Expansions of Lie Algebras
- The tensor product construction
- Ideals, the radical, and the Killing form
- The Takiff tower
- Gradings and resonant subalgebras
- Contraction as a degeneration of $A$
- Central charges as the top level of an expansion
- The Bacry–Lévy-Leblond cube as a lattice of algebras
- Invariant forms and why the extension is needed
- Relation to the published expansion methods
- The construction in $3{+}1$ dimensions
- Positive functionals and the Gram form
Lie Groups, Lie Algebras, and Fibre Bundles left two mechanisms side by side without saying how they are related. Section 14.4 classified the central charges an algebra may carry by the cohomology group \(H^{2}(\mathfrak{g},\R)\); Section 14.5 described how one algebra degenerates into another in a physical limit, and Theorem 14.90 listed the eleven algebras the degeneration produces from the kinematical hypotheses. What connects them is an observation, not a theorem: contraction creates the cohomology that makes a central charge possible (Proposition 14.84), and the mass of nonrelativistic mechanics is the standard example (Remark 25.15). The observation is correct but structurally unsatisfying, because it leaves the central charge looking like an accident of a limit rather than a part of the same construction.
This chapter supplies the missing structure. The whole family — the de Sitter and anti-de Sitter algebras, the Poincaré algebra, the kinematical algebras of Table 14.1, their central extensions, and the towers above them — is obtained from a single Lie algebra \(\mathfrak{g}\) by tensoring it with a commutative associative algebra \(A\). Changing \(A\) changes the resulting Lie algebra; degenerating \(A\) performs the contraction; enlarging \(A\) by one level produces the central extension. One datum, three operations that were previously three separate constructions.
Throughout, \(\mathfrak{g}\) is a finite-dimensional real Lie algebra and \(A\) is a finite-dimensional commutative associative unital \(\R\)-algebra, with unit \(1_{A}\) and Jacobson radical \(\operatorname{rad}(A)\). The symbol \(\otimes\) means \(\otimes_{\R}\), and \(\gen{v_{1},\dots,v_{n}}\) denotes the linear span of the listed generators. The spacetime dimension \(D\) is left general in the general statements; Section 15.10 instantiates every one of them at the observed \(D=4\), and each place where a claim holds only in \(D=3\) is marked as such where it occurs.
The construction of this chapter, the classification of Theorem 15.13, and the identification of central charges with the top level of a truncation (Theorem 15.34 and Corollary 15.36) follow an unpublished manuscript in preparation by one of the authors of this treatise and a collaborator [Gonzalez:2026]. That is stated here rather than buried in a citation: the reader cannot obtain the manuscript, so nothing in this chapter may rest on its authority. Every statement is therefore proved in full below or in Invariant Bilinear Forms on an Expanded Algebra, from the definitions given here; where an argument is standard commutative algebra it is marked as such and is not used for any claim about a specific algebra. The published antecedents — the Maurer–Cartan expansion [deAzcarraga:2003] and the semigroup expansion [Izaurieta:2006] — are recovered as special cases in Section 15.9, and a reader who wants a citable source for those special cases should use them.
The tensor product construction
Let \(\mathfrak{g}\) be a Lie algebra and \(A\) a commutative associative unital algebra. The tensor product Lie algebra is the vector space
equipped with the bracket determined by
for \(a,b\in A\) and \(X,Y\in\mathfrak{g}\), extended bilinearly.
Equation (15.2) is well defined on \(A\otimes\mathfrak{g}\) and makes \(\mathfrak{g}_{A}\) a Lie algebra of dimension \(\dim\mathfrak{g}_{A}=(\dim A)(\dim\mathfrak{g})\). In a basis \(\set{e_{\alpha}}\) of \(A\) with \(e_{\alpha}e_{\beta} =\mu_{\alpha\beta}{}^{\gamma}e_{\gamma}\) and a basis \(\set{T_{a}}\) of \(\mathfrak{g}\) with \(\comm{T_{a}}{T_{b}}=C_{ab}{}^{c}T_{c}\), the structure constants factorise:
Rests on Definition 15.3.
Derivation. Derives Theorem 15.4. Well-definedness. The assignment \((a,X,b,Y)\mapsto(ab)\otimes\comm{X}{Y}\) is linear in each of its four arguments, because multiplication in \(A\) and the bracket of \(\mathfrak{g}\) are bilinear. A multilinear map factors uniquely through the tensor product in each pair of arguments, so it descends to a bilinear map \(\mathfrak{g}_{A}\times\mathfrak{g}_{A}\to\mathfrak{g}_{A}\), which is Equation (15.2). Substituting basis elements gives Equation (15.3), and the dimension count is that of a tensor product of vector spaces.
Antisymmetry. Using commutativity of \(A\) and antisymmetry of the bracket of \(\mathfrak{g}\),
Both hypotheses are used, and only these: associativity plays no part here.
Jacobi identity. Applying Equation (15.2) twice,
Because \(A\) is associative and commutative, the three products obtained by cycling \((a,X)\to(b,Y)\to(c,Z)\to(a,X)\) are equal,
so the common factor comes out of the cyclic sum of Equation (15.4):
the parenthesis vanishing by the Jacobi identity of \(\mathfrak{g}\). Since elementary tensors span \(\mathfrak{g}_{A}\) and both sides are trilinear, the identity holds throughout \(\mathfrak{g}_{A}\).
∎Equation (15.3) is the point of the construction. Every structure constant of \(\mathfrak{g}_{A}\) is a product of one structure constant of \(A\) and one of \(\mathfrak{g}\). Consequently any question about \(\mathfrak{g}_{A}\) that is linear in the structure constants — semisimplicity, the Killing form, the invariant tensors, the effect of a limit — separates into a question about \(A\) and a question about \(\mathfrak{g}\). Keeping \(\mathfrak{g}\) fixed and varying \(A\) generates the families studied below.
Let \(f:A\to A'\) be a homomorphism of commutative associative unital algebras. Then
is a homomorphism of Lie algebras, with kernel \(\ker(f)\otimes\mathfrak{g}\), surjective whenever \(f\) is. Rests on Definition 15.3 and Theorem 15.4.
Derivation. Derives Proposition 15.6. On elementary tensors,
using that \(f\) is multiplicative; both sides are bilinear, so the identity extends. The kernel is \(\ker(f)\otimes\mathfrak{g}\) because tensoring the exact sequence \(0\to\ker f\to A\to\im f\to0\) with a vector space over a field is exact; surjectivity is inherited for the same reason.
∎Proposition 15.6 is the engine of the rest of the chapter: every relation between two algebras \(A\) and \(A'\) becomes a relation between the Lie algebras \(\mathfrak{g}_{A}\) and \(\mathfrak{g}_{A'}\), at no extra cost.
Ideals, the radical, and the Killing form
If \(I\subseteq A\) is an ideal of \(A\), then \(I\otimes\mathfrak{g}\) is a Lie ideal of \(\mathfrak{g}_{A}\). In particular \(\mathfrak{g}_{A}\) can be simple only if \(A\) is a field. Rests on Definition 15.3 and Theorem 15.4.
Derivation. Derives Proposition 15.7. For \(u\in I\), \(b\in A\) and \(X,Y\in\mathfrak{g}\), \(\comm{u\otimes X}{b\otimes Y}=(ub)\otimes\comm{X}{Y}\) with \(ub\in I\), because an ideal absorbs multiplication. Bilinearity extends the containment, so \(\comm{I\otimes\mathfrak{g}}{\mathfrak{g}_{A}}\subseteq I\otimes\mathfrak{g}\). If \(A\) is not a field it has a proper nonzero ideal \(I\), and then \(I\otimes\mathfrak{g}\) is a proper nonzero ideal of \(\mathfrak{g}_{A}\).
∎Let \(J=\operatorname{rad}(A)\), nilpotent with \(J^{N+1}=0\). Then \(J\otimes\mathfrak{g}\) is a solvable ideal of \(\mathfrak{g}_{A}\). If moreover \(\mathfrak{g}\) is perfect, \(\comm{\mathfrak{g}}{\mathfrak{g}}=\mathfrak{g}\), the \(k\)-th derived algebra of \(J\otimes\mathfrak{g}\) is exactly \(J^{2^{k}}\otimes\mathfrak{g}\). Rests on Proposition 15.7 and Definition 15.3.
Derivation. Derives Proposition 15.8. Write \(\mathfrak{s}=J\otimes\mathfrak{g}\), an ideal by Proposition 15.7. By Equation (15.2),
so by induction \(\mathfrak{s}^{(k)}\subseteq J^{2^{k}}\otimes\mathfrak{g}\). Choosing \(k\) with \(2^{k}>N\) gives \(J^{2^{k}}=0\) and hence \(\mathfrak{s}^{(k)}=0\): \(\mathfrak{s}\) is solvable. When \(\mathfrak{g}\) is perfect the second inclusion in Equation (15.6) is an equality, and the first is too, because \(J^{2m}\) is spanned by products \(uv\) with \(u,v\in J^{m}\); the induction then gives equality at every step.
∎The Killing form of \(\mathfrak{g}_{A}\) factorises as cleanly as the structure constants, and that turns the two propositions above into a criterion.
For \(x\in A\) let \(L_{x}:A\to A\) be multiplication by \(x\). The trace functional and the trace form of \(A\) are
Let \(\kappa_{\mathfrak{g}}\) be the Killing form of \(\mathfrak{g}\) and \(\kappa_{A}\) that of \(\mathfrak{g}_{A}\). Then
and \(\kappa_{A}\) is nondegenerate if and only if both the trace form of \(A\) and the Killing form of \(\mathfrak{g}\) are nondegenerate. Rests on Definitions 15.3 and 15.9.
Derivation. Derives Theorem 15.10. By Equation (15.2), the adjoint action of \(a\otimes X\) sends \(c\otimes Z\) to \((ac)\otimes\comm{X}{Z}\), that is
as an operator on \(A\otimes\mathfrak{g}\). Composing two of them,
where \(L_{a}L_{b}=L_{ab}\) is associativity of \(A\). The trace of a tensor product of operators is the product of the traces, which gives Equation (15.8).
For the second statement, Equation (15.8) exhibits \(\kappa_{A}\) as the tensor product of the bilinear forms \((\cdot,\cdot)_{A}\) on \(A\) and \(\kappa_{\mathfrak{g}}\) on \(\mathfrak{g}\). A tensor product of two bilinear forms is nondegenerate exactly when both factors are: in bases its Gram matrix is the Kronecker product of the two Gram matrices, of determinant \((\det G_{A})^{\dim\mathfrak{g}}(\det G_{\mathfrak{g}})^{\dim A}\).
∎\(\mathfrak{g}_{A}\) is semisimple if and only if \(\mathfrak{g}\) is semisimple and the trace form of \(A\) is nondegenerate. For a finite-dimensional commutative \(\R\)-algebra the latter holds exactly when \(A\cong\R^{r}\times\C^{s}\). Rests on Theorem 15.10 and Lemma 15.12.
Derivation. Derives Corollary 15.11. Cartan's criterion states that a finite-dimensional Lie algebra over a field of characteristic zero is semisimple if and only if its Killing form is nondegenerate; apply it to both sides of Theorem 15.10. For the last sentence: if \(x\in\operatorname{rad}(A)\) is nilpotent then \(L_{xy}\) is nilpotent for every \(y\), so \(\tau_{A}(xy)=0\) and \(x\) lies in the radical of the trace form; conversely \(\R^{r}\times\C^{s}\) has trace form \(\diag(1,\dots,1)\) on the real factors and, on each complex factor in the basis \(\set{1,\ii}\), the Gram matrix
both nondegenerate. The identification of the radical-free case with \(\R^{r}\times\C^{s}\) is Lemma 15.12.
∎Every finite-dimensional commutative associative unital \(\R\)-algebra decomposes uniquely as a finite direct product
of local algebras \(A_{i}\), that is, algebras with a unique maximal ideal \(\mathfrak{m}_{i}\), which is nilpotent. The decomposition is implemented by a partition \(1_{A}=\pi_{1}+\cdots+\pi_{k}\) into orthogonal idempotents. When every \(\mathfrak{m}_{i}=0\) the factors are fields, hence copies of \(\R\) or \(\C\), and \(A\cong\R^{r}\times\C^{s}\). Rests on Notation 15.1 and Theorem 8.19.
Derivation. Derives Lemma 15.12. The argument is elementary commutative algebra and uses nothing else from this chapter. Write \(n=\dim A<\infty\) and assume \(A\neq0\).
Step 1: the nilpotents form a nilpotent ideal. Let \(N\subseteq A\) be the set of nilpotent elements. If \(u^{r}=v^{t}=0\) then \((u+v)^{r+t-1}=0\), since every term of the binomial expansion — which is available because \(A\) is commutative — carries either \(u^{r}\) or \(v^{t}\); and \((cu)^{r}=c^{r}u^{r}=0\) for every \(c\in A\). So \(N\) is an ideal. Pick a basis \(u_{1},\dots,u_{d}\) of \(N\), necessarily consisting of nilpotents, with \(u_{i}^{r_{i}}=0\), and set \(M:=1+\sum_{i}(r_{i}-1)\). Then \(N^{M}\) is spanned by products of \(M\) of the \(u_{i}\), and in any such product some \(u_{i}\) occurs at least \(r_{i}\) times; hence
Step 2: either \(A\) is local, or it splits. Fix \(a\in A\) and let \(p\in\R[X]\) be its minimal polynomial, the monic generator of the kernel of the evaluation \(\R[X]\to A\), \(X\mapsto a\); that kernel is nonzero because \(1,a,\dots,a^{n}\) are \(n+1\) vectors in an \(n\)-dimensional space. Factor \(p=p_{1}^{e_{1}}\cdots p_{s}^{e_{s}}\) into powers of distinct monic irreducibles of \(\R[X]\), and write \(q_{i}:=p/p_{i}^{e_{i}}\).
Suppose \(s\ge2\). The \(q_{i}\) have no common irreducible factor, so there are \(f_{i}\in\R[X]\) with \(\sum_{i}f_{i}q_{i}=1\); put \(\pi_{i}:=(f_{i}q_{i})(a)\). Then \(\sum_{i}\pi_{i}=1_{A}\); for \(i\neq j\) the product \(f_{i}q_{i}f_{j}q_{j}\) is divisible by \(p\), so \(\pi_{i}\pi_{j}=0\), and multiplying \(\sum_{j}\pi_{j}=1_{A}\) by \(\pi_{i}\) gives \(\pi_{i}^{2}=\pi_{i}\). No \(\pi_{i}\) vanishes: \(f_{i}q_{i}\equiv1\) modulo \(p_{i}^{e_{i}}\), because every other summand of \(\sum_{j}f_{j}q_{j}=1\) is divisible by \(p_{i}^{e_{i}}\); if \(\pi_{i}=0\) then \(p\), hence \(p_{i}^{e_{i}}\), would divide \(f_{i}q_{i}\), forcing \(p_{i}^{e_{i}}\) to divide \(1\). So the \(\pi_{i}\) are nonzero orthogonal idempotents summing to \(1_{A}\), the sum \(A=\bigoplus_{i}\pi_{i}A\) is direct (multiply a vanishing sum by \(\pi_{j}\)), and \(\pi_{i}A\cdot\pi_{j}A=0\) for \(i\neq j\): \(A\) is the product of the algebras \(\pi_{i}A\), each unital with unit \(\pi_{i}\) and each of dimension strictly less than \(n\).
