spherical radius \(R\): expanding \(V=\tfrac{4\pi}{3}R_{0}^{3}\left(1+\tfrac35\alpha_{2}^{2}\right)\) to second order gives \(R_{0}=R\left(1-\tfrac15\alpha_{2}^{2}\right)\). The surface area of the deformed shape, expanded to the same order, is \(4\pi R^{2}\left(1+\tfrac25\alpha_{2}^{2}\right)\), which with \(E_{S}=4\pi R^{2}\sigma\) from Equation (107.44) gives Equation (107.93); the electrostatic energy of a uniformly charged spheroid, expanded likewise, gives Equation (107.94). The first coefficient is positive and the second negative because stretching increases the surface but moves charge apart. Subtracting the spherical values leaves Equation (107.95), and the sphere is stable if and only if the bracket is positive, which rearranges to Equation (107.96) with the coefficients Equation (107.43).
The parameter is customarily normalized as \(x=(Z^{2}/A)/(Z^{2}/A)_{\mathrm{crit}}\), and for the actinides: \(^{232}\mathrm{Th}\) has \(x=0.70\), \(^{238}\mathrm{U}\) \(x=0.71\), \(^{239}\mathrm{Pu}\) \(x=0.74\). All are stable against small deformations and all can fission, because a stable sphere is only a local minimum: the ultimate configuration, two separated fragments, lies \(200\,\mathrm{MeV}\) lower (Equation (107.92)), and between them stands a barrier that Equation (107.95) describes only near \(\alpha_{2}=0\). The full barrier requires the whole deformation energy surface, which is the calculation of Bohr and Wheeler [Bohr:1939b]; its height for the actinides is \(5\,\mathrm{MeV}\) to \(6\,\mathrm{MeV}\), small compared with the release and comparable with the neutron separation energy — which is the coincidence on which the whole subject turns.
∎The fission barrier: the deformation energy surface of the charged liquid drop beyond second order, through the saddle point to the scission configuration, giving the barrier height as a function of the fissility \(x\) and its collapse to zero as \(x\) approaches one. It belongs in Appendix A, since it requires the multipole expansion of the electrostatic energy of an arbitrary axially symmetric shape. The second-order result and the critical fissility are derived in the text.
The fission cross-section of \(^{235}\mathrm{U}\) for neutrons at \(0.025\,\mathrm{eV}\) is \(5.9\times 10^{-25}\,\mathrm{m}^{2}\); that of \(^{238}\mathrm{U}\) is immeasurably small below a neutron energy of about \(1\,\mathrm{MeV}\). The two nuclides differ by three neutrons and their fission energy releases agree within a few \(\mathrm{MeV}\). Rests on Equation (107.42) and Theorem 107.81.
Derivation. Derives Phenomenon 107.82. Capture of a neutron leaves a compound nucleus excited by exactly the neutron separation energy of the product, and it is that number, not the fission \(Q\) value, which must be compared with the barrier. From the mass evaluation [Wang:2021],
against barriers of about \(5.7\,\mathrm{MeV}\) and \(6.2\,\mathrm{MeV}\) respectively. In the first case the compound nucleus is created above its barrier and fissions promptly, with no help from the neutron's kinetic energy; in the second it is created more than a \(\mathrm{MeV}\) below, and the neutron must supply the difference.
The \(1.7\,\mathrm{MeV}\) between the two separation energies is pairing. \(^{235}\mathrm{U}\) has \(N=143\), odd, so the captured neutron completes a pair and the system gains the pairing energy of Equation (107.42); \(^{238}\mathrm{U}\) has \(N=146\), even, so the captured neutron is unpaired and gains nothing. The predicted difference is \(2a_{P}A^{-1/2}=2\times11.18/\sqrt{237} =1.45\,\mathrm{MeV}\), against the \(1.7\,\mathrm{MeV}\) observed. A term worth \(1\,\mathrm{MeV}\) in a formula whose leading term is \(3700\,\mathrm{MeV}\) therefore decides which isotope of uranium is a fuel, which is as sharp an illustration as the subject affords of why the small terms of Equation (107.41) were worth deriving.