Suppose instead that \(s=1\) for every \(a\in A\), so that each minimal polynomial is \(p_{1}^{e_{1}}\) with \(p_{1}\) irreducible. If \(p_{1}=X\) then \(a^{e_{1}}=0\) and \(a\in N\). Otherwise \(p_{1}(0)\neq0\) — an irreducible real polynomial with vanishing constant term is a multiple of \(X\) — so \(p\) has constant term \(c_{0}=p_{1}(0)^{e_{1}} \neq0\); writing \(p(X)=Xg(X)+c_{0}\) and evaluating at \(a\) gives \(a\cdot\left(-g(a)/c_{0}\right)=1_{A}\), so \(a\) is invertible. Thus every element is nilpotent or invertible. A nilpotent is not invertible, since \(a^{r}=0\) and \(ab=1_{A}\) would give \(1_{A}=(ab)^{r}=a^{r}b^{r}=0\); hence \(N\) is exactly the set of non-units. An ideal that contains every non-unit and consists of non-units is the unique maximal ideal, so \(A\) is local with \(\mathfrak{m}=N\), nilpotent by Equation (15.11).
Step 3: induction. If \(\dim A=1\) then \(A=\R\,1_{A}\) is a field, hence local with \(\mathfrak{m}=0\). If \(\dim A>1\), Step 2 either makes \(A\) local or splits it into factors of strictly smaller dimension, to which the inductive hypothesis applies. An idempotent of a factor is an idempotent of \(A\), and idempotents belonging to different factors are orthogonal, so the partitions of the units compose into a single partition \(1_{A}=\pi_{1}+\cdots+\pi_{k}\) with \(A_{i}=\pi_{i}A\) local.
Step 4: uniqueness. A local algebra has no idempotents but \(0\) and its unit: if \(e^{2}=e\) then \(e\) is a unit, whence \(e=1\) after multiplying \(e^{2}=e\) by \(e^{-1}\), or \(e\) is nilpotent, whence \(e=e^{m}=0\). Let \(1_{A}=\sum_{i}\pi_{i}=\sum_{j}\rho_{j}\) be the unit partitions of two decompositions into local factors. Each \(\pi_{i} \rho_{j}\) is an idempotent lying in \(\pi_{i}A\) and in \(\rho_{j}A\), so it is \(0\) or \(\pi_{i}\), and \(0\) or \(\rho_{j}\). Since \(\sum_{j}\pi_{i}\rho_{j}=\pi_{i}\neq0\), at least one \(j\) gives \(\pi_{i}\rho_{j}=\pi_{i}=\rho_{j}\); a second such \(j'\) is impossible, because then \(\pi_{i}=\pi_{i}\rho_{j}\) multiplied by \(\rho_{j'}\) would give \(\pi_{i}\rho_{j'}=\pi_{i}\rho_{j}\rho_{j'}=0\). The two partitions therefore coincide up to order, and with them the factors.
Step 5: the radical-free case. Suppose \(\mathfrak{m}_{i}=0\). Then the non-units of \(A_{i}\) are \(0\) alone, so \(A_{i}\) is a field \(K\), finite dimensional over \(\R\,1_{K}\cong\R\). For \(b\in K\) the minimal polynomial \(p_{b}\) is irreducible: a factorisation \(p_{b}=gh\) into nonconstant factors would give \(g(b)h(b)=0\) in a field, hence \(g(b)=0\) or \(h(b)=0\), contradicting minimality. By the fundamental theorem of algebra (Theorem 8.19) a real polynomial splits over \(\C\) into linear factors, and its non-real roots occur in conjugate pairs; pairing those factors gives a factorisation into real factors of degree \(1\) and \(2\), so an irreducible real polynomial has degree at most \(2\). If \(K\neq\R\,1_{K}\), choose \(b\in K\) outside \(\R\,1_{K}\): its minimal polynomial is an irreducible quadratic, and \(\R[b]\cong\R[X]/(p_{b})\cong\C\). Every \(c\in K\) then has a minimal polynomial over that copy of \(\C\) which is irreducible in \(\C[X]\), hence linear by Theorem 8.19, so \(c\in\R[b]\) and \(K\cong\C\). Otherwise \(K\cong\R\). Collecting the factors gives \(A\cong\R^{r}\times\C^{s}\).
∎Let \(\mathfrak{g}\) be semisimple and \(A\) a finite-dimensional commutative associative unital \(\R\)-algebra with Artin decomposition Equation (15.10). Then
and the summands fall into two branches.
-
Semisimple branch. If \(A_{i}\) is a field then \(\mathfrak{g}_{A_{i}}\cong\mathfrak{g}\) when \(A_{i}\cong\R\), and \(\mathfrak{g}_{A_{i}}\cong\C\otimes_{\R}\mathfrak{g}\), the complexification regarded as a real Lie algebra, when \(A_{i}\cong\C\). Both are semisimple.
-
Local branch. If \(A_{i}\) has nonzero maximal ideal \(\mathfrak{m}_{i}\) then \(\mathfrak{g}_{A_{i}}\) is not semisimple, its solvable radical is exactly \(\mathfrak{m}_{i}\otimes\mathfrak{g}\), and the quotient by that radical is \(\mathfrak{g}_{A_{i}/\mathfrak{m}_{i}}\), semisimple by branch (1).
The isomorphism class of \(\mathfrak{g}_{A}\) is therefore determined by those of \(A\) and \(\mathfrak{g}\). Rests on Definition 15.3, Lemma 15.12, Proposition 15.8, Proposition 15.6 and Corollary 15.11.
Derivation. Derives Theorem 15.13. The splitting. With the orthogonal idempotents of Lemma 15.12, \(\pi_{i}\pi_{j}=\delta_{ij}\pi_{i}\), so Equation (15.2) gives
so the subspaces \(\pi_{i}A\otimes\mathfrak{g}=\mathfrak{g}_{A_{i}}\) are mutually commuting ideals whose sum is \(\mathfrak{g}_{A}\), which is Equation (15.12).
Branch (1). If \(A_{i}\cong\R\) then \(A_{i}\otimes\mathfrak{g}\cong \mathfrak{g}\) with the same bracket, since \(1\cdot1=1\). If \(A_{i}\cong\C\) then \(A_{i}\otimes_{\R}\mathfrak{g}\) is by definition the complexification of \(\mathfrak{g}\), a real Lie algebra of twice the dimension. Both are semisimple by Corollary 15.11, the trace forms of \(\R\) and \(\C\) over \(\R\) being nondegenerate as computed there.
Branch (2). By Proposition 15.8, \(\mathfrak{m}_{i}\otimes\mathfrak{g}\) is a nonzero solvable ideal, so \(\mathfrak{g}_{A_{i}}\) is not semisimple. Applying Proposition 15.6 to the quotient map \(A_{i}\to A_{i}/\mathfrak{m}_{i}\) gives a surjection \(\mathfrak{g}_{A_{i}}\to\mathfrak{g}_{A_{i}/\mathfrak{m}_{i}}\) with kernel \(\mathfrak{m}_{i}\otimes\mathfrak{g}\). Since \(A_{i}\) is local, \(A_{i}/\mathfrak{m}_{i}\) is a field, so the image is semisimple by branch (1) and its own radical is zero. Any solvable ideal of \(\mathfrak{g}_{A_{i}}\) therefore maps into that zero radical, hence lies in \(\mathfrak{m}_{i}\otimes\mathfrak{g}\); together with the solvability of \(\mathfrak{m}_{i}\otimes\mathfrak{g}\) itself this identifies the radical exactly.
∎The Takiff tower
The single most important family of algebras \(A\) is the truncated polynomial ring, because truncation is what a physical limit does to an expansion parameter.
For \(N\ge0\) set
the commutative algebra with basis \(\set{1,\varepsilon,\dots,\varepsilon^{N}}\) and \(\varepsilon^{i}\varepsilon^{j}=\varepsilon^{i+j}\) for \(i+j\le N\), zero otherwise. The associated Lie algebra
is the \(N\)-th Takiff algebra of \(\mathfrak{g}\) [Takiff:1971]. Its elements are written \(X^{(i)}:=\varepsilon^{i}\otimes X\), the level-\(i\) copy of \(X\). Rests on Definition 15.3.
In \(\mathfrak{g}\gen{N}\),
so \(\dim\mathfrak{g}\gen{N}=(N+1)\dim\mathfrak{g}\), level \(0\) is a subalgebra isomorphic to \(\mathfrak{g}\), and \(\bigoplus_{i\ge1}\varepsilon^{i}\otimes\mathfrak{g}\) is a nilpotent ideal. Rests on Definition 15.14, Definition 15.3 and Proposition 15.8.
Derivation. Derives Proposition 15.15. The bracket is Equation (15.2) with \(a=\varepsilon^{i}\), \(b=\varepsilon^{j}\) and the multiplication table of \(A_{N}\). Level \(0\) is \(1\otimes\mathfrak{g}\), closed because \(1\cdot1=1\), and \(X\mapsto X^{(0)}\) is an isomorphism onto it. The maximal ideal \(\mathfrak{m}=(\varepsilon)\) of \(A_{N}\) satisfies \(\mathfrak{m}^{N+1}=0\), so \(\mathfrak{m}\otimes\mathfrak{g}\) is a nilpotent, in particular solvable, ideal by Proposition 15.8.
∎Take any \(\mathfrak{g}\) and write \(J:=X^{(0)}\), \(P:=X^{(1)}\), \(Z:=X^{(2)}\), \(B:=X^{(3)}\) for the successive levels of a generator \(X\). Then Equation (15.15) gives
each vanishing when its level exceeds \(N\). At \(N=1\) the level-\(1\) sector is abelian; at \(N=2\) one has \(\comm{P}{P'}=Z\) but \(\comm{P}{Z'}=0\), which for \(\mathfrak{g}\) the Lorentz algebra is the Maxwell algebra [Bacry:1970] [Schrader:1972], in which \(Z_{ab}\) is the algebraic image of a constant electromagnetic field strength; at \(N=3\) the bracket \(\comm{P}{Z'}=B\) reopens and the algebra is the one called \(\mathfrak{B}\) in the gauge-gravity literature. The tower continues for every \(N\). Rests on Proposition 15.15.
Proposition 14.84 recorded that a contraction preserves the dimension of the algebra. The passage \(\mathfrak{g}\to\mathfrak{g}\gen{N}\) does not: it multiplies the dimension by \(N+1\). The two operations are therefore different, and the word expansion is used for the second. What Section 15.5 shows is that a contraction is a degeneration of \(A\) at fixed dimension of \(A\), whereas an expansion enlarges \(A\). Confusing them is the commonest error in this subject.
Gradings and resonant subalgebras
The Takiff algebra puts a full copy of \(\mathfrak{g}\) at every level. Physically one wants less: the boosts at one level and the rotations at another. The mechanism that permits a consistent choice is a grading.
A \(\Z_{2}\)-grading of \(\mathfrak{g}\) is a vector-space decomposition \(\mathfrak{g}=V_{0}\oplus V_{1}\) with
The pair \((V_{0},V_{1})\) is then a symmetric coset decomposition, \(V_{0}\) being a subalgebra.
Let \(\mathfrak{g}=V_{0}\oplus V_{1}\) be a \(\Z_{2}\)-grading and let \(\theta\) act as \(+1\) on \(V_{0}\) and \(-1\) on \(V_{1}\). Then \(\theta\) is an involutive automorphism of \(\mathfrak{g}\), and
If \(\kappa_{\mathfrak{g}}\) is nondegenerate on \(\mathfrak{g}\), its restrictions to \(V_{0}\) and to \(V_{1}\) are nondegenerate. Rests on Definition 15.18.
Derivation. Derives Lemma 15.19. For \(X\in V_{i}\), \(Y\in V_{j}\) one has \(\comm{X}{Y}\in V_{i+j}\) by Equation (15.17), so \(\theta\comm{X}{Y}=(-1)^{i+j}\comm{X}{Y} =\comm{(-1)^{i}X}{(-1)^{j}Y}=\comm{\theta X}{\theta Y}\): \(\theta\) is an automorphism, and \(\theta^{2}=\id\). The Killing form is invariant under every automorphism, so for \(X\in V_{0}\), \(Y\in V_{1}\),
which forces Equation (15.18) in characteristic zero. If \(X\in V_{0}\) satisfies \(\kappa_{\mathfrak{g}}(X,V_{0})=0\) then by Equation (15.18) also \(\kappa_{\mathfrak{g}}(X,V_{1})=0\), so \(X\) lies in the radical of \(\kappa_{\mathfrak{g}}\) and vanishes; likewise for \(V_{1}\).
∎Let \(\sigma\) denote a \(\Z_{2}\)-grading \(\mathfrak{g}=V_{0}\oplus V_{1}\) and let \([k]\in\set{0,1}\) be the parity of \(k\). The resonant subspace of \(\mathfrak{g}\gen{N}\) is
that is: even levels carry \(V_{0}\), odd levels carry \(V_{1}\). Rests on Definitions 15.14 and 15.18.
\(\mathfrak{R}_{N}^{\sigma}\) is a Lie subalgebra of \(\mathfrak{g}\gen{N}\), of dimension
Rests on Definition 15.20, Proposition 15.15 and Definition 15.18.
Derivation. Derives Proposition 15.21. Take \(X\in V_{[i]}\) and \(Y\in V_{[j]}\), so \(\varepsilon^{i}\otimes X\) and \(\varepsilon^{j}\otimes Y\) lie in \(\mathfrak{R}_{N}^{\sigma}\). By Equation (15.15) their bracket is \(\varepsilon^{i+j}\otimes\comm{X}{Y}\) when \(i+j\le N\) and zero otherwise; the zero case is trivially in the subspace. In the surviving case Equation (15.17) gives \(\comm{X}{Y}\in V_{[i]+[j]}\), and \([i]+[j]=[i+j]\) because parity is additive, so the bracket lies in \(\varepsilon^{i+j}\otimes V_{[i+j]}\subseteq\mathfrak{R}_{N}^{\sigma}\). The dimension is the number of even levels in \(\set{0,\dots,N}\) times \(\dim V_{0}\) plus the number of odd ones times \(\dim V_{1}\).
∎The gradings of the anti-de~Sitter algebra
Everything below is applied to one algebra, in every dimension.
Let \(\eta_{AB}\) have signature \((D-1,2)\) on \(\R^{D+1}\), with indices \(A,B\in\set{0,1,\dots,D-1,D}\); the index \(0\) is timelike, the indices \(i,j\in\set{1,\dots,D-1}\) are spacelike, and the extra index \(D\) is timelike, \(\eta_{DD}=-1\). The generators \(J_{AB}=-J_{BA}\) satisfy Equation (14.90). Split them as
This is the generator set of Theorem 14.90, with \(K_{i}=G_{i}\) there. Rests on Equation (14.90).
With Notation 15.22 and \(\eta_{ij}=\delta_{ij}\), \(\eta_{00}=-1\), \(\eta_{DD}=\varsigma\) where \(\varsigma=-1\) for \(\mathfrak{so}(D-1,2)\) and \(\varsigma=+1\) for \(\mathfrak{so}(D,1)\),
with \(J_{ij}\) acting on \(G_{k}\) and \(P_{k}\) as on a vector index. In the parametrisation Equation (14.128) of Theorem 14.90 this is \((\gamma,\mu,\nu)=(1,1,\varsigma)\): all three nonzero, the anti-de Sitter row of Table 14.1 for \(\varsigma=-1\) and the de Sitter row for \(\varsigma=+1\). Rests on Notation 15.22, Equation (14.90) and Equation (14.128).
Derivation. Derives Proposition 15.23. Each bracket is Equation (14.90) with the indices substituted. For instance
using \(J_{DD}=0\) and \(\eta_{iD}=\eta_{jD}=0\); and
The remaining four are the same computation. The identification of \((\gamma,\mu,\nu)\) is read off by comparing with Equation (14.128), whose second and third relations are \(\comm{G_{i}}{H}=\mu P_{i}\) and \(\comm{P_{i}}{H}=\nu G_{i}\).
∎Four splittings of \(\set{J_{ij},G_{i},H,P_{i}}\) are relevant:
Rests on Notation 15.22.
The first three of Equation (15.24) satisfy Equation (15.17); the fourth does not. Rests on Definition 15.24, Definition 15.18 and Proposition 15.23.
Derivation. Derives Proposition 15.25. Read Equations (15.22) and (15.23). For \(\sigma_{\mathrm{st}}\), the set \(V_{0}=\gen{J_{ij},G_{i}}\) is the Lorentz subalgebra, so \(\comm{V_{0}}{V_{0}}\subseteq V_{0}\); \(\comm{G_{i}}{H}=P_{i}\) and \(\comm{J}{P}\sim P\) give \(\comm{V_{0}}{V_{1}}\subseteq V_{1}\); and \(\comm{P_{i}}{P_{j}}=-\varsigma J_{ij}\), \(\comm{P_{i}}{H}=\varsigma G_{i}\) give \(\comm{V_{1}}{V_{1}}\subseteq V_{0}\).
For \(\sigma_{\mathrm{ss}}\): \(\comm{J}{J}\sim J\) and \(\comm{J_{ij}}{H}=0\) close \(V_{0}\); \(\comm{J}{G}\sim G\), \(\comm{J}{P}\sim P\), \(\comm{H}{G_{i}}=-P_{i}\) and \(\comm{H}{P_{i}}=-\varsigma G_{i}\) keep \(\comm{V_{0}}{V_{1}}\) in \(V_{1}\); and \(\comm{G_{i}}{G_{j}}=J_{ij}\), \(\comm{G_{i}}{P_{j}}=\delta_{ij}H\), \(\comm{P_{i}}{P_{j}}=-\varsigma J_{ij}\) all land in \(V_{0}\).
For \(\sigma_{\mathrm{sT}}\): \(\comm{P_{i}}{P_{j}}=-\varsigma J_{ij}\) closes \(V_{0}\); \(\comm{P_{i}}{H}=\varsigma G_{i}\) and \(\comm{P_{j}}{G_{i}}=-\delta_{ij}H\) send \(\comm{V_{0}}{V_{1}}\) into \(V_{1}\); and \(\comm{G_{i}}{G_{j}}=J_{ij}\), \(\comm{G_{i}}{H}=P_{i}\) land in \(V_{0}\).
For \(\sigma_{\mathrm{gen}}\) the third condition fails at once: \(\comm{G_{i}}{P_{j}}=\delta_{ij}H\in V_{1}\), not \(V_{0}\).
∎Contraction as a degeneration of $A$
Let \(\mathfrak{g}=V_{0}\oplus V_{1}\) be a \(\Z_{2}\)-grading and let \(U(\lambda)\) act as the identity on \(V_{0}\) and as multiplication by \(\lambda\) on \(V_{1}\). Then the Inönü–Wigner limit Equation (14.125) exists, and the contracted algebra \(\mathfrak{g}_{0}\) is isomorphic to the resonant subalgebra at \(N=1\),
Rests on Definition 15.18, Equation (14.125), Definition 15.20 and Proposition 15.15.
Derivation. Derives Proposition 15.26. Compute the three cases of Equation (14.125) using Equation (15.17). For \(X,X'\in V_{0}\) the map \(U(\lambda)\) is the identity on the arguments and, since \(\comm{X}{X'}\in V_{0}\), on the result too, so \(U^{-1}\comm{UX}{UX'}=\comm{X}{X'}\), independent of \(\lambda\). For \(X\in V_{0}\), \(Y\in V_{1}\) we have \(\comm{X}{Y}\in V_{1}\), so
again independent of \(\lambda\). For \(Y,Y'\in V_{1}\) we have \(\comm{Y}{Y'}\in V_{0}\), on which \(U^{-1}\) acts trivially, so
The limit exists and \(\mathfrak{g}_{0}\) has the brackets of \(\mathfrak{g}\) except that \(\comm{V_{1}}{V_{1}}=0\).
Define \(\varphi:\mathfrak{g}_{0}\to\mathfrak{R}_{1}^{\sigma}\) by \(\varphi(X)=1\otimes X\) for \(X\in V_{0}\) and \(\varphi(Y)=\varepsilon\otimes Y\) for \(Y\in V_{1}\), extended linearly; it is a linear bijection, both spaces having dimension \(\dim V_{0}+\dim V_{1}\). It is a homomorphism by Equation (15.15): the \(V_{0}\)–\(V_{0}\) bracket lands at level \(0\) with value in \(V_{0}\), the \(V_{0}\)–\(V_{1}\) bracket at level \(1\) with value in \(V_{1}\), and the \(V_{1}\)–\(V_{1}\) bracket at level \(2>1\), hence zero — matching the three cases just computed.
∎Applying Proposition 15.26 to \(\mathfrak{so}(D-1,2)\) with the space–time grading \(\sigma_{\mathrm{st}}\) gives the Poincaré algebra \(\mathfrak{iso}(D-1,1)\) of Equation (14.99); applying it to \(\mathfrak{iso}(D-1,1)\) with the speed–space grading \(\sigma_{\mathrm{ss}}\) gives the Galilei algebra. These are the two contractions of Example 14.89. Rests on Proposition 15.26, Definition 15.24, Proposition 15.23 and Equation (14.99).
Derivation. Derives Corollary 15.27. For \(\sigma_{\mathrm{st}}\), Proposition 15.26 sets \(\comm{V_{1}}{V_{1}}=0\), that is \(\comm{P_{i}}{P_{j}}= \comm{P_{i}}{H}=0\) by Equation (15.23), leaving the Lorentz algebra acting on an abelian ideal of translations: this is Equation (14.99). For \(\sigma_{\mathrm{ss}}\) applied to the resulting Poincaré algebra, \(\comm{V_{1}}{V_{1}}=0\) now reads \(\comm{G_{i}}{G_{j}}=\comm{G_{i}}{P_{j}}=\comm{P_{i}}{P_{j}}=0\) while \(\comm{G_{i}}{H}=P_{i}\) survives, which is the Galilei algebra \((\gamma,\mu,\nu)=(0,1,0)\) of Table 14.1.
∎The curvature parameter lives in $A$
For \(t\in\R\) let
a two-dimensional commutative unital algebra. Then
and only the third is non-semisimple: the trace form of \(A^{(t)}\) has determinant \(4t\) in the basis \(\set{1,x}\). Rests on Definition 15.9 and Corollary 15.11.
Derivation. Derives Proposition 15.28. \(t>0\). Put \(\pi_{\pm}:=\tfrac{1}{2}(1\pm x/\sqrt{t})\). Using \(x^{2}=t\),
and \(\pi_{+}+\pi_{-}=1\): two orthogonal idempotents, so \(A^{(t)}\) splits into two copies of \(\R\).
\(t<0\). Put \(\jmath:=x/\sqrt{-t}\); then \(\jmath^{2}=x^{2}/(-t)=-1\), so \(\R[\jmath]\cong\C\), and \(A^{(t)}\cong\C\) by dimension count.
\(t=0\). The relation is \(x^{2}=0\): the dual numbers verbatim.
For the trace form, \(L_{1}=\id\) has trace \(2\), \(L_{x}\) interchanges \(1\mapsto x\mapsto tx^{0}\) and has trace \(0\), and \(L_{x^{2}}=L_{t}\) has trace \(2t\); the Gram matrix of \(\tau(ab)\) in \(\set{1,x}\) is therefore \(\diag(2,2t)\), of determinant \(4t\). Corollary 15.11 then gives semisimplicity of \(\mathfrak{g}_{A^{(t)}}\) for \(t\neq0\) and its failure at \(t=0\).
∎Let \(\mathfrak{g}=\mathfrak{so}(D-1,2)\) with the space–time grading \(\sigma_{\mathrm{st}}\) of Equation (15.24), and inside \(\mathfrak{g}_{A^{(t)}}\) consider the resonant subalgebra with respect to the basis \(\set{1,x}\) of \(A^{(t)}\),
which has the same dimension as \(\mathfrak{g}\). Then \(\mathfrak{R}^{(t)}\) is a Lie subalgebra, its brackets are those of Equations (15.22) and (15.23) with \(\varsigma\) replaced by \(-t\), and
Rests on Proposition 15.28, Definition 15.24, Definition 15.3 and Proposition 15.23.
Derivation. Derives Theorem 15.29. Closure and brackets. For \(J,\tilde{J}\in V_{0}\) and \(P,\tilde{P}\in V_{1}\) write \(J':=1\otimes J\) and \(P':=x\otimes P\). Then Equation (15.2) gives
the last using \(x^{2}=t\) together with \(\comm{V_{1}}{V_{1}}\subseteq V_{0}\). All three stay in \(\mathfrak{R}^{(t)}\), so it is a subalgebra; and since \(\comm{P}{\tilde{P}}\) is given by Equation (15.23) with \(\varsigma=-1\), the brackets of the primed generators are those of Equations (15.22) and (15.23) with \(\varsigma\) replaced by \(-t\). Explicitly
with all other brackets independent of \(t\).
The three cases. For \(t>0\) rescale \(P_{i}'\mapsto P_{i}'/\sqrt{t}\), \(H'\mapsto H'/\sqrt{t}\): an invertible change of basis which turns Equation (15.31) into \(\comm{P}{P}=J\), \(\comm{P}{H}=-G\), that is Equation (15.23) with \(\varsigma=-1\), the anti-de Sitter algebra \(\mathfrak{so}(D-1,2)\). For \(t<0\) rescale by \(\sqrt{-t}\) instead, obtaining \(\comm{P}{P}=-J\), \(\comm{P}{H}=+G\), which is Equation (15.23) with \(\varsigma=+1\): by Proposition 15.23 this is the algebra with \(\eta_{DD}=+1\), namely \(\mathfrak{so}(D,1)\). For \(t=0\) both brackets in Equation (15.31) vanish and the translations become an abelian ideal, giving \(\mathfrak{iso}(D-1,1)\) — which is also Corollary 15.27, since \(A^{(0)}\) is the algebra of dual numbers and \(\mathfrak{R}^{(0)}=\mathfrak{R}_{1}^{\sigma_{\mathrm{st}}}\).
∎Theorem 15.29 holds in every dimension because it works inside the resonant subalgebra, which has the same dimension as \(\mathfrak{g}\). The ambient algebra \(\mathfrak{g}_{A^{(t)}}\) is twice as large, and only in \(D=3\) does it coincide with a kinematical algebra: there \(\dim V_{0}=\dim V_{1}=3\), the resonant subalgebra is all of \(\mathfrak{g}_{A^{(t)}}\) up to the Hodge dualisation \(J_{ij}\leftrightarrow\epsilon_{ijk}J^{k}\), and one has the accidental isomorphisms
so that the split, complex and dual branches of Proposition 15.28 are directly the anti-de Sitter, de Sitter and Poincaré algebras of three-dimensional spacetime. In \(D=4\) this fails: \(\mathfrak{so}(3,2)\oplus\mathfrak{so}(3,2)\) is a ten-plus-ten dimensional algebra and is not a kinematical algebra at all, and the correct statement in \(3{+}1\) is the one Theorem 15.29 makes about \(\mathfrak{R}^{(t)}\). Much of the gauge-gravity literature is written in \(D=3\) precisely because of Equation (15.32), and reading its statements as dimension-independent is a mistake this treatise is careful not to make.
The (anti-)de~Sitter radius and the cosmological constant
The parameter \(t\) has a name in physics. To give it, one needs the relation between the curvature radius of a maximally symmetric spacetime and the cosmological constant, a short computation from the field equations.
Let \((M,g)\) be a \(D\)-dimensional maximally symmetric solution of the vacuum field equations with cosmological constant,
so that its Riemann tensor has the constant-curvature form
Then, for \(D>2\),
and, writing \(\abs{K}=1/\ell^{2}\) for the curvature radius \(\ell\),
the upper sign for de Sitter space (\(K>0\), isometry algebra \(\mathfrak{so}(D,1)\)) and the lower for anti-de Sitter space (\(K<0\), isometry algebra \(\mathfrak{so}(D-1,2)\)). In \(D=4\) this reads \(\Lambda=\pm3/\ell^{2}\), and in \(D=3\), \(\Lambda=\pm1/\ell^{2}\). Rests on Theorem 13.160 and Definition 13.153.