∎Fission of \(^{235}\mathrm{U}\) emits on average \(\nu=2.4\) prompt neutrons at a mean energy near \(2\,\mathrm{MeV}\). Three facts then decide whether a chain can be sustained. Those neutrons are born fast, where the fission cross-section is small; slowing them to thermal energy raises it by the \(1/v\) law of Proposition 107.49 by some three orders of magnitude, which is what a moderator is for. But natural uranium is \(99.3\) per cent \(^{238}\mathrm{U}\), which absorbs neutrons in its capture resonances on the way down without fissioning, so the moderator must slow them in as few collisions as possible and away from the fuel — hence lumps of fuel in a lattice of graphite or heavy water, and hence enrichment. The multiplication factor \(k\) is the number of fissions in one generation per fission in the preceding one, and criticality is \(k=1\) exactly.
That last condition would be uncontrollable were it not for a detail of nuclear structure. A small fraction \(\beta\approx0.0065\) of the fission neutrons is not prompt: it is emitted seconds later by excited fragment nuclei whose neutron separation energy lies below the \(\beta\)-decay \(Q\) value of their parents, so that a \(\beta\) decay leaves a state that immediately emits a neutron. The mean generation time of the prompt neutrons is of order \(10^{-4}\,\mathrm{s}\), while these delayed neutrons arrive with the half-lives of their precursors, of order \(10\,\mathrm{s}\). A reactor held just below prompt criticality — \(k=1\) including the delayed fraction, \(k<1\) without it — therefore has an effective response time set by the precursors and not by the prompt neutrons, longer by five orders of magnitude, which is what makes mechanical control possible at all. The margin is \(\beta\), six-tenths of one per cent, and it is a nuclear-structure accident.
Taking \(200\,\mathrm{MeV}\) per fission, complete fission of one kilogram of \(^{235}\mathrm{U}\) releases
against about \(3\times 10^{7}\,\mathrm{J}/\mathrm{kg}\) for the combustion of coal: a factor of \(2.7\times 10^{6}\). The ratio is not accidental — it is the ratio of a nuclear binding energy to a chemical one, of \(1\,\mathrm{MeV}\) to \(1\,\mathrm{eV}\) — and it is the entire practical significance of this chapter.
Fusion
Fusion faces the same Coulomb barrier as \(\alpha\) decay, from the other side. Two protons at \(2\,\mathrm{fm}\) have electrostatic energy
whereas the centre of the Sun is at \(T=1.57\times 10^{7}\,\mathrm{K}\), that is \(k_{B}T=1.35\,\mathrm{keV}\) — smaller by a factor of \(530\). No classical gas at that temperature fuses at any rate whatever, and the resolution is again tunnelling, combined with the fact that a Maxwell–Boltzmann distribution has an exponential tail.
Let two nuclei of charges \(Z_{1}e\), \(Z_{2}e\) and reduced mass \(\mu\) react with cross-section
with \(S(E)\) slowly varying. In a thermal gas at temperature \(T\) the reaction rate per pair is dominated by a narrow band of energies centred on
of full width at \(1/\ee\) of the maximum
Rests on Equation (107.73).
Derivation. Derives Theorem 107.85. The exponent in Equation (107.100) is the point-Coulomb Gamow factor Equation (107.73) rewritten: with \(\eta=Z_{1}Z_{2}e^{2}/(4\pi\varepsilon_{0}\hbar v)\) and \(v=\sqrt{2E/\mu}\),
using \(e^{2}/4\pi\varepsilon_{0}\hbar=\alpha c\); the factor \(1/E\) outside is the geometric area \(\pi(\hbar/p)^{2}\propto1/E\), and everything not exponential and not geometric is collected into the astrophysical \(S\) factor \(S(E)\), which is what a laboratory measurement extrapolates to stellar energies. Here the point-Coulomb limit is the right one — unlike in Corollary 107.64, where the finite nuclear radius mattered — because the classical turning point \(b=Z_{1}Z_{2}e^{2}/4\pi\varepsilon_{0}E\) at \(E=6\,\mathrm{keV}\) is \(240\,\mathrm{fm}\), so \(\xi=R/b\approx0.01\) and the correction is a per cent.
The rate is the cross-section averaged over the Maxwell–Boltzmann distribution — whose derivation belongs to Kinetic Theory of Gases — which contributes \(\ee^{-E/k_{B}T}\) and a factor \(E\) that varies slowly. So
The two exponents pull in opposite directions — one kills large \(E\), the other kills small \(E\) — so the integrand is sharply peaked. Setting the derivative of the bracket to zero,
which is Equation (107.101). Expanding the bracket about \(E_{0}\) to second order gives a Gaussian of variance \(1/\abs{f''(E_{0})}\) with \(f''=-\tfrac34\sqrt{E_{G}}E_{0}^{-5/2}=-3/(2E_{0}k_{B}T)\), whence Equation (107.102). The construction is an evaluation by steepest descent, carried out on the real axis.