Derivation. Derives Proposition 15.31. Trace Equation (15.33) with \(g^{\mu\nu}\), using \(g^{\mu\nu}g_{\mu\nu}=D\):
valid for \(D\neq2\). Substituting back,
From Equation (15.33) (trace with \(g^{\mu\nu}\) and substitute the resulting scalar curvature back). Contracting Equation (15.34) with \(g^{\mu\rho}\),
Comparing with Equation (15.37) gives Equation (15.35), and Equation (15.36) follows on setting \(\abs{K}=1/\ell^{2}\). The isometry algebras are those of the hyperboloids \(\eta_{AB}X^{A}X^{B}=\pm\ell^{2}\) in \(\R^{D,1}\) and \(\R^{D-1,2}\) respectively, which is how \(\mathfrak{so}(D,1)\) and \(\mathfrak{so}(D-1,2)\) were introduced in Lie Groups, Lie Algebras, and Fibre Bundles.
∎With the identifications of Theorem 15.29 and Proposition 15.31,
The flat limit \(\ell\to\infty\) is the degeneration \(t\to0\) of Proposition 15.28, and the sign of the cosmological constant is minus the sign of the discriminant of the quadratic that defines \(A\). Rests on Theorem 15.29, Proposition 15.31 and Proposition 15.28.
Derivation. Derives Corollary 15.32. Theorem 15.29 makes \(\mathfrak{R}^{(t)}\) the anti-de Sitter algebra for \(t>0\) and the de Sitter algebra for \(t<0\); Proposition 15.31 attaches \(\Lambda<0\) to the first and \(\Lambda>0\) to the second, with \(\abs{\Lambda}=(D-1)(D-2)/(2\ell^{2})\) in both cases. Since the rescaling used in the proof of Theorem 15.29 sends \(\abs{t}\) to \(1\), the parameter \(t\) carries the units of \(\abs{K}=1/\ell^{2}\) and the sign that distinguishes the branches, which is Equation (15.38) once Equation (15.35) is used.
∎The cosmological constant inferred from the expansion history is positive. With the Planck values \(\Omega_{\Lambda}=0.6889(56)\) and \(H_{0}=67.66(42)\,\mathrm{km}/\mathrm{s}/\mathrm{Mpc}\) [Aghanim:2020], in \(D=4\),
a radius of about \(17\,\mathrm{Gyr}\) in light-travel terms; the independent distance-ladder determination of \(H_{0}\) [Riess:2022] moves the number by a few per cent without touching its sign. By Corollary 15.32 the observed universe therefore sits on the branch \(t<0\), whose kinematical algebra is \(\mathfrak{so}(4,1)\) — de Sitter, not the anti-de Sitter algebra \(\mathfrak{so}(3,2)\) around which most of the gauge-gravity literature is built. That is the verdict already recorded in Table 14.1, now expressed as a property of \(A\): the sign of a measured quantity selects which of the three two-dimensional commutative algebras of Proposition 15.28 describes nature.
One qualification, which the treatise insists on: Equation (15.39) is an inference from the expansion history of Evidence-Based Cosmology within a \(\Lambda\)CDM parametrisation, not a measurement of a symmetry algebra. A symmetry is measured by testing its transformations, as in Experiments: Light, the Aether, and Time. What is being claimed here is that if the asymptotic geometry is de Sitter, the algebra is \(\mathfrak{so}(4,1)\) and \(t<0\); the antecedent is observational and the consequent is a theorem. Rests on Corollary 15.32 and Proposition 15.31.
Central charges as the top level of an expansion
We come to the point of the chapter. In Section 14.4 a central extension was a choice: a class in \(H^{2}(\mathfrak{g},\R)\), imposed on the algebra from outside. Here it is not a choice but a consequence. Adding one level to the truncation adds generators, and the generators added at the top of the tower are the central charge.
Fix a \(\Z_{2}\)-grading \(\sigma\) of \(\mathfrak{g}\) and let \(\mathfrak{R}_{N}^{\sigma}\) be as in Definition 15.20. Let \(\pi_{N}:A_{N+1}\to A_{N}\) be the algebra epimorphism \(\varepsilon^{N+1}\mapsto0\). Then:
-
\(\pi_{N}\) induces a surjective Lie homomorphism \(p_{N}:\mathfrak{R}_{N+1}^{\sigma}\to\mathfrak{R}_{N}^{\sigma}\) with kernel
\begin{equation}\tag{15.40} \mathfrak{k}_{N}:=\varepsilon^{N+1}\otimes V_{[N+1]}\ec \end{equation}and \(\mathfrak{k}_{N}\) is an abelian ideal.
-
An element \(\varepsilon^{N+1}\otimes X\) of \(\mathfrak{k}_{N}\) is central in \(\mathfrak{R}_{N+1}^{\sigma}\) if and only if
\begin{equation}\tag{15.41} \boxed{\comm{X}{V_{0}}=0}\ec \end{equation}so \(\mathfrak{k}_{N}\) is central exactly when \(\comm{V_{[N+1]}}{V_{0}}=0\).
-
When \(\mathfrak{k}_{N}\) is central,
\begin{equation}\tag{15.42} 0\longrightarrow\mathfrak{k}_{N} \longrightarrow\mathfrak{R}_{N+1}^{\sigma} \xrightarrow{\;p_{N}\;}\mathfrak{R}_{N}^{\sigma} \longrightarrow0 \end{equation}is a central extension in the sense of Definition 14.72, and the \(2\)-cocycle determined by the level-preserving splitting is
\begin{equation}\tag{15.43} \boxed{c\left(\varepsilon^{i}\otimes X,\; \varepsilon^{j}\otimes Y\right) =\delta_{i+j,\,N+1}\;\varepsilon^{N+1}\otimes\comm{X}{Y}}\ep \end{equation}
Rests on Definition 15.20, Definition 15.18, Proposition 15.6, Definition 14.72 and Proposition 14.73.
Derivation. Derives Theorem 15.34. (1) By Proposition 15.6, \(\pi_{N}\otimes\id\) is a Lie homomorphism \(\mathfrak{g}\gen{N+1}\to\mathfrak{g}\gen{N}\); it maps \(\varepsilon^{k}\otimes V_{[k]}\) identically onto itself for \(k\le N\) and kills the top level, so it carries \(\mathfrak{R}_{N+1}^{\sigma}\) onto \(\mathfrak{R}_{N}^{\sigma}\) with kernel Equation (15.40). That kernel is abelian because
since \(2N+2>N+1\) for every \(N\ge0\).
(2) Let \(X\in V_{[N+1]}\) and let \(\varepsilon^{j}\otimes Y\) be an arbitrary element of \(\mathfrak{R}_{N+1}^{\sigma}\), so \(Y\in V_{[j]}\). Then
which vanishes automatically for every \(j\ge1\), since then \(N+1+j>N+1\). Only \(j=0\) can survive; there \(Y\in V_{0}\) and Equation (15.44) equals \(\varepsilon^{N+1}\otimes\comm{X}{Y}\). By Equation (15.17), \(\comm{X}{Y}\in V_{[N+1]}\), and \(\varepsilon^{N+1}\otimes Z\) vanishes for \(Z\in V_{[N+1]}\) only if \(Z=0\). So the bracket vanishes for all \(Y\) exactly when \(\comm{X}{V_{0}}=0\).
(3) The sequence Equation (15.42) is exact by (1) and central by (2), so it is a central extension. Define the splitting \(s:\mathfrak{R}_{N}^{\sigma}\to\mathfrak{R}_{N+1}^{\sigma}\) by \(s(\varepsilon^{i}\otimes X)=\varepsilon^{i}\otimes X\) for \(i\le N\), a linear section of \(p_{N}\). For \(i,j\le N\),
in \(\mathfrak{R}_{N+1}^{\sigma}\), whereas the same bracket computed in \(\mathfrak{R}_{N}^{\sigma}\) and then lifted by \(s\) gives \(\varepsilon^{i+j}\otimes\comm{X}{Y}\) when \(i+j\le N\) and \(0\) when \(i+j>N\). The two agree except when \(i+j=N+1\), where the difference is \(\varepsilon^{N+1}\otimes\comm{X}{Y}\in\mathfrak{k}_{N}\); for \(i+j>N+1\) both vanish. Comparing with Equation (14.120), the defect is the cocycle Equation (15.43), which satisfies Equation (14.121) automatically by Proposition 14.73.
∎Let \(\mathfrak{z}(V_{0})=\set{X\in V_{0}:\comm{X}{V_{0}}=0}\) be the centre of the subalgebra \(V_{0}\), and let \(V_{1}^{V_{0}}=\set{Y\in V_{1}:\comm{Y}{V_{0}}=0}\) be the subspace of \(V_{1}\) on which \(V_{0}\) acts trivially. Then the top level of \(\mathfrak{R}_{N}^{\sigma}\) contributes to the centre exactly
In particular, if \(V_{1}\) carries no trivial \(V_{0}\)-summand — which holds for every grading of Equation (15.24), since \(V_{0}\) always contains the rotations and \(V_{1}\) always consists of spatial vectors — central charges occur only at even truncation order, and they are the level-\(N\) copies of the centre of \(V_{0}\). Rests on Theorem 15.34 and Definition 15.24.
Derivation. Derives Corollary 15.35. Apply Theorem 15.34(2) with \(N\) in place of \(N+1\): an element \(\varepsilon^{N}\otimes X\) with \(X\in V_{[N]}\) is central precisely when \(\comm{X}{V_{0}}=0\). For \(N\) even, \(V_{[N]}=V_{0}\) and the condition defines \(\mathfrak{z}(V_{0})\); for \(N\) odd, \(V_{[N]}=V_{1}\) and it defines \(V_{1}^{V_{0}}\). For the last sentence, in each grading of Equation (15.24) the space \(V_{1}\) is spanned by generators carrying a free spatial index, on which the rotations \(J_{ij}\subseteq V_{0}\) act as on the vector representation of \(\mathfrak{so}(D-1)\); that representation has no trivial summand for \(D\ge3\), so \(V_{1}^{V_{0}}=0\).
∎Let \(\mathfrak{g}=\mathfrak{iso}(D-1,1)\) be the Poincaré algebra and let \(\sigma_{\mathrm{ss}}\) be the speed–space grading \(V_{0}=\gen{J_{ij},H}\), \(V_{1}=\gen{G_{i},P_{i}}\). Then:
-
\(\mathfrak{R}_{1}^{\sigma_{\mathrm{ss}}}\) is the Galilei algebra, with no central charge;
-
at \(N=2\) the element \(M:=\varepsilon^{2}\otimes H\) is central in every dimension, and
\begin{equation}\tag{15.46} \boxed{\comm{\varepsilon\otimes G_{i}}{\varepsilon\otimes P_{j}} =\delta_{ij}\,M}\ep \end{equation}For \(D\ge4\) the centre of \(V_{0}\) is exactly \(\gen{H}\), so \(M\) is the only central charge; quotienting \(\mathfrak{R}_{2}^{\sigma_{\mathrm{ss}}}\) by the ideal \(\varepsilon^{2}\otimes\gen{J_{ij}}\) leaves the Bargmann algebra, the central extension of Galilei by the mass. In \(3{+}1\) this is the physically relevant case;
-
only for \(D=3\) is \(\gen{J_{ij}}\) abelian, so that \(\mathfrak{z}(V_{0})=\gen{H,J}\) and \(\mathfrak{R}_{2}^{\sigma_{\mathrm{ss}}}\) is the extended Bargmann algebra with the two central charges \(M=\varepsilon^{2}\otimes H\) and \(S=\varepsilon^{2}\otimes J\); this is the algebra on which the three-dimensional constructions of [Concha:2024] are built.
In every dimension the cocycle Equation (15.43) of this extension is \(c(G_{i},P_{j})=\delta_{ij}\), which is the class computed from the Poisson brackets of a free particle in Proposition 25.14 and named in Example 14.80. Rests on Theorem 15.34, Corollary 15.35, Corollary 15.27 and Proposition 25.14.
Derivation. Derives Corollary 15.36. The grading. The Poincaré brackets are Equations (15.22) and (15.23) with \(\varsigma=0\), that is \(\comm{P_{i}}{P_{j}}=\comm{P_{i}}{H}=0\), the rest unchanged (Corollary 15.27). Then \(\comm{G_{i}}{G_{j}}=J_{ij}\), \(\comm{G_{i}}{P_{j}}=\delta_{ij}H\) and \(\comm{P_{i}}{P_{j}}=0\) lie in \(V_{0}\); \(\comm{J}{G}\sim G\), \(\comm{J}{P}\sim P\), \(\comm{H}{G_{i}}=-P_{i}\) and \(\comm{H}{P_{i}}=0\) lie in \(V_{1}\); and \(\comm{J}{J}\sim J\), \(\comm{J_{ij}}{H}=0\) lie in \(V_{0}\). Equation (15.17) holds, and \(V_{0}=\mathfrak{so}(D-1)\oplus\gen{H}\) as a direct sum of ideals.
(1). \(\mathfrak{R}_{1}^{\sigma_{\mathrm{ss}}} =(1\otimes V_{0})\oplus(\varepsilon\otimes V_{1})\), and by Equation (15.15) every bracket of two level-\(1\) generators lands at level \(2>1\) and vanishes, so \(\comm{G_{i}}{G_{j}}=\comm{G_{i}}{P_{j}}=\comm{P_{i}}{P_{j}}=0\) while \(\comm{H}{G_{i}}=-P_{i}\) survives: the Galilei algebra \((\gamma,\mu,\nu)=(0,1,0)\). It has no central charge because Corollary 15.35 with \(N=1\) odd gives \(V_{1}^{V_{0}}=0\) for \(D\ge3\).
(2). By Equation (15.43) with \(i=j=1\) and \(N+1=2\),
which is Equation (15.46). That \(M\) is central follows from Equation (15.41): \(\comm{H}{V_{0}}=0\) because \(\comm{H}{J_{ij}}=0\) and \(\comm{H}{H}=0\). By Corollary 15.35 the full central content of the top level is \(\varepsilon^{2}\otimes\mathfrak{z}(V_{0})\), and \(\mathfrak{z}(V_{0})=\gen{H}\oplus\mathfrak{z}(\mathfrak{so}(D-1)) =\gen{H}\) for \(D-1\ge3\), since \(\mathfrak{so}(n)\) has trivial centre for \(n\ge3\). The subspace \(\mathfrak{i}:=\varepsilon^{2}\otimes \gen{J_{ij}}\) is an ideal: its brackets with levels \(\ge1\) vanish for degree reasons, and at level \(0\) one has \(\comm{J_{ij}}{J_{kl}}\in \gen{J}\) and \(\comm{J_{ij}}{H}=0\). Quotienting by \(\mathfrak{i}\) kills \(\comm{\varepsilon\otimes G_{i}}{\varepsilon\otimes G_{j}} =\varepsilon^{2}\otimes J_{ij}\) and leaves the generators \(J_{ij},H,G_{i},P_{i},M\) with \(M\) central and Equation (15.46) the only new bracket: the Bargmann algebra.
(3). For \(D=3\) the rotation sector is one-dimensional, spanned by a single \(J\), so \(\comm{V_{0}}{V_{0}}=0\) and \(\mathfrak{z}(V_{0})=V_{0}\). Then \(S:=\varepsilon^{2}\otimes J\) is central as well and \(\comm{\varepsilon\otimes G_{1}}{\varepsilon\otimes G_{2}} =\varepsilon^{2}\otimes J_{12}\) is a multiple of \(S\): the two-fold central extension called the extended Bargmann algebra. That \(D=3\) is the only such case is the computation of \(\mathfrak{z}(V_{0})\) in part (2).
The cocycle. Reading Equation (15.46) against Equation (14.120) with central generator \(Z=M\) gives \(c(G_{i},P_{j})=\delta_{ij}\) and \(c=0\) on every other pair, which is Equation (25.18) with the mass scaled to unity.
∎Equation (15.43) says that the \(2\)-cocycle of the extension is nothing other than the part of the bracket that the truncation discards. Going from \(\mathfrak{R}_{N}^{\sigma}\) to \(\mathfrak{R}_{N+1}^{\sigma}\) does not add a central charge by fiat; it stops throwing one away. The cohomological obstruction of Definition 14.75 and the level structure of the expansion are two descriptions of one object, and the reason a contraction can create a central charge (Proposition 14.84) becomes visible: a contraction is the truncation \(\varepsilon^{2}=0\) (Proposition 15.26), and truncation is what makes a bracket land on a central generator instead of a genuine one.
The mass of a nonrelativistic particle has now been obtained as a central charge three times in this treatise, and the three are one fact in three languages. In Proposition 25.14 it is the constant defect of the Poisson-bracket realisation of the Galilei algebra, computed from the explicit generators of a free particle in \(3{+}1\). In Example 14.80 it is the generator of the one-dimensional \(H^{2}\) of the Galilei algebra. Here it is the level-\(2\) time translation \(\varepsilon^{2}\otimes H\) of an expansion truncated one order later than the contraction that produces Galilei. The third is the most structural, because Corollary 15.35 also settles how many other central charges there are: in \(3{+}1\) exactly none, since \(\mathfrak{z}(V_{0})=\gen{H}\); the second charge \(S\) of the extended Bargmann algebra is a feature of \(2{+}1\) alone.
| Grading | $V_{0}$ | Algebra at $N=1$ | $\mathfrak{z}(V_{0})$ | Central charges at $N=2$ |
|---|---|---|---|---|
| space–time | $J_{ij},G_{i}$ | Poincaré $\mathfrak{iso}(D{-}1,1)$ | $0$, the Lorentz algebra being simple | none; the top level $\varepsilon^{2}\otimes V_{0}$ is the Maxwell tensor $Z_{ab}$ |
| speed–space | $J_{ij},H$ | Newton–Hooke from $\mathfrak{so}(D{-}1,2)$, Galilei from $\mathfrak{iso}(D{-}1,1)$ | $\gen{H}$ for $D\ge4$; $\gen{H,J}$ for $D=3$ | the mass $M=\varepsilon^{2}\otimes H$; in $2{+}1$ also $S=\varepsilon^{2}\otimes J$ |
| speed–time | $J_{ij},P_{i}$ | para-Poincaré from $\mathfrak{so}(D{-}1,2)$, Carroll from $\mathfrak{iso}(D{-}1,1)$ | $0$: the rotations act nontrivially on $P_{i}$ for $D\ge3$ | none from the top level |
| general | $J_{ij}$ | static | — | — (not a symmetric coset) |
Table 15.1 produces four of the eleven algebras of Table 14.1 in one step; the remaining seven arise by iterating the construction (Galilei from Poincaré rather than from \(\mathfrak{so}(D-1,2)\), as in Corollary 15.27) or by the sign of \(t\) in Corollary 15.32, which is what splits de Sitter from anti-de Sitter and Newton–Hooke from its anti- partner. Section 15.7 does the bookkeeping properly: the four splittings turn out to be three edge directions and one main diagonal of a single cube, and all eleven algebras are accounted for at once. What the construction does not do is prove that the list of eleven is complete. That is the separate theorem Theorem 14.90, proved in The Classification of Kinematical Algebras by exhausting the possible structure constants, and nothing here replaces it. The two results answer different questions: one says which algebras exist, the other says how they are generated from one another and what central charges accompany them.
The Bacry–Lévy-Leblond cube as a lattice of algebras
Theorem 14.90 organises the eleven kinematical algebras by three constants \((\gamma,\mu,\nu)\) and observes that setting each of them to zero is a contraction, so that the eight vanishing patterns are the vertices of a cube. The cube is drawn there as a picture. It is in fact an algebraic object, and this section identifies it: the eight vertices are the eight degenerations of one four-dimensional commutative algebra, the three constants are its three structure constants, and the count \(8+3=11\) falls out of the sign data of that algebra — including the two entries that hypothesis (H3) of Theorem 14.90 removes.
The kinematical generators are a Klein grading
The gradings of Equation (15.24) were introduced one at a time. They are not independent.
Let \(\theta_{\mathrm{st}},\theta_{\mathrm{ss}},\theta_{\mathrm{sT}}\) be the involutions of Lemma 15.19 attached to the three symmetric-coset gradings of Proposition 15.25. Then
so the three generate a Klein four-group \(\Gamma\cong\Z_{2}\times\Z_{2}\), and the common eigenspaces of \(\Gamma\) are
a \(\Gamma\)-grading of \(\mathfrak{so}(D-1,2)\): \(\comm{\mathfrak{g}_{\alpha}}{\mathfrak{g}_{\beta}}\subseteq \mathfrak{g}_{\alpha+\beta}\). The three symmetric-coset gradings are exactly the three surjections \(\Gamma\to\Z_{2}\), and the fourth splitting \(\sigma_{\mathrm{gen}}\) of Equation (15.24) is not induced by any group homomorphism — which is why it fails Equation (15.17). Rests on Lemma 15.19, Definition 15.24, Proposition 15.25 and Proposition 15.23.
Derivation. Derives Lemma 15.40. Evaluate \(\theta_{\mathrm{st}}\theta_{\mathrm{ss}}\) on each generator, using \(\theta=+1\) on \(V_{0}\) and \(-1\) on \(V_{1}\) for the corresponding splitting of Equation (15.24):
which is \(+1\) on \(\gen{J_{ij},P_{i}}\) and \(-1\) on \(\gen{G_{i},H}\): that is \(\theta_{\mathrm{sT}}\), proving Equation (15.47). Each \(\theta\) squares to the identity, so the group they generate is \(\Z_{2}\times\Z_{2}\).
Label a character of \(\Gamma\) by its values on \((\theta_{\mathrm{st}},\theta_{\mathrm{ss}})\), writing \(0\) for \(+1\) and \(1\) for \(-1\). Reading the signs above gives Equation (15.48). That this is a grading is Equations (15.22) and (15.23) read modulo two: \(\comm{G}{P}\propto H\) is \(01+11=10\); \(\comm{G}{H}\propto P\) is \(01+10=11\); \(\comm{H}{P}\propto G\) is \(10+11=01\); \(\comm{G}{G}\) and \(\comm{P}{P}\) are proportional to \(J\), which is \(01+01=00\) and \(11+11=00\); and \(\comm{J}{\,\cdot\,}\) preserves each component because \(J\) has degree \(00\).
A surjection \(\Gamma\to\Z_{2}\) has a two-element kernel, so it makes exactly one of the three nontrivial components even together with \(\mathfrak{g}_{00}\); the three kernels \(\set{00,01}\), \(\set{00,10}\), \(\set{00,11}\) give \(V_{0}=\gen{J,G}\), \(\gen{J,H}\), \(\gen{J,P}\), which are \(\sigma_{\mathrm{st}}\), \(\sigma_{\mathrm{ss}}\), \(\sigma_{\mathrm{sT}}\). The splitting \(\sigma_{\mathrm{gen}}\) has \(V_{0}=\gen{J_{ij}}\) alone; no subgroup of \(\Gamma\) has order one and index two, so it is not the kernel of any homomorphism, and Proposition 15.25 showed directly that it is not a symmetric coset.
∎Resonance for a graded group
Definition 15.20 matched the parity of a power of \(\varepsilon\) to the parity of a grading. Nothing in the argument used \(\Z_{2}\).
Let \(\Gamma\) be a finite abelian group, let \(\mathfrak{g}=\bigoplus_{\alpha\in\Gamma}\mathfrak{g}_{\alpha}\) be a \(\Gamma\)-graded Lie algebra and \(A=\bigoplus_{\alpha\in\Gamma}A_{\alpha}\) a \(\Gamma\)-graded commutative associative algebra. Then
is a Lie subalgebra of \(\mathfrak{g}_{A}\). Rests on Definition 15.3.
Derivation. Derives Proposition 15.41. By Equation (15.2),
the middle inclusion being the two grading hypotheses. Proposition 15.21 is the case \(\Gamma=\Z_{2}\) with \(A=A_{N}\) graded by the parity of the exponent of \(\varepsilon\).
∎The algebra with three structure constants
Let \(\Gamma=\Z_{2}\times\Z_{2}\) and let \(A\) be a commutative associative unital \(\Gamma\)-graded \(\R\)-algebra whose four graded pieces are all one-dimensional, spanned by \(1\) and by \(e_{G},e_{H},e_{P}\) in the degrees of Equation (15.48). Then \(A\) is determined by three real numbers \(\lambda_{G},\lambda_{H},\lambda_{P}\) through
and associativity then forces the squares to be
Write \(A(\lambda)\) for this algebra. Its trace form Equation (15.7) is \(\diag\left(4,\,4e_{G}^{2},\,4e_{H}^{2},\,4e_{P}^{2}\right)\) in the basis \(\set{1,e_{G},e_{H},e_{P}}\), so \(A(\lambda)\) is semisimple if and only if \(\lambda_{G}\lambda_{H}\lambda_{P}\neq0\). Rests on Lemma 15.40, Definition 15.9 and Corollary 15.11.
Derivation. Derives Proposition 15.42. The three products Equation (15.50) are forced to lie in the stated one-dimensional pieces by the grading, since \(01+11=10\), \(01+10=11\) and \(10+11=01\); the mnemonic is that \(\lambda_{X}\) is the constant of the product that lands on \(e_{X}\). A square has degree \(00\), so \(e_{X}^{2}\) is a multiple of \(1\).
For Equation (15.51), impose associativity on \(e_{G}\,e_{G}\,e_{P}\):
whence \(e_{G}^{2}=\lambda_{H}\lambda_{P}\); the other two squares follow by the same computation on \(e_{H}e_{H}e_{G}\) and \(e_{P}e_{P}e_{G}\). With Equation (15.51) in force every remaining triple product is associative: the only case not already used is \(\left(e_{G}e_{H}\right)e_{P}=\lambda_{P}e_{P}^{2} =\lambda_{G}\lambda_{H}\lambda_{P}\) against \(e_{G}\left(e_{H}e_{P}\right)=\lambda_{G}e_{G}^{2} =\lambda_{G}\lambda_{H}\lambda_{P}\), which agree.
For the trace form, \(L_{e_{G}}\) sends \(1\mapsto e_{G}\), \(e_{G}\mapsto e_{G}^{2}\cdot1\), \(e_{H}\mapsto\lambda_{P}e_{P}\) and \(e_{P}\mapsto\lambda_{H}e_{H}\): no basis vector is sent to a multiple of itself, so \(\tau_{A}(e_{G})=0\), and likewise for \(e_{H},e_{P}\). Hence \(\tau_{A}(e_{X}e_{Y})=0\) for \(X\neq Y\), while \(\tau_{A}(1)=\tr(\id)=4\) and \(\tau_{A}(e_{X}^{2})=4e_{X}^{2}\). The determinant is \(4^{4}\left(\lambda_{G}\lambda_{H}\lambda_{P}\right)^{2}\) by Equation (15.51), and Corollary 15.11 converts nondegeneracy into semisimplicity.
∎The cube
Let \(\mathfrak{g}\) be a kinematical algebra with constants \((\gamma,\mu,\nu)\) in the sense of Equations (14.128) and (14.129), graded by \(\Gamma\) as in Equation (15.48), and let \(\mathfrak{R}(\lambda)\subseteq\mathfrak{g}_{A(\lambda)}\) be the resonant subalgebra Equation (15.49), of the same dimension as \(\mathfrak{g}\). Then \(\mathfrak{R}(\lambda)\) is again a kinematical algebra in the sense of Theorem 14.90, with constants
and the two brackets that the Jacobi identity fixes, Equation (14.129), come out consistent with Equation (15.52) without further assumption. Rests on Proposition 15.42, Proposition 15.41, Lemma 15.40, Equation (14.128) and Equation (14.129).
Derivation. Derives Theorem 15.43. Write the resonant generators as \(J':=1\otimes J_{ij}\), \(G':=e_{G}\otimes G_{i}\), \(H':=e_{H}\otimes H\), \(P':=e_{P}\otimes P_{i}\); by Proposition 15.41 they span a subalgebra, of dimension \(\dim\mathfrak{g}\) because each graded piece of \(A(\lambda)\) is one-dimensional. Now apply Equation (15.2) to each bracket of Equation (14.128), using Equation (15.50):
which is Equation (15.52). For the two remaining brackets, use Equation (15.51):
which are exactly Equation (14.129) written for the image constants. The rotations act on \(G_{i}'\) and \(P_{i}'\) as before, since \(1\cdot e_{X}=e_{X}\), so hypothesis (H1) of Theorem 14.90 survives, and the parity and time-reversal automorphisms of hypothesis (H2) commute with the grading because they act on each of \(J,G,H,P\) by a sign.
The consistency of the last display is the point worth noting: the squares Equation (15.51) were forced on \(A(\lambda)\) by associativity, and the relations Equation (14.129) were forced on \(\mathfrak{g}\) by the Jacobi identity. That the first reproduces the second is the factorisation of Equation (15.3) doing its work.
∎Under Equation (15.52) the vanishing pattern of \((\gamma,\mu,\nu)\) is the vanishing pattern of \((\lambda_{H},\lambda_{P},\lambda_{G})\), so the eight vertices of the contraction cube of Theorem 14.90 are the eight vanishing patterns of the structure constants of \(A(\lambda)\), and each edge of the cube is a degeneration \(\lambda_{X}\to0\) of the algebra. Moreover the four splittings of Equation (15.24) sit in the cube as follows:
-
\(\sigma_{\mathrm{st}}\) sets \(\lambda_{G}=0\), killing \(\nu\);
-
\(\sigma_{\mathrm{ss}}\) sets \(\lambda_{H}=0\), killing \(\gamma\);
-
\(\sigma_{\mathrm{sT}}\) sets \(\lambda_{P}=0\), killing \(\mu\);
-
\(\sigma_{\mathrm{gen}}\) sets all three to zero at once.