∎For two protons, \(\mu c^{2}=m_{p}c^{2}/2=469.14\,\mathrm{MeV}\) and \(Z_{1}Z_{2}=1\), so
and at the solar central temperature \(k_{B}T=1.353\,\mathrm{keV}\),
Fusion in the Sun therefore happens almost entirely between protons whose relative energy is between about \(3\,\mathrm{keV}\) and \(9\,\mathrm{keV}\) — four and a half times the mean thermal energy, in a part of the tail containing a small fraction of the protons, and still more than a hundred times below the barrier Equation (107.99). Both exponentials are essential: a purely thermal argument gives no reactions and a purely quantum one gives no temperature dependence. It is also why stellar burning is so violently temperature sensitive — the rate goes as a high power of \(T\), four for the \(pp\) chain and near twenty for the CNO cycle — which is what Stellar Structure and Nucleosynthesis turns into the stability of a star.
The net reaction \(4p\to{}^{4}\mathrm{He}+2e^{+}+2\nu_{e}\) releases
per helium nucleus, of which the neutrinos carry away on average about \(0.6\,\mathrm{MeV}\). Bethe identified the two competing routes, the \(pp\) chain and the CNO cycle [Bethe:1939], and the neutrinos predicted by the first have been detected at the rate the Sun's luminosity requires (Experiment: Neutrino Oscillations). Rests on Phenomenon 107.24 and Proposition 107.23.
Derivation. Derives Phenomenon 107.87. The energy release is the mass difference. Using atomic masses, so that the two positrons annihilate with two of the electrons already counted,
equivalently \(4m_{p}c^{2}-M_{\mathrm{nuc}} (^{4}\mathrm{He})c^{2}=25.71\,\mathrm{MeV}\) of nuclear release plus \(4m_{e}c^{2}=2.04\,\mathrm{MeV}\) from the two annihilations, minus the \(2m_{e}c^{2}\) carried into existence as positrons — the two bookkeepings agreeing, as they must.
The rate-limiting step is the first, \(p+p\to d+e^{+}+\nu_{e}\), which is a weak process: two protons cannot form a bound diproton (Phenomenon 107.24), so one of them must convert to a neutron during the collision. Its cross-section has never been measured and cannot be, being some twenty orders of magnitude below anything a laboratory can reach; it is computed from the weak coupling of Weak Interactions and the two-nucleon wave function of Proposition 107.23. That a weak interaction gates the whole chain is why the Sun burns for \(10^{10}\) years instead of exploding, and it is a rare case in which the slowness of a rate is the reason there is anybody to measure it.
The flux at the Earth follows from the luminosity alone, with no solar model. Each helium nucleus releases \(Q\) and two neutrinos, so
some sixty billion neutrinos through every square centimetre of the reader every second. That this number is right, and that the number of electron neutrinos observed was for thirty years only a third of it, is the subject of Experiment: Neutrino Oscillations.
∎Beyond helium the chart has a gap: there is no stable nuclide at \(A=5\) or \(A=8\). \(^{8}\mathrm{Be}\) is unbound against two \(\alpha\) particles by \(92\,\mathrm{keV}\) and has a half-life of \(8.2\times 10^{-17}\,\mathrm{s}\). Carbon must therefore be assembled from three \(\alpha\) particles, and a genuine three-body collision at stellar densities is far too rare. The route is two-step: the tiny equilibrium population of \(^{8}\mathrm{Be}\) maintained by \(\alpha+\alpha\rightleftharpoons{}^{8}\mathrm{Be}\) captures a third \(\alpha\), with total release
Even so the rate is far too small unless the capture is resonant. Hoyle argued that since carbon exists in quantity, \(^{12}\mathrm{C}\) must have a \(0^{+}\) state a few hundred \(\mathrm{keV}\) above the three-\(\alpha\) threshold [Hoyle:1954]; the state was then looked for and found, at an excitation energy of \(7.65\,\mathrm{MeV}\), that is \(0.38\,\mathrm{MeV}\) above threshold. It remains the clearest case in physics of a nuclear level predicted from an astronomical abundance, and the systematic account of how the rest of the chart is built — the \(s\) and \(r\) neutron-capture processes, the \(\alpha\) ladder, the iron peak — is [Burbidge:1957] [Cameron:1957], developed in Stellar Structure and Nucleosynthesis.