The first three are the three edge directions; the fourth is the main diagonal, from the vertex where nothing vanishes to the vertex where everything does. Rests on Theorem 15.43, Proposition 15.26, Definition 15.24 and Theorem 14.90.
Derivation. Derives Corollary 15.44. The first sentence is Equation (15.52). For the identification of the splittings, Proposition 15.26 sets \(\comm{V_{1}}{V_{1}}=0\) and leaves the other brackets alone. Reading Equation (15.24) against Equations (14.128) and (14.129): for \(\sigma_{\mathrm{st}}\), \(V_{1}=\gen{H,P_{i}}\) and the brackets inside it are \(\comm{P_{i}}{H}=\nu G_{i}\) and \(\comm{P_{i}}{P_{j}}=\gamma\nu \epsilon_{ijk}J_{k}\), so exactly \(\nu\to0\), while \(\comm{G}{P}\) and \(\comm{G}{H}\) are \(\comm{V_{0}}{V_{1}}\) brackets and are untouched. For \(\sigma_{\mathrm{ss}}\), \(V_{1}=\gen{G_{i},P_{i}}\) contains \(\comm{G_{i}}{P_{j}}=\gamma\delta_{ij}H\), so \(\gamma\to0\). For \(\sigma_{\mathrm{sT}}\), \(V_{1}=\gen{G_{i},H}\) contains \(\comm{G_{i}}{H}=\mu P_{i}\), so \(\mu\to0\). For \(\sigma_{\mathrm{gen}}\), \(V_{1}=\gen{G_{i},H,P_{i}}\) contains all three of Equation (14.128), so all three vanish together.
∎Corollary 15.44 settles a point on which the literature is easy to misread, and on which an earlier draft of Table 15.1 was wrong. The splitting \(\sigma_{\mathrm{gen}}\) is often labelled “Carroll”. It cannot be: it sets \(\gamma\), \(\mu\) and \(\nu\) to zero simultaneously, and Carroll is \((\ast,0,0)\) with \(\gamma\neq0\). What \(\sigma_{\mathrm{gen}}\) produces is the static algebra \((0,0,0)\), the opposite vertex of the cube. Carroll is reached instead by \(\sigma_{\mathrm{sT}}\) applied to the Poincaré algebra: Poincaré is \((\ast,\ast,0)\) and \(\sigma_{\mathrm{sT}}\) kills \(\mu\), leaving \((\ast,0,0)\). In cube terms Carroll is two edges away from de Sitter, so no single graded contraction of \(\mathfrak{so}(D-1,2)\) can reach it; the labelling that suggests otherwise is comparing a one-step move with a two-step one. Reaching Carroll in one step from de Sitter would need a rescaling that is not constant on \(V_{1}\) — a generalized contraction rather than a graded one — which is outside Definition 15.18. Rests on Corollary 15.44.
Rescaling the basis of \(A(\lambda)\) by \(e_{X}\mapsto s_{X}e_{X}\) with \(s_{X}\neq0\) is the rescaling freedom of Theorem 14.90, and its invariants are the three signs
They obey the following, and the eleven of Theorem 14.90 follows.
-
If all three \(\lambda\) vanish nowhere then the product of the three signs is \(\sgn\left(\lambda_{G}\lambda_{H}\lambda_{P}\right)^{2}=+1\), so an even number of them is negative.
-
Hypothesis (H3) — each boost generates a noncompact one-parameter subgroup — is exactly the condition
\begin{equation}\tag{15.57} \boxed{e_{G}^{2}\ge0}\ec \end{equation}the boost direction of \(A\) being split or nilpotent but never complex.
-
Counting the vertices with their surviving free signs gives \(2+1+2+2+1+1+1+1=11\).
Rests on Theorem 15.43, Proposition 15.42, Proposition 15.23 and Theorem 14.90.
Derivation. Derives Corollary 15.46. Under \(e_{X}\mapsto s_{X}e_{X}\) the products Equation (15.50) give \(\lambda_{H}\mapsto\lambda_{H}s_{G}s_{P}/s_{H}\) and cyclically, so no \(\lambda\) has an invariant sign; but \(e_{X}^{2}\mapsto s_{X}^{2}e_{X}^{2}\), so the three signs Equation (15.56) are invariant, and by Equation (15.51) they are the pairwise sign products of the \(\lambda\) — which is the same invariant that Corollary A.59 extracts from the generators. Claim (1) is Equation (15.51) multiplied out.
(2) By Theorem 15.43 the boosts of \(\mathfrak{R}(\lambda)\) satisfy \(\comm{G_{i}'}{G_{j}'}=-\left(\gamma\lambda_{H}\right) \left(\mu\lambda_{P}\right)\epsilon_{ijk}J_{k}' =-\gamma\mu\,e_{G}^{2}\,\epsilon_{ijk}J_{k}'\). Together with \(\comm{J}{J}\sim J\) and \(\comm{J}{G'}\sim G'\), the span \(\gen{J_{ij},G_{i}'}\) closes on \(\mathfrak{so}(4)\) when the coefficient of \(\epsilon_{ijk}J_{k}'\) is positive and on \(\mathfrak{so}(3,1)\) when it is negative; in the first case the boosts generate a circle and in the second a line, and when the coefficient vanishes they span an abelian \(\R^{3}\), again noncompact. So (H3) holds precisely when \(-\gamma\mu\,e_{G}^{2}\le0\). Normalising the parent by Proposition 15.23, which has \(\gamma\mu=1>0\), this is Equation (15.57).
(3) Go through the eight vertices, using Equation (15.51) to see which of the three signs survives. Where all three \(\lambda\) are nonzero, (H3) fixes \(\sgn(e_{G}^{2})=+\) and then (1) forces \(\sgn(e_{H}^{2})=\sgn(e_{P}^{2})\): one free sign, two algebras (de Sitter and anti-de Sitter). Where \(\lambda_{G}=0\) we have \(e_{H}^{2}=e_{P}^{2}=0\) and \(e_{G}^{2}=\lambda_{H}\lambda_{P}\), whose sign is fixed by (H3): one algebra (Poincaré). Where \(\lambda_{H}=0\), only \(e_{H}^{2}=\lambda_{G}\lambda_{P}\) survives and (H3) says nothing about it: two (Newton–Hooke and anti-Newton–Hooke). Where \(\lambda_{P}=0\), only \(e_{P}^{2}=\lambda_{G}\lambda_{H}\) survives, again unconstrained: two (para-Poincaré and inhomogeneous \(\SO(4)\)). At each of the three vertices with two vanishing \(\lambda\) all three squares vanish, so no sign is left: one each (Galilei, Carroll, para-Galilei). At the origin, one (static). The total is \(2+1+2+2+1+1+1+1=11\), and the three vertices carrying two entries are the three at which a sign survives unconstrained — which is Theorem 14.90.
∎| $(\lambda_{G},\lambda_{H},\lambda_{P})$ | $(\gamma,\mu,\nu)$ | Algebra | Free sign after (H3) |
|---|---|---|---|
| $(\ast,\ast,\ast)$ | $(\ast,\ast,\ast)$ | de~Sitter, anti-de~Sitter | $\sgn e_{H}^{2}=\sgn e_{P}^{2}$; $\sgn e_{G}^{2}=+$ fixed |
| $(0,\ast,\ast)$ | $(\ast,\ast,0)$ | Poincaré | none: only $e_{G}^{2}$ survives, and (H3) fixes it |
| $(\ast,0,\ast)$ | $(0,\ast,\ast)$ | Newton–Hooke, anti-Newton–Hooke | $\sgn e_{H}^{2}$ |
| $(\ast,\ast,0)$ | $(\ast,0,\ast)$ | para-Poincaré, inhomogeneous $\SO(4)$ | $\sgn e_{P}^{2}$ |
| $(0,0,\ast)$ | $(0,\ast,0)$ | Galilei | none: every square vanishes |
| $(0,\ast,0)$ | $(\ast,0,0)$ | Carroll | none |
| $(\ast,0,0)$ | $(0,0,\ast)$ | para-Galilei | none |
| $(0,0,0)$ | $(0,0,0)$ | static | none |
The three axes of Table 15.2 are not interchangeable, because they carry different physics. The \(\lambda_{G}\) axis is the one along which Theorem 15.29 runs: setting \(\lambda_{G}=0\) is the space–time grading, the flat limit, and by Corollary 15.32 the parameter there is \(t=-2\Lambda/((D-1)(D-2))\). So \(\lambda_{G}\) is the cosmological constant up to that positive factor, its sign is the sign of \(-\Lambda\), and the split/complex/dual trichotomy of Proposition 15.28 along this one axis is the anti-de Sitter/de Sitter/flat trichotomy. The other two axes are the two velocity limits: \(\lambda_{H}\to0\) is \(c\to\infty\) and \(\lambda_{P}\to0\) is \(c\to0\), and by Remark 15.33 the measured \(\Lambda>0\) puts nature at \(\lambda_{G}<0\) with the other two coordinates nonzero — the de Sitter vertex, of which the Poincaré algebra of Part IV is the \(\lambda_{G}\to0\) edge and the Galilei algebra of Part III the further \(\lambda_{H}\to0\) edge.
Corollary 15.46 reproduces the number eleven, and it explains why three of the eight vertices carry two entries: those are the three at which one of the signs Equation (15.56) survives without being fixed by (H3). It does not replace The Classification of Kinematical Algebras. That appendix proves that the hypotheses of Theorem 14.90 admit no other algebras — that the five unknown constants reduce to three, and that the list is exhaustive — and it does so by exhausting the possible structure constants, which is a statement about all kinematical algebras and not about the ones this construction happens to produce. The present section takes the parametrisation \((\gamma,\mu,\nu)\) as given by that theorem and shows that the cube it organises is the degeneration lattice of a single four-dimensional commutative algebra. Existence here, exhaustiveness there.
Invariant forms and why the extension is needed
An algebra is of no use for building an action unless it carries a nondegenerate invariant form: that is the input to the invariant polynomials of Section 14.7 and to the Chern–Simons construction of Section 14.8.1. The forms on \(\mathfrak{g}_{A}\) factorise just as the brackets do, and the criterion that results explains why the extension of Corollary 15.36 is not optional.
A symmetric \(k\)-linear map \(\Phi:A^{k}\to\R\) is a \(k\)-trace if
for all arguments.
Let \(A\) be commutative associative and unital. Then \(\Phi\) is a \(k\)-trace if and only if
for a unique linear functional \(\phi:A\to\R\), namely \(\phi(x)=\Phi(x,1_{A},\dots,1_{A})\). Rests on Definition 15.49.
Derivation. Derives Lemma 15.50. If \(\Phi\) has the form Equation (15.59) then Equation (15.58) holds because \((ab)c_{2}\cdots c_{k}=a(bc_{2})c_{3}\cdots c_{k}\) by associativity, and \(\Phi\) is symmetric by commutativity.
Conversely let \(\Phi\) be a \(k\)-trace and put \(\phi(x):=\Phi(x,1_{A},\dots,1_{A})\). Using Equation (15.58) with \(b=a_{2}\) and \(c_{2}=1_{A}\),
which absorbs one argument into the first slot and replaces it by the unit. Symmetry of \(\Phi\) then allows the next argument to be moved into the second slot, and repeating \(k-1\) times gives \(\Phi(a_{1},\dots,a_{k})=\Phi(a_{1}\cdots a_{k},1_{A},\dots,1_{A}) =\phi(a_{1}\cdots a_{k})\). Uniqueness follows by evaluating Equation (15.59) at \(a_{2}=\dots=a_{k}=1_{A}\).
∎Let \(\omega\) be an invariant symmetric \(k\)-linear form on \(\mathfrak{g}\),
and let \(\phi:A\to\R\) be linear. Then
is an invariant symmetric \(k\)-linear form on \(\mathfrak{g}_{A}\). Rests on Definition 15.3.
Derivation. Derives Theorem 15.51. Symmetry and \(k\)-linearity of Equation (15.61) are clear, the first using commutativity of \(A\). For invariance take \(Y=a\otimes X\) and compute with Equation (15.2):
By commutativity and associativity of \(A\) the argument of \(\phi\) equals \(a\,a_{1}\cdots a_{k}\) for every \(i\), so that scalar factors out of the sum and leaves Equation (15.60), which vanishes.
∎The natural question is whether Equation (15.61) exhausts the invariant forms of \(\mathfrak{g}_{A}\). It does not, and identifying exactly which forms it produces is worth doing precisely, because the answer decides what Theorem 15.58 below is a statement about.
\(\mathfrak{g}_{A}\) carries an action of \(A\) by \(a\cdot(b\otimes X)=(ab)\otimes X\), for which the bracket is \(A\)-bilinear: \(\comm{a\cdot u}{v}=a\cdot\comm{u}{v}\). A \(k\)-linear form \(\Omega\) on \(\mathfrak{g}_{A}\) is balanced if moving that action between slots costs nothing,
for all \(a\in A\) and all \(u_{i}\in\mathfrak{g}_{A}\). Rests on Definition 15.3.
Write \(\mathrm{Inv}^{k}(\mathfrak{g})\) for the space of invariant symmetric \(k\)-linear forms on \(\mathfrak{g}\), and let \(\set{\omega_{1},\dots,\omega_{r}}\) be a basis of it. An invariant symmetric \(k\)-linear form \(\Omega\) on \(\mathfrak{g}_{A}\) is balanced if and only if there are linear functionals \(\phi_{1},\dots,\phi_{r}:A\to\R\) with
that is, if and only if \(\Omega\) is a sum of forms Equation (15.61). Rests on Definition 15.52, Theorem 15.51 and Lemma 15.50.
Derivation. Derives Theorem 15.53. Only if. For \(\Omega=\avg{\cdot}_{\omega,\phi}\) both sides of Equation (15.62) equal \(\phi\left(a\,a_{1}\cdots a_{k}\right)\omega(X_{1},\dots,X_{k})\), by commutativity and associativity of \(A\); sums of such forms inherit the property.
If. For \(x\in A\) define a \(k\)-linear form on \(\mathfrak{g}\) by
It is symmetric: balancedness moves \(x\) from the first slot to the second, and the symmetry of \(\Omega\) then exchanges the two slots entirely, so \(\omega^{(x)}\) is unchanged under the transposition \(X_{1}\leftrightarrow X_{2}\); the same argument applies to any transposition, and transpositions generate the symmetric group. It is invariant: since \(\comm{1_{A}\otimes Z}{a\otimes X}=a\otimes\comm{Z}{X}\), the invariance of \(\Omega\) under \(1_{A}\otimes Z\), evaluated on the arguments of Equation (15.64), is literally \(\sum_{i}\omega^{(x)}(X_{1},\dots,\comm{Z}{X_{i}},\dots,X_{k})=0\). So \(x\mapsto\omega^{(x)}\) is a linear map \(A\to\mathrm{Inv}^{k}(\mathfrak{g})\), and expanding in the basis gives functionals \(\phi_{j}\in A^{*}\) with \(\omega^{(x)}=\sum_{j}\phi_{j}(x)\,\omega_{j}\).
It remains to see that \(\Omega\) is recovered from \(\omega^{(\cdot)}\) by multiplying the \(A\)-arguments. Fix \(X_{1},\dots,X_{k}\) and set \(\Phi(a_{1},\dots,a_{k}):=\Omega(a_{1}\otimes X_{1},\dots, a_{k}\otimes X_{k})\), a \(k\)-linear map \(A^{k}\to\R\). Balancedness is exactly Equation (15.58), so \(\Phi\) is a \(k\)-trace, and Lemma 15.50 gives \(\Phi(a_{1},\dots,a_{k}) =\Phi(a_{1}\cdots a_{k},1_{A},\dots,1_{A}) =\omega^{(a_{1}\cdots a_{k})}(X_{1},\dots,X_{k})\), which is Equation (15.63).
∎Let \(\mathfrak{g}\) be absolutely simple, that is \(\mathfrak{g}\otimes_{\R}\C\) simple. Then every invariant symmetric bilinear form on \(\mathfrak{g}_{A}\) is automatically balanced, and therefore
for a unique linear \(\phi:A\to\R\). The space of invariant symmetric bilinear forms on \(\mathfrak{g}_{A}\) has dimension \(\dim A\). Rests on Definition 15.3, Lemma 15.50 and Lemma A.63.
Full derivation in Appendix A.
Derives Theorem 15.54.
Let \(\mathfrak{g}\) be simple, \(A=A_{1}=\R[\varepsilon]/(\varepsilon^{2})\), and let \(B:=\avg{\cdot,\cdot}_{\kappa_{\mathfrak{g}},\phi_{1}}\) be the invariant bilinear form of Example 15.57 with \(\phi_{1}(1)=0\) and \(\phi_{1}(\varepsilon)=1\). Then the symmetric \(4\)-linear form
is invariant, and is not of the shape Equation (15.61). Hence the converse of Theorem 15.51 is false for \(k=4\), and by taking products with further copies of \(B\) for every even \(k\ge4\). Rests on Theorem 15.51, Theorem 15.53 and Example 15.57.
Derivation. Derives Proposition 15.55. \(Q\) is the full polarisation of the invariant polynomial \(u\mapsto B(u,u)^{2}\); a product of invariant polynomials is invariant, because the invariants form a ring, so \(Q\) is an invariant symmetric \(4\)-linear form. Now evaluate it on \(u_{1}=1\otimes X_{1}\), \(u_{2}=1\otimes X_{2}\), \(u_{3}=\varepsilon\otimes X_{3}\), \(u_{4}=\varepsilon\otimes X_{4}\). From \(\phi_{1}(1)=0\), \(\phi_{1}(\varepsilon)=1\) and \(\phi_{1}(\varepsilon^{2})=\phi_{1}(0)=0\),
and similarly for the last pairing, so that
which is nonzero — take \(X_{3}=X_{1}\) and \(X_{4}=X_{2}\) with \(\kappa_{\mathfrak{g}}(X_{1},X_{1})\neq0\neq \kappa_{\mathfrak{g}}(X_{2},X_{2})\), possible because \(\kappa_{\mathfrak{g}}\) is nondegenerate. But the product of the four algebra elements is \(1\cdot1\cdot\varepsilon\cdot\varepsilon=\varepsilon^{2}=0\), so any form of the shape Equation (15.61) would give \(\phi(0)\,\omega=0\) there. Hence \(Q\) is not of that shape; equivalently, by Theorem 15.53, \(Q\) is not balanced.
∎The counterexample is not exotic. Taking \(\mathfrak{g}=\mathfrak{so}(2,1)\) makes \(\mathfrak{g}_{A_{1}}\) the three-dimensional Poincaré algebra \(\mathfrak{iso}(2,1)\) — one of the low-dimensional coincidences of Remark 15.30, since there the adjoint and vector representations of \(\mathfrak{so}(2,1)\) agree — and \(B\) its familiar pairing \(\avg{J_{a},P_{b}}=\eta_{ab}\) with \(\avg{J_{a},J_{b}}=\avg{P_{a},P_{b}}=0\); then Equation (15.67) is \(Q(J_{a},J_{b},P_{c},P_{d})=\tfrac{1}{3} \left(\eta_{ac}\eta_{bd}+\eta_{ad}\eta_{bc}\right)\). The mechanism is visible there: \(Q\) is a product of two invariant forms, and \(\phi_{1}(a_{1}a_{2})\phi_{1}(a_{3}a_{4})\) is not a function of \(a_{1}a_{2}a_{3}a_{4}\).
That also says why \(k=2\) escapes. A product of invariants of lower degree needs factors of degree at least one, and \(\mathrm{Inv}^{1}(\mathfrak{g})=(\mathfrak{g}^{*})^{\mathfrak{g}}=0\) for \(\mathfrak{g}\) perfect, so an invariant bilinear form cannot be a product and has no room to be unbalanced — Theorem 15.54 then makes that precise.
Nothing in this book needs more: the only invariant forms used anywhere are bilinear, and Theorem 15.58 classifies those completely. What is lost is the stronger reading under which Equation (15.61) would describe every invariant tensor of an expanded algebra in any degree. It does not, and a Chern–Simons construction in five or more dimensions, which needs an invariant form of degree three or higher, must therefore determine its invariant tensors directly rather than by quoting a factorisation.
Taking \(k=2\), \(\omega=\kappa_{\mathfrak{g}}\) and \(\phi=\tau_{A}\) in Equation (15.61) reproduces Equation (15.8). The Killing form is thus one member of a family parametrised by the linear functionals on \(A\), and not always the useful member: on \(\mathfrak{g}\gen{1}\) the choice \(\phi(\varepsilon)\neq0\) gives a nondegenerate invariant form even though \(\tau_{A_{1}}\) is degenerate, since the Gram matrix of \(\phi(ab)\) in the basis \(\set{1,\varepsilon}\) is
of determinant \(-\phi(\varepsilon)^{2}\). This is the invariant form that makes the Poincaré algebra usable as a gauge algebra. Rests on Theorems 15.10 and 15.51.
Let \(\mathfrak{g}\) be simple with a \(\Z_{2}\)-grading \(\sigma\), let \(\omega=\kappa_{\mathfrak{g}}\), and let \(\phi:A_{N}\to\R\) be linear. The restriction of \(\avg{\cdot,\cdot}_{\kappa,\phi}\) to \(\mathfrak{R}_{N}^{\sigma}\) is nondegenerate if and only if
Rests on Theorem 15.51, Definition 15.20 and Lemma 15.19.
Derivation. Derives Theorem 15.58. By Equation (15.61), for \(X\in V_{[i]}\) and \(Y\in V_{[j]}\),
From Equation (15.61) (take \(\omega=\kappa_{\mathfrak{g}}\) and \(a_{1},a_{2}=\varepsilon^{i},\varepsilon^{j}\)). Two things can make this vanish. By Lemma 15.19, \(\kappa_{\mathfrak{g}}(V_{0},V_{1})=0\), so Equation (15.69) is zero unless \([i]=[j]\), that is unless \(i+j\) is even; and \(\phi(\varepsilon^{i+j})=0\) whenever \(i+j>N\).
Suppose \(N\) is odd and take \(i=N\), so \([N]=1\). Any \(j\) with \([j]=[N]\) is odd, whence \(i+j\ge N+1>N\) and Equation (15.69) vanishes for every \(j\). The whole top level \(\varepsilon^{N}\otimes V_{1}\) lies in the radical of the form, which is therefore degenerate.
Suppose \(N\) is even and \(\phi(\varepsilon^{N})\neq0\). Order the levels \(0,1,\dots,N\) and consider the block matrix of the form. Every entry with \(i+j>N\) vanishes, and the anti-diagonal entries \(i+j=N\) are \(\phi(\varepsilon^{N})\,\kappa_{\mathfrak{g}}|_{V_{[i]}}\), which are nondegenerate: \([i]=[N-i]\) because \(N\) is even, so the two levels pair within the same graded piece, and \(\kappa_{\mathfrak{g}}\) restricted to \(V_{0}\) and to \(V_{1}\) is nondegenerate by Lemma 15.19. A block matrix whose entries vanish strictly beyond the anti-diagonal and whose anti-diagonal blocks are invertible has determinant equal, up to sign, to the product of those blocks' determinants, hence is invertible.
Finally, if \(N\) is even but \(\phi(\varepsilon^{N})=0\) the whole anti-diagonal vanishes and the top level is again in the radical: pairing \(\varepsilon^{N}\otimes X\) with \(\varepsilon^{j}\otimes Y\) requires \(j=0\) and gives \(\phi(\varepsilon^{N})\kappa(X,Y)=0\).
∎Theorem 15.58 is the precise reason the Galilei algebra admits no invariant pairing of the kind an action needs, while the Bargmann algebra does. Galilei is \(\mathfrak{R}_{1}^{\sigma}\) with \(N=1\) odd: its level-\(1\) sector, the boosts and the space translations, is orthogonal to everything. The extension to \(N=2\) supplies exactly the partner each generator needs, and Equation (15.69) names the pairings: level \(1\) with level \(1\), and level \(0\) with the top level — that is, \(H\) with the mass \(M\). The central charge is not decoration; it is the dual partner without which the invariant form has a radical. This also explains why the useful truncations are the even ones.
What follows mathematically is the existence of the corresponding invariant tensors. What does not follow is any physical claim: three-dimensional Chern–Simons gravity built on these algebras has no propagating degrees of freedom and no observational status, as Remark 14.94 records, and this treatise carries the construction as mathematics only. Rests on Theorem 15.58 and Corollary 15.36.
Relation to the published expansion methods
Two constructions in the literature are special cases of Definition 15.3, and saying which is the honest way to place this material.
Let \(S\) be a finite abelian semigroup and \(\R[S]\) its semigroup algebra, with basis \(\set{\lambda_{\alpha}}_{\alpha\in S}\) and \(\lambda_{\alpha}\lambda_{\beta}=\lambda_{\alpha\beta}\). Then \(\mathfrak{g}_{\R[S]}\) is the \(S\)-expanded algebra of [Izaurieta:2006]: writing \(\lambda_{\alpha}\lambda_{\beta} =K_{\alpha\beta}{}^{\gamma}\lambda_{\gamma}\),
Rests on Definition 15.3 and Theorem 15.4.
Derivation. Derives Proposition 15.60. \(\R[S]\) is commutative because \(S\) is abelian and associative because \(S\) is, and it is unital after adjoining a unit if \(S\) has none. Its structure constants in the basis \(\set{\lambda_{\alpha}}\) are \(\mu_{\alpha\beta}{}^{\gamma}=K_{\alpha\beta}{}^{\gamma}\), so Equation (15.3) is Equation (15.70).
∎The expansion of [deAzcarraga:2003] rescales the group parameters by a formal variable, expands the Maurer–Cartan forms in powers of it and truncates at a chosen order. In the present language the expansion variable is \(\varepsilon\), truncation at order \(N\) is the passage to \(A_{N}=\R[\varepsilon]/(\varepsilon^{N+1})\), and the resulting algebra is \(\mathfrak{g}\gen{N}\) of Definition 15.14 or, when the method's grading conditions are imposed, the resonant subalgebra \(\mathfrak{R}_{N}^{\sigma}\) of Definition 15.20. The Maurer–Cartan method is thus the case \(A=A_{N}\) of Definition 15.3, and Proposition 15.60 is the case \(A=\R[S]\). Rests on Definitions 15.3, 15.14 and 15.20.
There is no finite abelian semigroup \(S\) with \(\R[S]\cong\C\). Rests on Proposition 15.60 and Definition 4.18.
Derivation. Derives Proposition 15.62. Suppose \(\R[S]\cong\C\). Then \(\abs{S}=2\) and the image of \(S\) in \(\C\) is an \(\R\)-basis closed under multiplication. In a finite semigroup every element has an idempotent power, and the only idempotents of \(\C\) are \(0\) and \(1\), so each element of the image is \(0\) or a root of unity. If \(0\) lies in the image the two elements span a real line, not \(\C\). So the image is \(\set{z,w}\) with \(z,w\) roots of unity, \(\R\)-independent, and \(z^{2}\in\set{z,w}\).
If \(z^{2}=z\) then \(z=1\), and \(w^{2}\in\set{1,w}\) forces \(w=\pm1\), dependent on \(z\). If \(z^{2}=w\) then \(w^{2}=z^{4}\in\set{z,w}\): from \(z^{4}=z\) we get \(z^{3}=1\) with \(z\neq1\), so \(w=z^{2}\) and \(zw=z^{3}=1\notin\set{z,w}\), contradicting closure; and from \(z^{4}=w=z^{2}\) we get \(z^{2}=1\), hence \(w=1\) and \(z=-1\), again dependent. No case survives.
∎The tensor product construction is genuinely larger than semigroup expansion. By Proposition 15.28 the algebra \(A^{(t)}\) is isomorphic to \(\C\) exactly on the branch \(t<0\), which by Corollary 15.32 is the branch with \(\Lambda>0\) — the one the measured cosmological constant selects (Remark 15.33) — and by Proposition 15.62 that two-dimensional algebra is not \(\R[S]\) for any \(S\).
The tempting next sentence is that the de Sitter side is therefore outside the reach of semigroup expansion altogether. That sentence is false, and the counterexample is small: for the cyclic group \(\Z_{3}\),
since \(x^{3}-1=(x-1)(x^{2}+x+1)\) and the quadratic factor is irreducible over \(\R\); more generally \(\R[\Z_{n}]\) acquires a complex factor for every \(n\ge3\). So a large enough semigroup does supply one. What Proposition 15.62 establishes is the narrow statement only: the two-dimensional complex algebra is not a semigroup algebra, so the de Sitter branch of the quadratic family Equation (15.26) is not itself a semigroup expansion. Whether the particular semigroup families used in the gauge-gravity literature reach it is a separate question, not settled here, and worth care — Equation (15.71) says the answer is not automatically no. Rests on Proposition 15.28, Proposition 15.62 and Corollary 15.32.