The reaction easiest to arrange on Earth is \(d+t\to{}^{4}\mathrm{He}+n\), with
shared by momentum conservation in the inverse ratio of the masses: \(3.5\,\mathrm{MeV}\) to the \(\alpha\) particle and \(14.1\,\mathrm{MeV}\) to the neutron. Per unit mass of a one-to-one \(d\)–\(t\) mixture the release is \(3.4\times 10^{14}\,\mathrm{J}/\mathrm{kg}\), four times the fission value Equation (107.98). It is favoured not for that but for its \(S\) factor, which is enhanced by a broad resonance in \(^{5}\mathrm{He}\) just above threshold, and the practical operating point is near \(T=1.5\times 10^{8}\,\mathrm{K}\), where Equation (107.101) with \(\mu c^{2}=1125\,\mathrm{MeV}\) gives \(E_{G}=1.18\,\mathrm{MeV}\) and a Gamow peak at \(E_{0}=37\,\mathrm{keV}\). That the \(\alpha\) particle is charged and the neutron is not divides the engineering in two: the first can be confined magnetically and heats the plasma (Plasmas and Magnetohydrodynamics), the second cannot and must be absorbed in a blanket, where it also breeds the tritium.
The heaviest nuclei
Equation (107.96) places the end of the chart at \(Z^{2}/A=50.1\). Along the observed neutron-to-proton ratio of the heaviest nuclides, \(A\approx2.5Z\), this is \(Z\approx125\); but the barrier falls to below \(1\,\mathrm{MeV}\) — comparable with the zero-point energy of the deformation mode itself — already near \(Z=106\). Rests on Equations (107.95) and (107.96).
Derives Proposition 107.90. Setting \(A=2.5Z\) in Equation (107.96) gives \(Z/2.5=50.1\), that is \(Z=125\): beyond that, a nucleus is unstable against an infinitesimal deformation and cannot exist even momentarily. Below it the barrier does not vanish but shrinks rapidly, since Equation (107.95) is the leading term of a surface that flattens as \(x\to1\); the height falls from \(6\,\mathrm{MeV}\) at \(x=0.7\) (uranium) to a fraction of a \(\mathrm{MeV}\) at \(x\approx0.9\) (\(Z\approx106\) at the same neutron-to-proton ratio). A barrier that low is transparent, and the liquid drop therefore predicts that no nuclide beyond about \(Z=106\) survives long enough to have a chemical identity.
∎Nuclides up to \(Z=118\) have been synthesized and identified, with half-lives from milliseconds to minutes — many orders of magnitude longer than Proposition 107.90 allows. Their existence is due entirely to shell corrections: the single-particle level density of Table 107.4 is low near a closed shell, which adds several \(\mathrm{MeV}\) of extra binding to the spherical shape and so restores a barrier where the drop has none. Rests on Proposition 107.90.
The shell correction: the derivation that a low single-particle level density near a closed shell adds several \(\mathrm{MeV}\) of binding relative to the smooth liquid-drop average and so restores a fission barrier — the Strutinsky shell-correction method. It belongs in Appendix A; the phenomenon above uses the statement without it.
Extrapolating Equation (107.65) past \(126\) gives \(184\) as the next neutron closure, and various mean fields put the next proton closure at \(114\), \(120\) or \(126\) — the spread being itself a measure of how far the extrapolation is being pushed, and a reminder of Remark 107.60, that a magic number is a property of a filling and not of the force. Around such a doubly closed configuration the shell correction should be largest and the half-lives longest: the predicted island of stability.
The synthesis route is fusion of a heavy target with a beam, followed by evaporation of a few neutrons; the \(Z=117\) case [Oganessian:2010] used a \(^{48}\mathrm{Ca}\) beam on a \(^{249}\mathrm{Bk}\) target, and is the standard worked example of the identification chain. A recoil separator removes the beam and the transfer products; a surviving recoil is implanted in a position-sensitive silicon detector; and the claim rests on observing, at the same position, a time-correlated sequence of \(\alpha\) decays with the right energies terminating in a known nuclide or in spontaneous fission. The identification is thus of a decay chain, not of an atom, and the statistics are correspondingly harsh — a handful of chains from weeks of irradiation.
The honest statement is that the island has not been reached. The most neutron-rich nuclides made carry \(N=177\), seven short of \(184\), and their half-lives are tens of milliseconds; every heavier isotope would require a neutron-rich projectile that no accelerator currently delivers. What has been established is that shell corrections are real and large — without them none of these nuclides would exist for a microsecond — and what has not is the size of the effect at the predicted centre. The standard textbook account of everything in this chapter is [Krane:1988].