The construction in $3{+}1$ dimensions
Every statement above is dimension-independent unless marked otherwise. Because the physical parts of this treatise work in \(D=4\), the instantiation is collected here in one place.
Take \(\mathfrak{g}=\mathfrak{so}(3,2)\), of dimension \(10\), with generators \(J_{ij}\) (\(i,j=1,2,3\)), \(G_{i}\), \(H\), \(P_{i}\) as in Notation 15.22.
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Curvature. Theorem 15.29 gives the ten-dimensional resonant subalgebra \(\mathfrak{R}^{(t)}\subseteq \mathfrak{so}(3,2)_{A^{(t)}}\), isomorphic to \(\mathfrak{so}(3,2)\) for \(t>0\), to \(\mathfrak{so}(4,1)\) for \(t<0\) and to \(\mathfrak{iso}(3,1)\) for \(t=0\). By Proposition 15.31, \(\Lambda=\pm3/\ell^{2}\) and, by Corollary 15.32, \(t=-\Lambda/3\).
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Which branch. \(\Lambda\approx 1.1\times 10^{-52}\,/\mathrm{m}^{2}>0\) from Equation (15.39), so \(t\approx-3.7\times 10^{-53}\,/\mathrm{m}^{2}\) and the algebra is \(\mathfrak{so}(4,1)\): de Sitter. The curvature radius \(\ell\approx1.6\times 10^{26}\,\mathrm{m}\) is some \(19\) orders of magnitude larger than the solar system, which is why the flat truncation \(t=0\) — the Poincaré algebra of Part IV — is an excellent approximation for every laboratory and astrophysical test in this book.
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Central charges. With the speed–space grading, \(V_{0}=\gen{J_{ij},H}=\mathfrak{so}(3)\oplus\gen{H}\) has centre \(\gen{H}\), because \(\mathfrak{so}(3)\) is simple. By Corollary 15.35 the level-\(2\) truncation therefore carries exactly one central charge, \(M=\varepsilon^{2}\otimes H\), and Corollary 15.36 identifies it with the mass: the Bargmann algebra in \(3{+}1\), the algebra actually realised by the Poisson brackets of Proposition 25.14. The second charge \(S\) of the extended Bargmann algebra requires \(\mathfrak{so}(D-1)\) to be abelian and so exists only in \(2{+}1\).
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What does not carry over from \(D=3\). The isomorphisms Equation (15.32) are false at \(D=4\): \(\mathfrak{so}(3,2)\oplus\mathfrak{so}(3,2)\) has dimension \(20\) and is not an isometry algebra of any four-dimensional maximally symmetric spacetime, and \(\C\otimes_{\R}\mathfrak{so}(3,2)\) has dimension \(20\) rather than the \(10\) of \(\mathfrak{so}(4,1)\). Only the resonant subalgebra \(\mathfrak{R}^{(t)}\) has the right dimension, which is why Theorem 15.29 is stated in terms of it.
Rests on Theorem 15.29, Proposition 15.31, Corollary 15.32, Corollary 15.35 and Corollary 15.36.
For the record, since Remark 15.2 withholds the manuscript's authority: every numbered statement of this chapter is proved above or in Invariant Bilinear Forms on an Expanded Algebra, from Definition 15.3 and standard linear algebra. Reproving rather than quoting earned its keep twice. Remark 15.45 corrects the labelling of the general splitting, which gives the static algebra and not Carroll; and Proposition 15.55 disproves the manuscript's factorisation converse for \(k\ge3\) by an explicit invariant form on the three-dimensional Poincaré algebra, so what appears here as Theorems 15.53 and 15.54 is a corrected statement and not a weakened one. The only results quoted without proof are Lemma 15.12, textbook commutative algebra, and the real spectral theorem for a commuting family of symmetric operators used in Theorem 15.68, textbook linear algebra; neither is used in a claim about a specific algebra — the three cases of Proposition 15.28, the tower of Section 15.3, the branches of Theorem 15.29 and the central charges of Corollary 15.36 are each verified by direct computation on the algebra concerned.
Positive functionals and the Gram form
Theorem 15.58 decided when the factorised bilinear form of Theorem 15.51 is nondegenerate. As soon as such a form is used as a kinetic pairing — a quadratic form on fields whose sign decides whether a mode carries positive energy — the finer question is when it is positive. On the \(A\)-side the question concerns a single object, already met as the Gram matrix of Example 15.57. No spacetime dimension enters anywhere in this section; the \(D=4\) instantiation is used by the companion manuscript as recorded in Remark 15.71.
For a linear functional \(\psi:A\to\R\), the Gram form of \(\psi\) is the symmetric bilinear form
on \(A\). By Theorem 15.54, when \(\mathfrak{g}\) is absolutely simple every invariant symmetric bilinear form on \(\mathfrak{g}_{A}\) is \(B_{\psi}\otimes\kappa_{\mathfrak{g}}\) for a unique \(\psi\), so the sign structure of the invariant bilinear forms of \(\mathfrak{g}_{A}\) is exactly the sign structure of the Gram forms of \(A\). Rests on Theorem 15.54.
For every \(a\in A\) the multiplication operator \(M_{a}:u\mapsto au\) satisfies \(B_{\psi}(M_{a}u,v)=B_{\psi}(u,M_{a}v)\) for all \(u,v\in A\), and the radical \(I_{\psi}:=\set{u\in A:\psi(uA)=0}\) of \(B_{\psi}\) is an ideal of \(A\). Rests on Definition 15.66.
Derivation. Derives Lemma 15.67. \(B_{\psi}(au,v)=\psi((au)v)=\psi(u(av))=B_{\psi}(u,av)\), by commutativity and associativity of \(A\). If \(\psi(uA)=0\) then for every \(b\in A\) also \(\psi((bu)A)=\psi(u(bA))\subseteq\psi(uA)=0\), so \(I_{\psi}\) absorbs multiplication.
∎Let \(A\) be a finite-dimensional commutative associative unital \(\R\)-algebra and let \(\psi:A\to\R\) be linear. The following are equivalent.
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\(B_{\psi}\) is positive semidefinite.
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There are finitely many distinct \(\R\)-algebra homomorphisms \(\chi_{1},\dots,\chi_{r}:A\to\R\) and weights \(w_{1},\dots,w_{r}>0\) with
\begin{equation}\tag{15.73} \boxed{\psi=\sum_{i=1}^{r}w_{i}\,\chi_{i}}\ep \end{equation}
In that case \(r=\operatorname{rank}B_{\psi}\). In particular \(\psi\) annihilates \(\operatorname{rad}(A)\), and it annihilates every factor of the Artin decomposition (Lemma 15.12) whose residue field is \(\C\). Rests on Definition 15.66, Lemma 15.67 and Lemma 15.12.
Derivation. Derives Theorem 15.68. (2)\(\Rightarrow\)(1). Multiplicativity of each \(\chi_{i}\) gives
(1)\(\Rightarrow\)(2). If \(\psi=0\) take \(r=0\). Otherwise let \(I_{\psi}\) be the radical of \(B_{\psi}\), an ideal by Lemma 15.67. For a positive semidefinite form the radical coincides with the null cone — \(B_{\psi}(u,u)=0\) forces \(u\in I_{\psi}\) by the Cauchy–Schwarz inequality, which holds for every positive semidefinite symmetric form — so the induced form \(\bar{B}\) on \(\bar{A}:=A/I_{\psi}\) is positive definite, and \(\bar{A}\) is again commutative, associative and unital (\(1_{A}\notin I_{\psi}\) because \(\psi\neq0\)). Each multiplication operator \(\bar{M}_{a}\) on \(\bar{A}\) is \(\bar{B}\)-symmetric by Lemma 15.67, and the family \(\set{\bar{M}_{a}:a\in A}\) commutes, so the spectral theorem for commuting symmetric operators on a real inner-product space provides a \(\bar{B}\)-orthogonal basis \(\bar{u}_{1},\dots,\bar{u}_{r}\) of \(\bar{A}\) and functions \(\chi_{i}:A\to\R\) with \(\bar{M}_{a}\bar{u}_{i}=\chi_{i}(a)\,\bar{u}_{i}\). Each \(\chi_{i}\) is linear in \(a\), multiplicative because \(\bar{M}_{ab}=\bar{M}_{a}\bar{M}_{b}\), and unital because \(\bar{M}_{1_{A}}=\mathrm{id}\). Writing \(\bar{1}=\sum_{i}c_{i}\bar{u}_{i}\) and using \(\psi(a)=B_{\psi}(a,1_{A})\),
with every \(w_{i}\ge0\); discard the terms with \(w_{i}=0\) and merge repeated characters, which keeps the surviving weights positive and the characters distinct.
Distinct characters are linearly independent: a shortest nontrivial relation \(\sum_{i}\lambda_{i}\chi_{i}=0\) with all \(\lambda_{i}\neq0\) and \(r\ge2\) admits some \(a_{0}\) with \(\chi_{1}(a_{0})\neq\chi_{2}(a_{0})\); evaluating the relation at \(a_{0}a\) and subtracting \(\chi_{1}(a_{0})\) times the relation at \(a\) kills the first term but not the second, producing a shorter nontrivial relation. Hence \(B_{\psi}(a,b)=\sum_{i}w_{i}\chi_{i}(a)\chi_{i}(b)\) has rank exactly \(r\).
Finally, a character kills every nilpotent element, since \(\chi(n)^{k}=\chi(n^{k})=0\), hence kills \(\operatorname{rad}(A)\). And let \(A_{j}\) be a factor of the Artin decomposition, with unit the idempotent \(\pi_{j}\) and residue field \(\C\). From \(\chi(\pi_{j})^{2}=\chi(\pi_{j})\) either \(\chi(\pi_{j})=0\), and then \(\chi\) kills \(A_{j}=\pi_{j}A_{j}\) outright, or \(\chi(\pi_{j})=1\), and then \(\chi\) restricts to a unital \(\R\)-algebra homomorphism \(A_{j}\to\R\), which kills the maximal ideal of \(A_{j}\) (it is nilpotent) and so induces an \(\R\)-algebra homomorphism \(\C\to\R\) — impossible, since \(\chi(i)^{2}=\chi(-1)=-1\) has no real solution. So every \(\psi\) of the form Equation (15.73) vanishes on \(\operatorname{rad}(A)\) and on every factor whose residue field is \(\C\).
∎On the truncated algebra \(A_{N}=\R[\varepsilon]/(\varepsilon^{N+1})\) with \(N\ge1\):
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\(B_{\psi}\) is positive semidefinite if and only if \(\psi(1)\ge0\) and \(\psi(\varepsilon^{k})=0\) for all \(k\ge1\); its rank is then at most one.
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For \(N\) even and \(\psi(\varepsilon^{N})\neq0\) — the nondegenerate case of Theorem 15.58 — the signature of \(B_{\psi}\) is \(\left(\tfrac{N}{2}+1,\tfrac{N}{2}\right)\) or \(\left(\tfrac{N}{2},\tfrac{N}{2}+1\right)\): maximally split up to one unit. Nondegeneracy and positivity are therefore incompatible on every truncation with \(N\ge1\): already by (1), a positive semidefinite \(B_{\psi}\) has rank at most one on an algebra of dimension \(N+1\ge2\).
Rests on Theorem 15.68, Definition 15.14 and Theorem 15.58.
Derivation. Derives Corollary 15.69. (1) is Theorem 15.68 applied to \(A_{N}\): an \(\R\)-character must send \(\varepsilon\) to a real root of \(x^{N+1}=0\), that is to \(0\), so the only character is evaluation at \(\varepsilon=0\) and Equation (15.73) reads \(\psi=w_{1}\operatorname{ev}_{0}\) with \(w_{1}=\psi(1)\), allowing also \(w_{1}=0\) for \(\psi=0\). (2): in the basis \(1,\varepsilon,\dots,\varepsilon^{N}\) the matrix of \(B_{\psi}\) has entries \(\psi(\varepsilon^{i+j})\), zero for \(i+j>N\) and equal to \(\psi(\varepsilon^{N})\neq0\) along the anti-diagonal \(i+j=N\), so \(\det B_{\psi}=\pm\psi(\varepsilon^{N})^{N+1}\neq0\) and the form is nondegenerate. The span of \(\set{\varepsilon^{i}:2i>N}\) has all pairwise products of total degree exceeding \(N\), hence is totally isotropic for \(B_{\psi}\), of dimension \(N/2\); a nondegenerate symmetric form on a space of dimension \(N+1\) with a totally isotropic subspace of dimension \(N/2\) has at least \(N/2\) positive and \(N/2\) negative directions, which fixes the signature up to the placement of the one remaining unit.
∎If \(B_{\psi}\) has signature \((p_{\psi},n_{\psi})\) and \(\kappa_{\mathfrak{g}}\) has signature \((p_{\kappa},n_{\kappa})\), the factorised form \(B_{\psi}\otimes\kappa_{\mathfrak{g}}\) on \(\mathfrak{g}_{A}\) has signature
A positive definite \(B_{\psi}\) reproduces the sign pattern of \(\kappa_{\mathfrak{g}}\) on every summand; each negative direction of \(B_{\psi}\) instead contributes a full reversed copy \(-\kappa_{\mathfrak{g}}\), so a split \(B_{\psi}\) carries the reversed pattern on half of its directions. Rests on Definition 15.66 and Theorem 15.51.
Derivation. Derives Corollary 15.70. Diagonalise each factor and count the signs of the products of diagonal entries.
∎Theorem 15.68 is the positivity companion of Theorem 15.58, and the two pull in opposite directions. Nondegeneracy can always be arranged on an even truncation, but it is bought with the anti-diagonal level pairing, and Corollary 15.69 shows that pairing to be maximally split; positivity, by contrast, sees only the totally real semisimple part of \(A\) — at most one positive weight per real point of the Artin decomposition — and nothing of the radical. The Gram matrix of Example 15.57, whose determinant is \(-\phi(\varepsilon)^{2}\), is the sharpest instance: split, usable as a nondegenerate pairing, never positive. In the language of moment sequences, \(B_{\psi}\) on \(A_{N}\) is the Hankel matrix of the finite sequence \(\psi(\varepsilon^{k})\), and Theorem 15.68 is the statement that a positive Hankel form on a truncated polynomial algebra comes from a nonnegative measure supported on the real spectrum — here the single point \(\varepsilon=0\). As everywhere in this chapter (Remark 15.59), the statement is mathematics: the companion manuscript [Gonzalez:2026] applies it at \(D=4\) as a kinetic-positivity criterion, with the weights \(w_{i}\) playing the role of coupling constants, one per summand; no physical claim is made or needed here.